Common use of Filing and Effectiveness of Registration Statement; Certain Defined Terms Clause in Contracts

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a registration statement on Form S-3 (No. 333-238861), including a related prospectus or prospectuses, covering the registration of the Securities under the Act, which has become effective. The “Registration Statement” at any particular time means such registration statement in the form then on file with the Commission, including any amendment thereto, any document incorporated by reference therein and all 430A Information, all 430B Information and all 430C Information, if any, with respect to such registration statement, that in any case has not been then superseded or modified. The “Registration Statement” without reference to a time means the Registration Statement as of the Effective Time. For purposes of this definition, 430A Information, 430B Information and 430C Information, if any, shall be considered to be included in the Registration Statement as of the time specified in Rule 430A, Rule 430B or Rule 430C, respectively. For purposes of this agreement (this “Agreement”):

Appears in 3 contracts

Samples: Underwriting Agreement (State Street Corp), Underwriting Agreement (State Street Corp), Underwriting Agreement (State Street Corp)

AutoNDA by SimpleDocs

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a registration statement on Form S-3 (No. 333-238861)265877) on June 28, 2022, including a related prospectus or prospectuses, covering the registration of the Securities under the Act, which has become effectivebecame effective upon filing. The “Registration Statement” at any particular time means such registration statement in the form then on file with the Commission, including any amendment thereto, any document incorporated by reference therein and all 430A Information, all 430B Information and all 430C Information, if any, with respect to such registration statement, that in any case has not been then superseded or modified. The “Registration Statement” without reference to a time means the Registration Statement as of the Effective Time. For purposes of this definition, 430A Information, 430B Information and 430C Information, if any, shall be considered to be included in the Registration Statement as of the time specified in Rule 430A, Rule 430B or Rule 430C, respectively. For purposes of this agreement (this “Agreement”):

Appears in 1 contract

Samples: Underwriting Agreement (State Street Corp)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a registration statement on Form S-3 (No. 333-238861272739), including a related prospectus or prospectusesprospectuses relating to the Offered Securities, covering the registration of the Offered Securities under the Act, which has become effective. The “Registration Statement” at any particular time means such registration statement in the form then on file filed with the Commission, including any other amendment thereto, any document incorporated by reference therein and all 430A Information, all 430B Information and all 430C Information, if any, Information with respect to such registration statement, that in any case has not been then superseded or modified. The “Registration Statement” without reference to a time means the Registration Statement as of the Effective Time. For purposes of this definition, 430A Information, 430B Information and 430C Information, if any, shall be considered to be included in the Registration Statement as of the time specified in Rule 430A, Rule 430B or Rule 430C, respectively. 430B. For purposes of this agreement (this “Agreement”)::

Appears in 1 contract

Samples: Underwriting Agreement (Black Hills Corp /Sd/)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a registration statement on Form S-3 (No. 333-238861), including a related prospectus or prospectuses, covering the registration of the Securities Shares under the Act, which has become effective. The “Registration Statement” at any particular time means such registration statement in the form then on file with the Commission, including any amendment thereto, any document incorporated by reference therein and all 430A Information, all 430B Information and all 430C Information, if any, with respect to such registration statement, that in any case has not been then superseded or modified. The “Registration Statement” without reference to a time means the Registration Statement as of the Effective Time. For purposes of this definition, 430A Information, 430B Information and 430C Information, if any, shall be considered to be included in the Registration Statement as of the time specified in Rule 430A, Rule 430B or Rule 430C, respectively. For purposes of this agreement (this “Agreement”):

Appears in 1 contract

Samples: Underwriting Agreement (State Street Corp)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a registration statement on Form S-3 (No. 333-238861221293), including a related prospectus or prospectuses, covering the registration of the Securities Shares under the Act, which has become effective. The “Registration Statement” at any particular time means such registration statement in the form then on file with the Commission, including any amendment thereto, any document incorporated by reference therein and all 430A Information, all 430B Information and all 430C Information, if any, with respect to such registration statement, that in any case has not been then superseded or modified. The “Registration Statement” without reference to a time means the Registration Statement as of the Effective Time. For purposes of this definition, 430A Information, 430B Information and 430C Information, if any, shall be considered to be included in the Registration Statement as of the time specified in Rule 430A, Rule 430B or Rule 430C, respectively. For purposes of this agreement (this “Agreement”)::

Appears in 1 contract

Samples: Underwriting Agreement (State Street Corp)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a registration statement on Form S-3 (No. 333-238861)265877) on June 28, 2022, including a related prospectus or prospectuses, covering the registration of the Securities under the Act, which has become effectivebecame effective upon filing. The “Registration Statement” at any particular time means such registration statement in the form then on file filed with the Commission, including any amendment thereto, any document incorporated by reference therein and all 430A Information, all 430B Information and all 430C Information, if any, with respect to such registration statement, that in any case has not been then superseded or modified. The “Registration Statement” without reference to a time means the Registration Statement as of the Effective Time. For purposes of this definition, 430A Information, 430B Information and 430C Information, if any, shall be considered to be included in the Registration Statement as of the time specified in Rule 430A, Rule 430B or Rule 430C, respectively. For purposes of this agreement (this “Agreement”):

