Filing of Amendments. 14 (c) Delivery of Registration Statements...................................................14 (d) Delivery of Prospectuses..............................................................14 (e) Continued Compliance with Securities Laws.............................................14 (f) Blue Sky Qualifications...............................................................15 (g) Rule 158..............................................................................15 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 3 contracts
Samples: Underwriting Agreement (Oriental Financial Group Inc), Underwriting Agreement (Oriental Financial Group Inc), Underwriting Agreement (Oriental Financial Group Inc)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ......................... 9 (d) Delivery of Prospectuses..............................................................14 Prospectus...................................... 10 (e) Continued Compliance with Securities Laws.............................................14 ................... 10 (f) Blue Sky Qualifications...............................................................15 ..................................... 10 (g) Rule 158..............................................................................15 .................................................... 10 (h) Use of Proceeds.......................................................................15 ............................................. 11 (i) Listing...............................................................................15 Subchapter M................................................ 11 (j) Restriction Listing..................................................... 11 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares.............................. 11
Appears in 3 contracts
Samples: Purchase Agreement (Muniholdings California Insured Fund Iv Inc), Exhibit 99 (Muniholdings New York Insured Fund Iii Inc), Purchase Agreement (Muniholdings New Jersey Insured Fund Iii Inc)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 ...........................11 (d) Delivery of Prospectuses..............................................................14 Prospectus........................................11 (e) Continued Compliance with Securities Laws.............................................14 .....................11 (f) Blue Sky Qualifications...............................................................15 .......................................12 (g) Rule 158..............................................................................15 ......................................................12 (h) Use of Proceeds.......................................................................15 ...............................................12 (i) Listing...............................................................................15 Subchapter M..................................................12 (j) Restriction Listing.......................................................12 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares................................12
Appears in 2 contracts
Samples: Purchase Agreement (Muni New York Intermediate Duration Fund Inc), Purchase Agreement (Muni Intermediate Duration Fund Inc)
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 .................................................................12 (d) Delivery of Prospectuses..............................................................14 Prospectus..............................................................................12 (e) Continued Compliance with Securities Laws.............................................14 ...........................................................12 (f) Blue Sky Qualifications...............................................................15 .............................................................................13 (g) Rule 158..............................................................................15 ............................................................................................13 (h) Use of Proceeds.......................................................................15 .....................................................................................13 (i) Listing...............................................................................15 Subchapter M........................................................................................13 (j) Restriction Restrictions on Sale of Securities.....................................................15 (k)Shares......................................................................13
Appears in 2 contracts
Samples: Purchase Agreement (Muniholdings Fund Inc), Purchase Agreement (Muniyield Fund Inc)
Filing of Amendments. 14 17 (c) Delivery of Registration Statements...................................................14 ................. 18 (d) Delivery of Prospectuses..............................................................14 ............................ 18 (e) Continued Compliance with Securities Laws.............................................14 ........... 18 (f) Blue Sky Qualifications...............................................................15 ............................. 19 (g) Rule 158..............................................................................15 ............................................ 19 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 2 contracts
Samples: International Purchase Agreement (Quality Food Centers Inc), Purchase Agreement (Quality Food Centers Inc)
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 ................................12 (d) Delivery of Prospectuses..............................................................14 Prospectus.............................................12 (e) Continued Compliance with Securities Laws.............................................14 ..........................12 (f) Blue Sky Qualifications...............................................................15 ............................................13 (g) Rule 158..............................................................................15 ...........................................................13 (h) Use of Proceeds.......................................................................15 ....................................................13 (i) Listing...............................................................................15 Subchapter M.......................................................13 (j) Restriction Restrictions on Sale of Securities.....................................................15 Shares.....................................13 (k)
Appears in 2 contracts
Samples: Purchase Agreement (Muniyield New Jersey Fund Inc), Purchase Agreement (Muniyield Pennsylvania Fund)
Filing of Amendments. 14 13 (c) Delivery of Registration Statements...................................................14 .............................13 (d) Delivery of Prospectuses......................................................................................................14 (e) Continued Compliance with Securities Laws....................................................................14 (f) Blue Sky Qualifications...............................................................15 .........................................14 (g) Rule 158..............................................................................15 Earnings Statement..............................................14 (h) Use of Proceeds........................................................................................................................15 (i) Listing........................................................................................................................................15 (j) Restriction on Sale of Securities....................................................................................15 (k)
Appears in 2 contracts
Samples: Underwriting Agreement (Vectren Utility Holdings Inc), Underwriting Agreement (Southern Indiana Gas & Electric Co)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ............................ 9 (d) Delivery of Prospectuses..............................................................14 Prospectus......................................... 10 (e) Continued Compliance with Securities Laws.............................................14 ...................... 10 (f) Blue Sky Qualifications...............................................................15 ........................................ 10 (g) Rule 158..............................................................................15 ....................................................... 10 (h) Use of Proceeds.......................................................................15 ................................................ 11 (i) Listing...............................................................................15 Subchapter M................................................... 11 (j) Restriction Restrictions on Sale of Securities.....................................................15 (k)Shares................................. 11 SECTION 4. Covenants of the Underwriter......................................... 11
Appears in 2 contracts
Samples: Purchase Agreement (Muniholdings New York Insured Fund Iii Inc), Purchase Agreement (Muniholdings New Jersey Insured Fund Iii Inc)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 Statements ...............................11 (d) Delivery of Prospectuses..............................................................14 Prospectuses ..........................................11 (e) Continued Compliance with Securities Laws.............................................14 Laws .........................12 (f) Blue Sky Qualifications...............................................................15 Qualifications ...........................................12 (g) Rule 158..............................................................................15 158 ..........................................................12 (h) Use of Proceeds.......................................................................15 Proceeds ...................................................12 (i) Listing...............................................................................15 Listing ...........................................................12 (j) Restriction on Sale of Securities.....................................................15 Securities .................................12 (k)
Appears in 2 contracts
Samples: Purchase Agreement (Turner Paul H), Purchase Agreement (Simons Stephen W)
Filing of Amendments. 14 18 (c) Delivery of Registration Statements...................................................14 Statements ............ 18 (d) Delivery of Prospectuses..............................................................14 Prospectuses ....................... 18 (e) Continued Compliance with Securities Laws.............................................14 Laws ...... 19 (f) Blue Sky Qualifications...............................................................15 Qualifications ........................ 19 (g) Rule 158..............................................................................15 158 ....................................... 20 (h) Use of Proceeds.......................................................................15 Proceeds ................................ 20 (i) Listing...............................................................................15 Listing ........................................ 20 (j) Restriction on Sale of Securities.....................................................15 Securities .............. 20 (k)
Appears in 1 contract
Samples: Purchase Agreement (Hayes Wheels International Inc)
Filing of Amendments. 14 16 (c) Delivery of Registration Statements...................................................14 ..................................17 (d) Delivery of Prospectuses..............................................................14 .............................................17 (e) Continued Compliance with Securities Laws.............................................14 ............................17 (f) Blue Sky Qualifications...............................................................15 ..............................................18 (g) Rule 158..............................................................................15 .............................................................18 (h) Use of Proceeds.......................................................................15 ......................................................18 (i) Listing...............................................................................15 ..............................................................18 (j) Restriction on Sale of Securities.....................................................15 ....................................18 (k)
Appears in 1 contract
Samples: Purchase Agreement (Poppe Tyson Inc)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ............................ 9 (d) Delivery of Prospectuses..............................................................14 Prospectus......................................... 10 (e) Continued Compliance with Securities Laws.............................................14 ...................... 10 (f) Blue Sky Qualifications...............................................................15 ........................................ 10 (g) Rule 158..............................................................................15 . ..................................................... 10 (h) Use of Proceeds.......................................................................15 ................................................ 11 (i) Listing...............................................................................15 Subchapter M................................................... 11 (j) Restriction Listing. ...................................................... 11 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares................................. 11
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings Florida Insured Fund Iv)
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 ...........................10 (d) Delivery of Prospectuses..............................................................14 ......................................11 (e) Continued Compliance with Securities Laws.............................................14 .....................11 (f) Blue Sky Qualifications...............................................................15 .......................................11 (g) Rule 158..............................................................................15 ......................................................12 (h) Use of Proceeds.......................................................................15 ...............................................12 (i) Listing...............................................................................15 .......................................................12 (j) Restriction on Sale of Securities.....................................................15 .............................12 (k)
