Filing Obligation Sample Clauses
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Filing Obligation. Within ninety (90) days after the Effective Date (as such term is defined in the Plan), the Company shall prepare and file with the SEC a "shelf" Registration Statement for an offering to be made on a continuous basis pursuant to Rule 415 under the Securities Act (a "Shelf Registration Statement") on Form S-1 or Form S-3 or any other appropriate form (or any successor form) under the Securities Act covering the resale of the Registrable Securities (the "Shelf Registration"). The Company shall use its reasonable best efforts to cause the Shelf Registration to be declared effective under the Securities Act as promptly as practicable and, once effective, the Company shall use its reasonable best efforts to cause such Shelf Registration to remain effective for a period ending on the earlier of: (i) the date on which all Registrable Securities have been sold pursuant to the Shelf Registration or pursuant to Rule 144 under the Securities Act, (ii) subject to Section 4(c), the date which is the three (3)-year anniversary of the date the Shelf Registration Statement is declared effective by the SEC and (iii) there are no remaining Registrable Securities outstanding. The Company shall not permit any securities other than the Registrable Securities to be included in the Shelf Registration. The Shelf Registration Statement shall contain a broad-form plan of distribution.
Filing Obligation. Without undue delay (unverzüglich) after the Signing Date and in any event no later than one (1) Business Day immediately following the Signing Date, the Purchaser, on behalf of the Seller and the Purchaser, shall make, at its own cost and expense (including all applicable fees), all filings necessary for the Merger Clearance (the “Merger Control Filings”) or any approval by any governmental authority requested or necessary for the consummation of the transactions hereunder, provided that the Purchaser shall give due consideration to any comments by the Seller on the draft of such Merger Control Filings or other filings under this Section 11.2.1.
Filing Obligation. (i) Buyer shall, no later than 10 days following the Closing Date (the “Note Filing Deadline”), prepare and file with the Securities and Exchange Commission (the “SEC”) a registration statement on an appropriate form (the “Note Registration Statement”) providing for the resale by the Investor of all Buyer Common Stock issuable upon conversion of the Note (“Note Registrable Securities”).
(ii) Buyer shall, no later than 10 days following the earlier of: (A) March 31, 2026; and (B) the Capital Closing (the “Unit Filing Deadline,” and each of the Unit Filing Deadline and Note Filing Deadline, a “Filing Deadline”), prepare and file with the SEC a registration statement on an appropriate form (the “Unit Registration Statement” and, together with the Note Registration Statement, the “Resale Registration Statements”) providing for the resale by the Investor of all Units issued to Seller pursuant to this Agreement (“Unit Registrable Securities” and, together with the Note Registrable Securities, the “Registrable Securities”); provided, however, that to the extent the age of the Company’s financial statements do not comply with Regulation S-X, the Company’s obligation to file such Unit Registration Statement shall be extended without penalty.
Filing Obligation. If at any time when Securities remain unsold by the Underwriters, NiSource receives from the Commission a notice pursuant to Rule 401(g)(2) of the Act or otherwise ceases to be eligible to use the automatic shelf registration statement form, NiSource will (i) promptly notify the Representatives, (ii) promptly file a new registration statement or post-effective amendment on the proper form relating to the Securities, in a form satisfactory to the Representatives, (iii) use its reasonable best efforts to cause such registration statement or post-effective amendment to be declared effective and (iv) promptly notify the Representatives of such effectiveness. NiSource will take all other reasonable action necessary or appropriate to permit the public offering and sale of the Securities to continue as contemplated in the registration statement that was the subject of the Rule 401(g)(2) notice or for which NiSource has otherwise become ineligible. References herein to the Registration Statement shall include such new registration statement or post-effective amendment, as the case may be.
Filing Obligation. The Company shall prepare and file with the SEC one Registration Statement covering all Registrable Securities on Form F-1 (or, if then available to the Company, Form F-3 or any successor form) no later than the Filing Deadline.
Filing Obligation. Promptly after each Unit is formed, amended, reconfigured, or dissolved, Monterey shall file an instrument, describing and designating (or amending, reconfiguring, or dissolving) the Unit, with the Minerals Management Service, file the same instrument for recordation with the county clerk, and provide a photocopy of the instrument to Santa Fe.
Filing Obligation. No later than 90 days following the Closing Date, the Company shall prepare and file with the SEC a Shelf Registration Statement covering the resale of all Registrable Securities. The Company shall use its commercially reasonable efforts to cause such Shelf Registration Statement to become effective as soon as practicable after filing (to the extent not automatically effective upon filing) and to keep such Shelf Registration Statement effective until the earlier of (i) the date on which there are no Registrable Securities outstanding, or (ii) the third anniversary of the date of this Agreement (the “Effectiveness Period”).
Filing Obligation. Buyer shall prepare and file with the SEC a registration statement on Form S-1 (or on Form S-3 if Buyer is then eligible to use such form) (the “Registration Statement”) covering the resale of all Shares issued hereunder no later than ninety (90) calendar days following the Closing Date. Buyer shall include in the Registration Statement all Buyer Shares held by Seller and any permitted transferees thereof (collectively, the “Holders”).
Filing Obligation. The Company will not be required to file more than one (1) Registration Statement pursuant to this Section 2 that is declared effective by the Commission. In addition, the Company will not be required to file any Registration Statement hereunder within six (6) months after the effective date of any other Registration Statement for the offer and sale of equity securities by the Company. The Company will use its best efforts to maintain the effectiveness of a Registration Statement filed under this Section 2 for a period of not less than ninety (90) days from the effective date thereof.
Filing Obligation. Within ten (10) Business Days following the filing by Buyer of its Annual Report on Form 10-K for the fiscal year ended December 31, 2025, Buyer shall prepare and file, or cause to be prepared and filed, with the Securities and Exchange Commission (the “SEC”) a registration statement on Form S-3, registering the resale of the Buyer Stock (the “Resale Registration Statement”). In connection with such registration, Buyer shall also file a “Listing of Additional Shares Notification Form” (or equivalent form) as may be necessary or advisable in order to list the Buyer Stock with the NASDAQ Capital Market.