Appears in 1 contract

Samples: Underwriting Agreement (State Street Corp)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a (as defined below) an automatic registration statement on Form S-3 (No. 333-238861202426), including a related prospectus or prospectusesprospectus, covering the registration of the Offered Securities under the ActAct (as defined below), which has become effective. The “Registration Statement” at any particular time means such registration statement in the form then on file filed with the Commission, including any amendment thereto, any document incorporated by reference therein and all 430A Information, all 430B Information and all 430C Information (collectively “430 Information, if any, ”) with respect to such registration statement, that in any case has not been then superseded or modified. The “Registration Statement” without reference to a time means the Registration Statement as of the Effective Time. For purposes of this definition, 430A Information, 430B Information and 430C Information, if any, Information shall be considered to be included in the Registration Statement as of the time specified in Rule 430A, Rule 430B or and Rule 430C, respectively. For purposes of this agreement (this “Agreement”)::

Appears in 1 contract

Samples: Underwriting Agreement (Callidus Software Inc)

AutoNDA by SimpleDocs

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a registration statement on Form S-3 (No. 333-238861221293), including a related prospectus or prospectuses, covering the registration of the Securities under the Act, which has become effective. The “Registration Statement” at any particular time means such registration statement in the form then on file with the Commission, including any amendment thereto, any document incorporated by reference therein and all 430A Information, all 430B Information and all 430C Information, if any, with respect to such registration statement, that in any case has not been then superseded or modified. The “Registration Statement” without reference to a time means the Registration Statement as of the Effective Time. For purposes of this definition, 430A Information, 430B Information and 430C Information, if any, shall be considered to be included in the Registration Statement as of the time specified in Rule 430A, Rule 430B or Rule 430C, respectively. For purposes of this agreement (this “Agreement”)::

Appears in 1 contract

Samples: Underwriting Agreement (State Street Corp)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a (as defined below) an automatic registration statement on Form S-3 (No. 333-238861213611), including a related prospectus or prospectusesprospectus, covering the registration of the Offered Securities under the ActAct (as defined below), which has become effective. The “Registration Statement” at any particular time means such registration statement in the form then on file filed with the Commission, including any amendment thereto, any document incorporated by reference therein and all 430A Information, all 430B Information and all 430C Information (collectively “430 Information, if any, ”) with respect to such registration statement, that in any case has not been then superseded or modified. The “Registration Statement” without reference to a time means the Registration Statement as of the Effective Time. For purposes of this definition, 430A Information, 430B Information and 430C Information, if any, Information shall be considered to be included in the Registration Statement as of the time specified in Rule 430A, Rule 430B or and Rule 430C, respectively. For purposes of this agreement (this “Agreement”)::

Appears in 1 contract

Samples: Underwriting Agreement (Callidus Software Inc)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a registration statement on Form S-3 (No. 333-238861147547), including a related prospectus or prospectuses, covering the registration of the Securities under the Act, which has become effective. The “Registration Statement” at any particular time means such registration statement in the form then on file filed with the Commission, including any amendment thereto, any document incorporated by reference therein (collectively, the “Incorporated Documents”) and all 430A Information, all 430B Information and all 430C Information, if any, Information with respect to such registration statement, that in any case has not been then superseded or modified. The “Registration Statement” without reference to a time means the Registration Statement as of the Effective Time. For purposes of this definition, 430A Information, 430B Information and 430C Information, if any, shall be considered to be included in the Registration Statement as of the time specified in Rule 430A, Rule 430B or Rule 430C, respectively430B. 1 Plus an option to purchase from the Company up to 458,333 shares to cover over-allotments. For purposes of this agreement (this “Agreement”)::

Appears in 1 contract

Samples: Pico Holdings Inc /New

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a registration statement on Form S-3 (No. 333-238861274369), including a related prospectus or prospectuses, covering the registration of the Offered Securities under the Act, which has become effective. The “Registration Statement” at any particular time means such registration statement in the form then on file filed with the Commission, including any amendment thereto, any document incorporated by reference therein and all 430A Information, all 430B Information and all 430C Information, if any, with respect to such registration statement, that in any case has not been then superseded or modified. The “Registration Statement” without reference to a time means the Registration Statement as of the Effective Time. For purposes of this definition, 430A Information, 430B Information and 430C Information, if any, shall be considered to be included in the Registration Statement as of the time specified in Rule 430A, Rule 430B or Rule 430C, respectively. For purposes of this agreement (this “Agreement”)::

Appears in 1 contract

Samples: Underwriting Agreement (Green Brick Partners, Inc.)

Time is Money Join Law Insider Premium to draft better contracts faster.