Appears in 1 contract
Samples: Purchase Agreement (Comdisco Inc)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 .....................11 (d) Delivery of Prospectuses..............................................................14 Prospectus..................................11 (e) Continued Compliance with Securities Laws.............................................14 ...............11 (f) Blue Sky Qualifications...............................................................15 .................................12 (g) Rule 158..............................................................................15 ................................................12 (h) Use of Proceeds.......................................................................15 .........................................12 (i) Listing...............................................................................15 .................................................12 (j) Restriction on Sale of Securities.....................................................15 .......................12 (k)
Appears in 1 contract
Samples: Cox Communications Inc /De/
Filing of Amendments. 14 16 (c) Delivery of Registration Statements...................................................14 Filed Documents................................. 16 (d) Delivery of Prospectuses..............................................................14 (e) Continued Compliance with Securities Laws.............................................14 (f) Blue Sky Qualifications...............................................................15 ..................................... 17 (ge) Rule 158..............................................................................15 .................................................... 17 (hf) Use of Proceeds.......................................................................15 ............................................. 17 (i) Listing...............................................................................15 (jg) Restriction on Sale of Securities.....................................................15 ........................... 17 (kh)
Appears in 1 contract
Samples: Purchase Agreement (Thomson Corp)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ................................................... 9 (d) Delivery of Prospectuses..............................................................14 Prospectus................................................................ 10 (e) Continued Compliance with Securities Laws.............................................14 ............................................. 10 (f) Blue Sky Qualifications...............................................................15 ............................................................... 10 (g) Rule 158..............................................................................15 .............................................................................. 10 (h) Use of Proceeds.......................................................................15 ....................................................................... 11 (i) Listing...............................................................................15 Subchapter M.......................................................................... 11 (j) Restriction Listing............................................................................... 11 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares........................................................ 11
Appears in 1 contract
Samples: Purchase Agreement (Income Opportunities Fund 2006 Inc)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 Statements ............................ 11 (d) Delivery of Prospectuses..............................................................14 Prospectuses ....................................... 12 (e) Continued Compliance with Securities Laws.............................................14 Laws ...................... 12 (f) Blue Sky Qualifications...............................................................15 Qualifications ........................................ 12 (g) Rule 158..............................................................................15 158 ....................................................... 13 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 Securities .............................. 13 (k)i) Reporting Requirements ......................................... 13
Appears in 1 contract
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ........................... 10 (d) Delivery of Prospectuses..............................................................14 ...................................... 10 (e) Continued Compliance with Securities Laws.............................................14 ..................... 10 (f) Blue Sky Qualifications...............................................................15 ....................................... 11 (g) Rule 158..............................................................................15 Earnings Statement............................................ 11 (h) Use of Proceeds.......................................................................15 ............................................... 11 (i) Listing...............................................................................15 ....................................................... 11 (j) Restriction on Sale of Securities.....................................................15 (k)............................. 11
Appears in 1 contract
Filing of Amendments. 14 (c) Delivery of Registration Statements................................................................................................. 14 (d) Delivery of Prospectuses....................................................................................................................... 14 (e) Continued Compliance with Securities Laws..................................................................................... 14 (f) Blue Sky Qualifications......................................................................................................................... 15 (g) Rule 158....................................................................................................................................................... 15 (h) Use of Proceeds......................................................................................................................................... 15 (i) Listing......................................................................................................................................................... 15 (j) Restriction on Sale of Securities..................................................................................................... 15 (k)
Appears in 1 contract
Filing of Amendments. 14 (c) Delivery of Registration Statements.............................................................................14 (d) Delivery of Prospectuses..............................................................14 .....................................15 (e) Continued Compliance with Securities Laws.............................................14 ....................15 (f) Blue Sky Qualifications.....................................................................................................15 (g) Rule 158...................................................................................................................................15 (h) Use of Proceeds.......................................................................15 ..............................................16 (i) Listing...............................................................................15 ......................................................16 (j) Restriction on Sale of Securities.....................................................15 ............................16 (k)
Appears in 1 contract
Samples: Advanced Radio Telecom Corp
Filing of Amendments. 14 13 (c) Delivery of Registration Statements.........................................................................................14 (d) Delivery of Prospectuses...............................................................................................................14 (e) Continued Compliance with Securities Laws.............................................................................14 (f) Blue Sky Qualifications...............................................................15 ..................................................14 (g) Rule 158...............................................................................................................................................15 (h) Use of Proceeds.................................................................................................................................15 i [(i) Listing................................................................................................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)........................................15
Appears in 1 contract
Samples: Advanced Radio Telecom Corp
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 ..................................11 (d) Delivery of Prospectuses..............................................................14 .............................................11 (e) Continued Compliance with Securities Laws.............................................14 ............................12 (f) Blue Sky Qualifications...............................................................15 ..............................................12 (g) Rule 158..............................................................................15 .............................................................13 (h) Use of Proceeds.......................................................................15 ......................................................13 (i) Listing...............................................................................15 ..............................................................13 (j) Restriction on Sale of Securities.....................................................15 ....................................13 (k)
Appears in 1 contract
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 Statement...........................11 (d) Delivery of Prospectuses..............................................................14 Prospectus.......................................11 (e) Continued Compliance with Securities Laws.............................................14 ....................11 (f) Blue Sky Qualifications...............................................................15 ......................................12 (g) Rule 158..............................................................................15 .....................................................12 (h) Use of Proceeds.......................................................................15 ..............................................12 (i) Listing...............................................................................15 Subchapter M.................................................12 (j) Restriction Listing......................................................12 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares...............................12
Appears in 1 contract
Samples: Purchase Agreement (Capital & Income Strategies Fund Inc)
Filing of Amendments. 14 20 (c) Delivery of Registration Statements...................................................14 Statement..........................21 (d) Delivery of Prospectuses..............................................................14 ....................................21 (e) Continued Compliance with Securities Laws.............................................14 ...................21 (f) Blue Sky Qualifications...............................................................15 .....................................22 (g) Rule 158..............................................................................15 ....................................................22 (h) Use of Proceeds.......................................................................15 .............................................23 (i) Listing...............................................................................15 .....................................................23 (j) Restriction on Sale of Securities.....................................................15 ...........................23 (k)
Appears in 1 contract
Samples: International Purchase Agreement (Snyder Communications Inc)
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 .....................10 (d) Delivery of Prospectuses..............................................................14 Prospectus..................................11 (e) Continued Compliance with Securities Laws.............................................14 ...............11 (f) Blue Sky Qualifications...............................................................15 .................................11 (g) Rule 158..............................................................................15 ................................................12 (h) Use of Proceeds.......................................................................15 .........................................12 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 .......................12 (kj)
Appears in 1 contract
Samples: Cox Communications Inc /De/
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 ............................12 (d) Delivery of Prospectuses..............................................................14 .......................................13 (e) Continued Compliance with Securities Laws.............................................14 ......................13 (f) Blue Sky Qualifications...............................................................15 ........................................13 (g) Rule 158..............................................................................15 .......................................................14 (h) Use of Proceeds.......................................................................15 ................................................14 (i) Listing...............................................................................15 ........................................................14 (j) Restriction on Sale of Securities.....................................................15 ..............................14 (k)
Appears in 1 contract
Samples: Cox Communications Inc /De/
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ............................ 9 (d) Delivery of Prospectuses..............................................................14 Prospectus......................................... 9 (e) Continued Compliance with Securities Laws.............................................14 ...................... 10 (f) Blue Sky Qualifications...............................................................15 ........................................ 10 (g) Rule 158..............................................................................15 ....................................................... 10 (h) Use of Proceeds.......................................................................15 ................................................ 10 (i) Listing...............................................................................15 Subchapter M................................................... 10 (j) Restriction Restrictions on Sale of Securities.....................................................15 (k)Shares................................. 11 SECTION 4. Covenants of the Underwriter.................................... 11
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings Florida Insured Fund Iv)
Filing of Amendments. 14 16 (c) Delivery of Registration Statements...................................................14 ......................................16 (d) Delivery of Prospectuses..............................................................14 .................................................16 (e) Continued Compliance with Securities Laws.............................................14 ................................17 (f) Blue Sky Qualifications...............................................................15 ..................................................17 (g) Rule 158..............................................................................15 158 ................................................................18 (h) Use of Proceeds.......................................................................15 ..........................................................18 (i) Listing...............................................................................15 ..................................................................18 (j) Restriction on Sale of Securities.....................................................15 ........................................18 (k)
Appears in 1 contract
Filing of Amendments. 14 8 (c) Delivery of Registration Statements...................................................14 ....................................................9 (d) Delivery of Prospectuses..............................................................14 Prospectus.................................................................9 (e) Continued Compliance with Securities Laws.............................................14 ..............................................9 (f) Blue Sky Qualifications...............................................................15 ................................................................9 (g) Rule 158..............................................................................15 10 (h) Use of Proceeds.......................................................................15 10 (i) Listing...............................................................................15 Subchapter M..........................................................................10 (j) Restriction Listing...............................................................................10 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares........................................................10
Appears in 1 contract
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 ..........................................11 (d) Delivery of Prospectuses..............................................................14 .....................................................11 (e) Continued Compliance with Securities Laws.............................................14 ....................................12 (f) Blue Sky Qualifications...............................................................15 . ....................................................12 (g) Rule 158..............................................................................15 . ...................................................................12 (h) DTC..........................................................................12 (i) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 ..............................................................13 (j) Restriction on Sale of Securities.....................................................15 ............................................13 (k)
Appears in 1 contract
Filing of Amendments. 14 16 (c) Delivery of Registration Statements...................................................14 ........................................16 (d) Delivery of Prospectuses..............................................................14 ...................................................16 (e) Continued Compliance with Securities Laws.............................................14 ..................................17 (f) Blue Sky Qualifications...............................................................15 ....................................................17 (g) Rule 158..............................................................................15 ...................................................................17 (h) Use of Proceeds.......................................................................15 ............................................................17 (i) Listing...............................................................................15 ....................................................................18 (j) Restriction on Sale of Securities.....................................................15 ..........................................18 (k)
Appears in 1 contract
Samples: Purchase Agreement (Knoll Inc)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ....................................................9 (d) Delivery of Prospectuses..............................................................14 Prospectus................................................................10 (e) Continued Compliance with Securities Laws.............................................14 10 (f) Blue Sky Qualifications...............................................................15 10 (g) Rule 158..............................................................................15 10 (h) Use of Proceeds.......................................................................15 11 (i) Listing...............................................................................15 Subchapter M..........................................................................11 (j) Restriction Listing...............................................................................11 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares........................................................11
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings New Jersey Insured Fund Iv Inc)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ...................................9 (d) Delivery of Prospectuses..............................................................14 Prospectus...............................................10 (e) Continued Compliance with Securities Laws.............................................14 ............................10 (f) Blue Sky Qualifications...............................................................15 ..............................................10 (g) Rule 158..............................................................................15 .............................................................10 (h) Use of Proceeds.......................................................................15 ......................................................11 (i) Listing...............................................................................15 Subchapter M.........................................................11 (j) Restriction Listing..............................................................11 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares.......................................11
Appears in 1 contract
Samples: Corporate High Yield Fund v Inc
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 ........................................................... 10 (d) Delivery of Prospectuses..............................................................14 ...................................................................... 11 (e) Continued Compliance with Securities Laws.............................................14 ..................................................... 11 (f) Blue Sky Qualifications...............................................................15 ....................................................................... 11 (g) Rule 158..............................................................................15 ...................................................................................... 11 (h) Use of Proceeds.......................................................................15 ............................................................................... 12 (i) Listing...............................................................................15 ....................................................................................... 12 (j) Restriction on Sale of Securities.....................................................15 (k)............................................................. 12
Appears in 1 contract
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ................................9 (d) Delivery of Prospectuses..............................................................14 Prospectus............................................10 (e) Continued Compliance with Securities Laws.............................................14 .........................10 (f) Blue Sky Qualifications...............................................................15 ...........................................10 (g) Rule 158..............................................................................15 ..........................................................10 (h) Use of Proceeds.......................................................................15 ...................................................11 (i) Listing...............................................................................15 Subchapter M......................................................11 (j) Restriction Listing...........................................................11 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares....................................11
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings Florida Insured Fund V)
Filing of Amendments. 14 13 (c) Delivery of Registration Statements...................................................14 ..............................13 (d) Delivery of Prospectuses.......................................................................................................14 (e) Continued Compliance with Securities Laws.....................................................................14 (f) Blue Sky Qualifications...............................................................15 ..........................................14 (g) Rule 158.......................................................................................................................................15 (h) Use of Proceeds.........................................................................................................................15 (i) Listing.........................................................................................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)................................15
Appears in 1 contract
Filing of Amendments. 14 (c) Delivery of Registration Statements.................................................................................14 (d) Delivery of Prospectuses.......................................................................................................14 (e) Continued Compliance with Securities Laws.............................................14 ........................15 (f) Blue Sky Qualifications.........................................................................................................15 (g) Rule 158.......................................................................................................................................15 (h) Use of Proceeds.......................................................................15 ..................................................16 (i) Listing...............................................................................15 ..........................................................16 (j) Restriction on Sale of Securities.....................................................15 ................................16 (k) REIT Requirements................................................16 (l)
Appears in 1 contract
Samples: Irvine Apartment Communities L P
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 ...............................12 (d) Delivery of Prospectuses..............................................................14 Prospectus............................................12 (e) Continued Compliance with Securities Laws.............................................14 .........................12 (f) Blue Sky Qualifications...............................................................15 ...........................................13 (g) Rule 158..............................................................................15 ..........................................................13 (h) Use of Proceeds.......................................................................15 ...................................................13 (i) Listing...............................................................................15 Subchapter M......................................................13 (j) Restriction Restrictions on Sale of Securities.....................................................15 (k)Shares....................................13
Appears in 1 contract
Samples: Purchase Agreement (Muniyield Arizona Fund Inc /Nj/)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 . ............................ 11 (d) Delivery of Prospectuses..............................................................14 . ....................................... 11 (e) Continued Compliance with Securities Laws.............................................14 . ...................... 12 (f) Blue Sky Qualifications...............................................................15 . ........................................ 12 (g) Rule 158..............................................................................15 . ....................................................... 12 (h) Use of Proceeds.......................................................................15 . ................................................ 12 (i) Listing...............................................................................15 . ........................................................ 13 (j) Restriction on Sale of Securities.....................................................15 . .............................. 13 (k)
Appears in 1 contract
Filing of Amendments. 14 19 (c) Delivery of Registration Statements...................................................14 ................. 19 (d) Delivery of Prospectuses..............................................................14 ............................ 19 (e) Continued Compliance with Securities Laws.............................................14 ........... 20 (f) Blue Sky Qualifications...............................................................15 ............................. 20 (g) Rule 158..............................................................................15 ............................................ 20 (h) Use of Proceeds.......................................................................15 ..................................... 21 (i) Listing...............................................................................15 ............................................. 21 (j) Restriction on Sale of Securities.....................................................15 ................... 21 (k)
Appears in 1 contract
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 ...........................12 (d) Delivery of Prospectuses..............................................................14 ......................................12 (e) Continued Compliance with Securities Laws.............................................14 .....................12 (f) Blue Sky Qualifications...............................................................15 .......................................12 (g) Rule 158..............................................................................15 ......................................................13 (h) Use of Proceeds.......................................................................15 ...............................................13 (i) Listing...............................................................................15 .......................................................13 (j) Restriction on Sale of Securities.....................................................15 .............................13 (k)
Appears in 1 contract
Samples: Purchase Agreement (Vectren Corp)
Filing of Amendments. 14 17 (c) Delivery of Registration Statements...................................................14 ....................................................... 17 (d) Delivery of Prospectuses..............................................................14 .................................................................. 17 (e) Continued Compliance with Securities Laws.............................................14 ................................................. 17 (f) Blue Sky Qualifications...............................................................15 ................................................................... 18 (g) Rule 158..............................................................................15 .................................................................................. 18 (h) Use of Proceeds.......................................................................15 ........................................................................... 18 (i) Listing...............................................................................15 ................................................................................... 18 (j) Restriction on Sale of Securities.....................................................15 ......................................................... 19 (k)
Appears in 1 contract
Samples: Purchase Agreement (Utstarcom Inc)
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 ...............................10 (d) Delivery of Prospectuses..............................................................14 ..........................................10 (e) Continued Compliance with Securities Laws.............................................14 ...................................11 (f) Blue Sky Qualifications...............................................................15 ...........................................11 (g) Rule 158..............................................................................15 ..........................................................11 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k).................................11
Appears in 1 contract
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 ..............................10 (d) Delivery of Prospectuses..............................................................14 Prospectus...........................................11 (e) Continued Compliance with Securities Laws.............................................14 ........................11 (f) Blue Sky Qualifications...............................................................15 ..........................................11 (g) Rule 158..............................................................................15 .........................................................12 (h) Use of Proceeds.......................................................................15 ..................................................12 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 ................................12 (kj)
Appears in 1 contract
Samples: Underwriting Agreement (Wisconsin Power & Light Co)
Filing of Amendments. 14 (c) Delivery of Registration Statements...................................................14 (d) Delivery of Prospectuses..............................................................14 (e) Continued Compliance with Securities Laws.............................................14 (f) Blue Sky Qualifications...............................................................15 (g) Rule 158..............................................................................15 (h) Use of Proceeds.......................................................................15 16 (i) Listing...............................................................................15 16 (j) Restriction on Sale of Securities.....................................................15 16 (k)
Appears in 1 contract
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ................................................... 9 (d) Delivery of Prospectuses..............................................................14 Prospectus................................................................ 10 (e) Continued Compliance with Securities Laws.............................................14 ............................................. 10 (f) Blue Sky Qualifications...............................................................15 ............................................................... 10 (g) Rule 158..............................................................................15 .............................................................................. 10 (h) Use of Proceeds.......................................................................15 ....................................................................... 11 (i) Listing...............................................................................15 Subchapter M.......................................................................... 11 (j) Restriction Listing............................................................................... 11 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares........................................................ 11 SECTION 4.
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings California Insured Fund v Inc)
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 .....................10 (d) Delivery of Prospectuses..............................................................14 Prospectus..................................10 (e) Continued Compliance with Securities Laws.............................................14 ...............10 (f) Blue Sky Qualifications...............................................................15 .................................11 (g) Rule 158..............................................................................15 ................................................11 (h) Use of Proceeds.......................................................................15 .........................................11 (i) Listing...............................................................................15 .................................................11 (j) Restriction on Sale of Securities.....................................................15 .......................12 (k)
Appears in 1 contract
Filing of Amendments. 14 13 (c) Delivery of Registration Statements................................................................................14 (d) Delivery of Prospectuses..............................................................Prospectus..........................................14 (e) Continued Compliance with Securities Laws....................................................................14 (f) Blue Sky Qualifications........................................................................................................15 (g) Rule 158......................................................................................................................................15 (h) Use of Proceeds........................................................................................................................15 (i) Listing........................................................................................................................................15 (j) Restriction on Sale of Securities....................................................................................15 (k)
Appears in 1 contract
Samples: Sonic Automotive Inc
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 Statement.......................11 (d) Delivery of Prospectuses..............................................................14 Prospectus...................................11 (e) Continued Compliance with Securities Laws.............................................14 ................11 (f) Blue Sky Qualifications...............................................................15 ..................................12 (g) Rule 158..............................................................................15 .................................................12 (h) Use of Proceeds.......................................................................15 ..........................................12 (i) Listing...............................................................................15 Subchapter M.............................................12 (j) Restriction Listing..................................................12 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares...........................12
Appears in 1 contract
Samples: Purchase Agreement (Floating Rate Income Strategies Fund Ii Inc)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 Statement..................... 11 (d) Delivery of Prospectuses..............................................................14 Prospectus................................. 11 (e) Continued Compliance with Securities Laws.............................................14 .............. 11 (f) Blue Sky Qualifications...............................................................15 ................................ 12 (g) Rule 158..............................................................................15 ............................................... 12 (h) Use of Proceeds.......................................................................15 ........................................ 12 (i) Listing...............................................................................15 Subchapter M........................................... 12 (j) Restriction Listing................................................ 12 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares......................... 12
Appears in 1 contract
Samples: Purchase Agreement (Enhanced Equity Yield & Premium Fund, Inc.)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 Statement ..................................... 11 (d) Delivery of Prospectuses..............................................................14 Prospectus ................................................. 11 (e) Continued Compliance with Securities Laws.............................................14 Laws .............................. 11 (f) Blue Sky Qualifications...............................................................15 Qualifications ................................................ 12 (g) Rule 158..............................................................................15 158 ............................................................... 12 (h) Use of Proceeds.......................................................................15 Proceeds ........................................................ 12 (i) Listing...............................................................................15 Subchapter M ........................................................... 12 (j) Restriction Listing ................................................................ 12 (k) Restrictions on Sale of Securities.....................................................15 Shares ......................................... 12 (kl)
Appears in 1 contract
Samples: Purchase Agreement (Floating Rate Income Strategies Fund Inc)
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 ..................11 (d) Delivery of Prospectuses..............................................................14 ..............................11 (e) Continued Compliance with Securities Laws.............................................14 .............11 (f) Blue Sky Qualifications...............................................................15 ...............................12 (g) Rule 158..............................................................................15 ..............................................12 (h) Use of Proceeds.......................................................................15 .......................................12 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k).....................12
Appears in 1 contract
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 ............................................12 (d) Delivery of Prospectuses..............................................................14 .......................................................12 (e) Continued Compliance with Securities Laws.............................................14 ......................................12 (f) Blue Sky Qualifications...............................................................15 ........................................................13 (g) Rule 158..............................................................................15 .......................................................................13 (h) Use of Proceeds.......................................................................15 ................................................................13 (i) Listing...............................................................................15 ........................................................................13 (j) Restriction on Sale of Securities.....................................................15 (k)..............................................13
Appears in 1 contract
Samples: Netro Corp
Filing of Amendments. 14 17 (c) Delivery of Registration Statements...................................................14 .......................................... 17 (d) Delivery of Prospectuses..............................................................14 ..................................................... 17 (e) Continued Compliance with Securities Laws.............................................14 .................................... 17 (f) Blue Sky Qualifications...............................................................15 ...................................................... 18 (g) Rule 158..............................................................................15 ..................................................................... 18 (h) Use of Proceeds.......................................................................15 .............................................................. 18 (i) Listing...............................................................................15 ...................................................................... 18 (j) Restriction on Sale of Securities.....................................................15 (k)............................................ 19
Appears in 1 contract
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 ............................................................12 (d) Delivery of Prospectuses..............................................................14 .......................................................................12 (e) Continued Compliance with Securities Laws.............................................14 ......................................................12 (f) Blue Sky Qualifications...............................................................15 ........................................................................13 (g) Rule 158..............................................................................15 .......................................................................................13 (h) Use of Proceeds.......................................................................15 ................................................................................13 (i) Listing...............................................................................15 ........................................................................................13 (j) Restriction on Sale of Securities.....................................................15 ..............................................................13 (k)
Appears in 1 contract
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 .........................................12 (d) Delivery of Prospectuses..............................................................14 Prospectus......................................................12 (e) Continued Compliance with Securities Laws.............................................14 ...................................12 (f) Blue Sky Qualifications...............................................................15 .....................................................13 (g) Rule 158..............................................................................15 ....................................................................13 (h) Use of Proceeds.......................................................................15 .............................................................13 (i) Listing...............................................................................15 Subchapter M................................................................13 (j) Restriction Restrictions on Sale of Securities.....................................................15 (k)Shares..............................................13
Appears in 1 contract
Filing of Amendments. 14 21 (c) Delivery of Registration Statements...................................................14 Filed Documents.............................21 (d) Delivery of Prospectuses..............................................................14 ................................22 (e) Continued Compliance with Securities Laws.............................................14 ...............22 (f) Blue Sky Qualifications...............................................................15 .................................23 (g) Rule 158..............................................................................15 ................................................23 (h) Use of Proceeds.......................................................................15 .........................................24 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 .......................24 (j) Listing.................................................24 (k)
Appears in 1 contract
Samples: Purchase Agreement (Exfo Electro Optical Engineering Inc)
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 ........................................................ 10 (d) Delivery of Prospectuses..............................................................14 ................................................................... 10 (e) Continued Compliance with Securities Laws.............................................14 .................................................. 10 (f) Blue Sky Qualifications...............................................................15 .................................................................... 11 (g) Rule 158..............................................................................15 ................................................................................... 11 (h) Use of Proceeds.......................................................................15 ............................................................................ 11 (i) Listing...............................................................................15 .................................................................................... 11 (j) Restriction on Sale of Securities.....................................................15 .......................................................... 11 (k)
Appears in 1 contract
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ..................... 9 (d) Delivery of Prospectuses..............................................................14 Prospectus.................................. 10 (e) Continued Compliance with Securities Laws.............................................14 ............... 10 (f) Blue Sky Qualifications...............................................................15 ................................. 10 (g) Rule 158..............................................................................15 ................................................ 10 (h) Use of Proceeds.......................................................................15 ......................................... 11 (i) Listing...............................................................................15 Subchapter M............................................ 11 (j) Restriction Listing................................................. 11 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares.......................... 11
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings Insured Fund Ii Inc)
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 .............................................10 (d) Delivery of Prospectuses..............................................................14 ........................................................10 (e) Continued Compliance with Securities Laws.............................................14 .......................................10 (f) Blue Sky Qualifications...............................................................15 .........................................................11 (g) Rule 158..............................................................................15 ........................................................................11 (h) Use of Proceeds.......................................................................15 .................................................................11 (i) Listing...............................................................................15 .........................................................................11 (j) Restriction on Sale of Securities.....................................................15 (k)...............................................11
Appears in 1 contract
Filing of Amendments. 14 13 (c) Delivery of Registration Statements...................................................14 .............................13 (d) Delivery of Prospectuses..............................................................14 ........................................13 (e) Continued Compliance with Securities Laws....................................................................14 (f) Blue Sky Qualifications...............................................................15 .........................................14 (g) Rule 158..............................................................................15 ........................................................14 (h) Use of Proceeds........................................................................................................................15 (i) Listing........................................................................................................................................15 (j) Restriction on Sale of Securities....................................................................................15 (k)
Appears in 1 contract
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 .............................. 10 (d) Delivery of Prospectuses..............................................................14 ......................................... 10 (e) Continued Compliance with Securities Laws.............................................14 ........................ 11 (f) Blue Sky Qualifications...............................................................15 .......................................... 11 (g) Rule 158..............................................................................15 ......................................................... 11 (h) Use of Proceeds.......................................................................15 .................................................. 11 (i) Listing...............................................................................15 .......................................................... 11 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 1 contract
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 ........................................ 11 (d) Delivery of Prospectuses..............................................................14 ................................................... 11 (e) Continued Compliance with Securities Laws.............................................14 .................................. 11 (f) Blue Sky Qualifications...............................................................15 .................................................... 11 (g) Rule 158..............................................................................15 ................................................................... 12 (h) Use of Proceeds.......................................................................15 ............................................................ 12 (i) Listing...............................................................................15 .................................................................... 12 (j) Restriction on Sale of Securities.....................................................15 .......................................... 12 (k)
Appears in 1 contract
Samples: Purchase Agreement (Exult Inc)
Filing of Amendments. 14 (c) Delivery of Registration Statements.............................................................................................................. 14 (d) Delivery of Prospectuses.................................................................................................................................... 14 (e) Continued Compliance with Securities Laws.................................................................................................. 14 (f) Blue Sky Qualifications...................................................................................................................................... 15 (g) Rule 158.................................................................................................................................................................... 15 (h) Use of Proceeds...................................................................................................................................................... 15 (i) Listing...................................................................................................................................................................... 15 (j) Restriction on Sale of Securities.................................................................................................................. 15 (k)
Appears in 1 contract
Samples: Kennametal Financing I
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 Statements .................................11 (d) Delivery of Prospectuses..............................................................14 Prospectuses ............................................11 (e) Continued Compliance with Securities Laws.............................................14 Laws ...........................12 (f) Blue Sky Qualifications...............................................................15 Qualifications .............................................12 (g) Rule 158..............................................................................15 158 ............................................................12 (h) Use of Proceeds.......................................................................15 Proceeds .....................................................12 (i) Listing...............................................................................15 Listing .............................................................12 (j) Restriction on Sale of Securities.....................................................15 Securities ...................................13 (k)
Appears in 1 contract
Samples: Shaw Group Inc
Filing of Amendments. 14 13 (c) Delivery of Registration Statements.............................................................................................14 (d) Delivery of Prospectuses...................................................................................................................14 (e) Continued Compliance with Securities Laws.................................................................................14 (f) Blue Sky Qualifications...............................................................15 ......................................................14 (g) Rule 158...................................................................................................................................................15 (h) Use of Proceeds.....................................................................................................................................15 (i) Listing.....................................................................................................................................................15 (j) Restriction on Sale of Securities.................................................................................................15 (k)
Appears in 1 contract
Samples: Purchase Agreement (24/7 Media Inc)
Filing of Amendments. 14 18 (c) Delivery of Registration Statements...................................................14 Statements .................. 18 (d) Delivery of Prospectuses..............................................................14 Prospectuses ............................. 18 (e) Continued Compliance with Securities Laws.............................................14 Laws ............ 19 (f) Blue Sky Qualifications...............................................................15 Qualifications .............................. 19 (g) Rule 158..............................................................................15 158 ............................................. 20 (h) Use of Proceeds.......................................................................15 Proceeds ...................................... 20 (i) Listing...............................................................................15 Listing .............................................. 20 (j) Restriction on Sale of Securities.....................................................15 Securities .................... 20 (k)
Appears in 1 contract
Samples: International Purchase Agreement (Hayes Wheels International Inc)
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 Statements ................................ 12 (d) Delivery of Prospectuses..............................................................14 Prospectuses ........................................... 12 (e) Continued Compliance with Securities Laws.............................................14 Laws .......................... 12 (f) Blue Sky Qualifications...............................................................15 Qualifications ............................................ 13 (g) Rule 158..............................................................................15 158 ........................................................... 13 (h) Use of Proceeds.......................................................................15 Proceeds .................................................... 13 (i) Listing...............................................................................15 Listing ............................................................ 13 (j) Restriction on Sale of Securities.....................................................15 Securities .................................. 13 (k)
Appears in 1 contract
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ....................9 (d) Delivery of Prospectuses..............................................................14 ...............................9 (e) Continued Compliance with Securities Laws.............................................14 .............10 (f) Blue Sky Qualifications...............................................................15 ...............................10 (g) Rule 158..............................................................................15 ..............................................10 (h) Use of Proceeds.......................................................................15 .......................................11 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 .....................11 (kj)
Appears in 1 contract
Samples: Wisconsin Power and Light Company (Wisconsin Power & Light Co)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 Statement............................11 (d) Delivery of Prospectuses..............................................................14 Prospectus........................................11 (e) Continued Compliance with Securities Laws.............................................14 .....................11 (f) Blue Sky Qualifications...............................................................15 .......................................11 (g) Rule 158..............................................................................15 ......................................................12 (h) Use of Proceeds.......................................................................15 ...............................................12 (i) Listing...............................................................................15 Subchapter M..................................................12 (j) Restriction Listing.......................................................12 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares................................12
Appears in 1 contract
Samples: Purchase Agreement (Enhanced Government Income Fund)
Filing of Amendments. 14 20 (c) Delivery of Registration Statements...................................................14 ...................... 20 (d) Delivery of Prospectuses..............................................................14 ................................. 20 (e) Continued Compliance with Securities Laws.............................................14 ................ 20 (f) Blue Sky Qualifications...............................................................15 .................................. 21 (g) Rule 158..............................................................................15 ................................................. 21 (h) Use of Proceeds.......................................................................15 .......................................... 22 (i) Listing...............................................................................15 .................................................. 22 (j) Restriction on Sale of Securities.....................................................15 ........................ 22 (k)
Appears in 1 contract
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ........................ 9 (d) Delivery of Prospectuses..............................................................14 Prospectus..................................... 10 (e) Continued Compliance with Securities Laws.............................................14 .................. 10 (f) Blue Sky Qualifications...............................................................15 .................................... 10 (g) Rule 158..............................................................................15 ................................................... 10 (h) Use of Proceeds.......................................................................15 ............................................ 11 (i) Listing...............................................................................15 Subchapter M............................................... 11 (j) Restriction Listing.................................................... 11 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares............................. 11
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings Michigan Insured Fund Ii Inc)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 .......................................9 (d) Delivery of Prospectuses..............................................................14 Prospectus...................................................10 (e) Continued Compliance with Securities Laws.............................................14 ................................10 (f) Blue Sky Qualifications...............................................................15 ..................................................10 (g) Rule 158..............................................................................15 .................................................................10 (h) Use of Proceeds.......................................................................15 ..........................................................11 (i) Listing...............................................................................15 Subchapter M.............................................................11 (j) Restriction Restrictions on Sale of Securities.....................................................15 (k)Shares...........................................11 SECTION 4. Covenants of the Underwriter......................................................11
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings New York Insured Fund Iii Inc)
Filing of Amendments. 14 19 (c) Delivery of Registration Statements...................................................14 Statement........................................20 (d) Delivery of Prospectuses..............................................................14 ..................................................20 (e) Continued Compliance with Securities Laws.............................................14 .................................20 (f) Blue Sky Qualifications...............................................................15 ...................................................21 (g) Rule 158..............................................................................15 ..................................................................21 (h) Use of Proceeds.......................................................................15 ...........................................................22 (i) Listing...............................................................................15 ...................................................................22 (j) Restriction on Sale of Securities.....................................................15 .........................................22 (k)
Appears in 1 contract
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 ...............................12 (d) Delivery of Prospectuses..............................................................14 ..........................................12 (e) Continued Compliance with Securities Laws.............................................14 .........................12 (f) Blue Sky Qualifications...............................................................15 ...........................................13 (g) Rule 158..............................................................................15 ..........................................................13 (h) Use of Proceeds.......................................................................15 ...................................................13 (i) Listing...............................................................................15 ...........................................................13 (j) Restriction on Sale of Securities.....................................................15 (k).................................13
Appears in 1 contract
Samples: International Purchase Agreement (Alliance Fiber Optic Products Inc)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ............................. 9 (d) Delivery of Prospectuses..............................................................14 Prospectus.......................................... 10 (e) Continued Compliance with Securities Laws.............................................14 ....................... 10 (f) Blue Sky Qualifications...............................................................15 ......................................... 10 (g) Rule 158..............................................................................15 ........................................................ 10 (h) Use of Proceeds.......................................................................15 ................................................. 11 (i) Listing...............................................................................15 Subchapter M.................................................... 11 (j) Restriction Listing......................................................... 11 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares.................................. 11
Appears in 1 contract
Samples: Exhibit 99 (Muniholdings Pennsylvania Insured Fund)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 .............................................. 9 (d) Delivery of Prospectuses..............................................................14 Prospectus........................................................... 10 (e) Continued Compliance with Securities Laws.............................................14 ........................................ 10 (f) Blue Sky Qualifications...............................................................15 .......................................................... 10 (g) Rule 158..............................................................................15 ......................................................................... 10 (h) Use of Proceeds.......................................................................15 .................................................................. 11 (i) Listing...............................................................................15 Subchapter M..................................................................... 11 (j) Restriction Restrictions on Sale of Securities.....................................................15 (k)Shares................................................... 11 SECTION 4. Covenants of the Underwriter........................................................... 11 SECTION 5.
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings California Insured Fund Iv Inc)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 ...................... 11 (d) Delivery of Prospectuses..............................................................14 ................................. 11 (e) Continued Compliance with Securities Laws.............................................14 ................ 12 (f) Blue Sky Qualifications...............................................................15 .................................. 12 (g) Rule 158..............................................................................15 ................................................. 12 (h) Use of Proceeds.......................................................................15 .......................................... 12 (i) Listing...............................................................................15 Listing ................................................. 13 (j) Restriction on Sale of Securities.....................................................15 ........................ 13 (k)
Appears in 1 contract
Samples: Blazer Energy Corp
Filing of Amendments. 14 15 (c) Delivery of Registration Statements...................................................14 ............................ 15 (d) Delivery of Prospectuses..............................................................14 ....................................... 16 (e) Continued Compliance with Securities Laws.............................................14 ...................... 16 (f) Blue Sky Qualifications...............................................................15 ........................................ 16 (g) Rule 158..............................................................................15 ....................................................... 16 (h) Use of Proceeds.......................................................................15 Listing........................................................ 17 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 .............................. 17 (kj)
Appears in 1 contract
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 .................................... 10 (d) Delivery of Prospectuses..............................................................14 ............................................... 11 (e) Continued Compliance with Securities Laws.............................................14 .............................. 11 (f) Blue Sky Qualifications...............................................................15 ................................................ 11 (g) Rule 158..............................................................................15 ............................................................... 12 (h) Use of Proceeds.......................................................................15 ........................................................ 12 (i) Listing...............................................................................15 ................................................................ 12 (j) Restriction on Sale of Securities.....................................................15 Ratings................................................................ 12 (k)
Appears in 1 contract
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 .............................10 (d) Delivery of Prospectuses..............................................................14 ........................................10 (e) Continued Compliance with Securities Laws.............................................14 .......................10 (f) Blue Sky Qualifications...............................................................15 .........................................11 (g) Rule 158..............................................................................15 ........................................................11 (h) Use of Proceeds.......................................................................15 .................................................11 (i) Listing...............................................................................15 .........................................................11 (j) Restriction on Sale of Securities.....................................................15 (k)...............................11
Appears in 1 contract
Filing of Amendments. 14 20 (c) Delivery of Registration Statements...................................................14 .................................................... 20 (d) Delivery of Prospectuses..............................................................14 ............................................................... 20 (e) Continued Compliance with Securities Laws.............................................14 .............................................. 21 (f) Blue Sky Qualifications...............................................................15 ................................................................ 21 (g) Rule 158..............................................................................15 ............................................................................... 22 (h) Use of Proceeds.......................................................................15 ........................................................................ 22 (i) Listing...............................................................................15 ................................................................................ 22 (j) Restriction on Sale of Securities.....................................................15 ...................................................... 22 (k)
Appears in 1 contract
Samples: International Purchase Agreement (Snyder Communications Inc)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ....................... 9 (d) Delivery of Prospectuses..............................................................14 Prospectus.................................... 10 (e) Continued Compliance with Securities Laws.............................................14 ................. 10 (f) Blue Sky Qualifications...............................................................15 ................................... 10 (g) Rule 158..............................................................................15 .................................................. 10 (h) Use of Proceeds.......................................................................15 ........................................... 11 (i) Listing...............................................................................15 Subchapter M.............................................. 11 (j) Restriction Restrictions on Sale of Securities.....................................................15 (k)Shares............................ 11 SECTION 4. Covenants of the Underwriter..................................... 11
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings New Jersey Insured Fund Iv Inc)
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 Statements ................................ 12 (d) Delivery of Prospectuses..............................................................14 Prospectuses ........................................... 12 (e) Continued Compliance with Securities Laws.............................................14 Laws .......................... 12 (f) Blue Sky Qualifications...............................................................15 Qualifications ............................................ 13 (g) Rule 158..............................................................................15 158 ........................................................... 13 (h) Use of Proceeds.......................................................................15 Proceeds .................................................... 13 (i) Listing...............................................................................15 Listing and CUSIP .................................................. 13 (j) Restriction on Sale of Securities.....................................................15 Securities .................................. 13 (k)
Appears in 1 contract
Samples: Syntroleum Corp
Filing of Amendments. 14 8 (c) Delivery of Registration Statements...................................................14 ..............................8 (d) Delivery of Prospectuses..............................................................14 Prospectus...........................................8 (e) Continued Compliance with Securities Laws.............................................14 ........................8 (f) Blue Sky Qualifications...............................................................15 ..........................................9 (g) Rule 158..............................................................................15 .........................................................9 (h) Use of Proceeds.......................................................................15 ..................................................9 (i) Listing...............................................................................15 Subchapter M.....................................................9 (j) Restriction Listing..........................................................9 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares...................................9
Appears in 1 contract
Samples: Purchase Agreement (Preferred Income Strategies Fund Inc)
Filing of Amendments. 14 13 (c) Delivery of Registration Statements...................................................14 ........................... 13 (d) Delivery of Prospectuses.................................................................................................... 14 (e) Continued Compliance with Securities Laws.................................................................. 14 (f) Blue Sky Qualifications...............................................................15 ....................................... 14 (g) Rule 158.................................................................................................................................... 15 (h) Use of Proceeds...................................................................................................................... 15 (i) Listing...................................................................................................................................... 15 (j) Restriction on Sale of Securities.................................................................................. 15 (k)
Appears in 1 contract
Samples: Swisher International Group Inc
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 . ............................. 10 (d) Delivery of Prospectuses..............................................................14 . ........................................ 10 (e) Continued Compliance with Securities Laws.............................................14 . ....................... 11 (f) Blue Sky Qualifications...............................................................15 . ......................................... 11 (g) Rule 158..............................................................................15 . ........................................................ 11 (h) DTC............................................................... 11 (i) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 ................................................... 11 (j) Restriction on Sale of Securities.....................................................15 . ............................... 12 (k)
Appears in 1 contract
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ................ 9 (d) Delivery of Prospectuses..............................................................14 Prospectus............................. 10 (e) Continued Compliance with Securities Laws.............................................14 .......... 10 (f) Blue Sky Qualifications...............................................................15 ............................ 10 (g) Rule 158..............................................................................15 ........................................... 10 (h) Use of Proceeds.......................................................................15 .................................... 11 (i) Listing...............................................................................15 Subchapter M....................................... 11 (j) Restriction Restrictions on Sale of Securities.....................................................15 (k)Shares..................... 11 SECTION 4. Covenants of the Underwriter........................... 11 SECTION 5.
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings Insured Fund Ii Inc)
Filing of Amendments. 14 19 (c) Delivery of Registration Statements...................................................14 .................. 19 (d) Delivery of Prospectuses..............................................................14 Prospectuses ............................ 20 (e) Continued Compliance with Securities Laws.............................................14 Laws ........... 20 (f) Blue Sky Qualifications...............................................................15 Qualifications ............................. 21 (g) Rule 158..............................................................................15 158 ............................................ 21 (h) Use of Proceeds.......................................................................15 Proceeds ..................................... 21 (i) Listing...............................................................................15 Listing ............................................. 22 (j) Restriction on Sale of Securities.....................................................15 Securities ................... 22 (k)
Appears in 1 contract
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 ........................... 11 (d) Delivery of Prospectuses..............................................................14 ...................................... 11 (e) Continued Compliance with Securities Laws.............................................14 ..................... 12 (f) Blue Sky Qualifications...............................................................15 ....................................... 12 (g) Rule 158..............................................................................15 ...................................................... 12 (h) Use of Proceeds.......................................................................15 ............................................... 12 (i) Listing...............................................................................15 ...................................................... 12 (j) Restriction on Sale of Securities.....................................................15 ............................. 12 (k)
Appears in 1 contract
Samples: Purchase Agreement (Swisher International Group Inc)
Filing of Amendments. 14 (c) Delivery of Registration Statements...................................................Statements ...................... 14 (d) Delivery of Prospectuses..............................................................14 Prospectuses ................................. 15 (e) Continued Compliance with Securities Laws.............................................14 Laws ................ 15 (f) Blue Sky Qualifications...............................................................Qualifications .................................. 15 (g) Rule 158..............................................................................158 ................................................. 15 (h) Use of Proceeds.......................................................................15 Proceeds .......................................... 16 (i) Listing...............................................................................15 Listing .................................................. 16 (j) Restriction on Sale of Securities.....................................................15 (k)Securities ........................ 16
Appears in 1 contract
Samples: Purchase Agreement (CSK Auto Corp)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 . ....................................11 (d) Delivery of Prospectuses..............................................................14 . ...............................................12 (e) Continued Compliance with Securities Laws.............................................14 . ..............................12 (f) Blue Sky Qualifications...............................................................15 . ................................................12 (g) Rule 158..............................................................................15 . ...............................................................12 (h) DTC......................................................................13 (i) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 ..........................................................13 (j) Restriction on Sale of Securities.....................................................15 . ......................................13 (k)
Appears in 1 contract
Filing of Amendments. 14 13 (c) Delivery of Registration Statements...................................................14 .................................................................13 (d) Delivery of Prospectuses..............................................................14 Prospectus..............................................................................13 (e) Continued Compliance with Securities Laws........................................................................................................14 (f) Blue Sky Qualifications...............................................................15 .............................................................................14 (g) Rule 158..........................................................................................................................................................................15 (h) Use of Proceeds............................................................................................................................................................15 (i) Listing............................................................................................................................................................................15 (j) Restriction on Sale of Securities........................................................................................................................15 (k)
Appears in 1 contract
Filing of Amendments. 14 15 (c) Delivery of Registration Statements...................................................14 .......................................... 16 (d) Delivery of Prospectuses..............................................................14 ..................................................... 16 (e) Continued Compliance with Securities Laws.............................................14 .................................... 16 (f) Blue Sky Qualifications...............................................................15 ...................................................... 17 (g) Rule 158..............................................................................15 ..................................................................... 17 (h) Use of Proceeds.......................................................................15 .............................................................. 17 (i) Listing...............................................................................15 ...................................................................... 17 (j) Restriction on Sale of Securities.....................................................15 ............................................ 17 (k)
Appears in 1 contract
Samples: International Purchase Agreement (Ixl Enterprises Inc)
Filing of Amendments. 14 13 (c) Delivery of Registration Statements...................................................14 .............................................13 (d) Delivery of Prospectuses..............................................................14 Prospectus..........................................................13 (e) Continued Compliance with Securities Laws.............................................14 .......................................13 (f) Blue Sky Qualifications...............................................................15 .........................................................14 (g) Rule 158..............................................................................15 ........................................................................14 (h) Use of Proceeds.......................................................................15 .................................................................14 (i) Listing...............................................................................15 .........................................................................14 (j) Restriction on Sale of Securities.....................................................15 ...............................................14 (k)
Appears in 1 contract
Samples: Gerald Stevens Inc/
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ...............................9 (d) Delivery of Prospectuses..............................................................14 Prospectus...........................................10 (e) Continued Compliance with Securities Laws.............................................14 ........................10 (f) Blue Sky Qualifications...............................................................15 ..........................................10 (g) Rule 158..............................................................................15 .........................................................10 (h) Use of Proceeds.......................................................................15 ..................................................11 (i) Listing...............................................................................15 Subchapter M.....................................................11 (j) Restriction Restrictions on Sale of Securities.....................................................15 (k)Shares...................................11 SECTION 4. Covenants of the Underwriter.......................................11
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings New York Insured Fund Iv Inc)
Filing of Amendments. 14 13 (c) Delivery of Registration Statements...................................................14 ............................................................13 (d) Delivery of Prospectuses..............................................................14 .......................................................................13 (e) Continued Compliance with Securities Laws.............................................14 ......................................................13 (f) Blue Sky Qualifications...............................................................15 ........................................................................14 (g) Rule 158..............................................................................15 .......................................................................................14 (h) Use of Proceeds.......................................................................15 ................................................................................14 (i) Listing...............................................................................15 ........................................................................................14 (j) Restriction on Sale of Securities.....................................................15 ..............................................................14 (k)
Appears in 1 contract
Samples: Purchase Agreement (Enron Preferred Funding Ii L P)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 .....................................11 (d) Delivery of Prospectuses..............................................................14 Prospectus..................................................12 (e) Continued Compliance with Securities Laws.............................................14 ...............................12 (f) Blue Sky Qualifications...............................................................15 .................................................12 (g) Rule 158..............................................................................15 ................................................................13 (h) DTC.....................................................................13 (i) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 .........................................................13 (j) Restriction on Sale of Securities.....................................................15 .......................................13 (k)
Appears in 1 contract
Filing of Amendments. 14 15 (c) Delivery of Registration Statements...................................................14 ............................... 16 (d) Delivery of Prospectuses..............................................................14 .......................................... 16 (e) Continued Compliance with Securities Laws.............................................14 ......................... 16 (f) Blue Sky Qualifications...............................................................15 ........................................... 17 (g) Rule 158..............................................................................15 .......................................................... 17 (h) Use of Proceeds.......................................................................15 ................................................... 17 (i) Listing...............................................................................15 ........................................................... 17 (j) Restriction on Sale of Securities.....................................................15 ................................. 17 (k)
Appears in 1 contract
Samples: Purchase Agreement (Cd Radio Inc)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 ................................ 11 (d) Delivery of Prospectuses..............................................................14 ........................................... 11 (e) Continued Compliance with Securities Laws.............................................14 .......................... 12 (f) Blue Sky Qualifications...............................................................15 ............................................ 12 (g) Rule 158..............................................................................15 ........................................................... 13 (h) Use of Proceeds.......................................................................15 .................................................... 13 (i) Listing...............................................................................15 ............................................................ 13 (j) Restriction on Sale of Securities.....................................................15 .................................. 13 (k)
Appears in 1 contract
Samples: International Purchase Agreement (Cke Restaurants Inc)
