Filed Information Sample Clauses
The "Filed Information" clause defines the obligations and procedures related to information or documents that must be filed with regulatory authorities or other relevant bodies. Typically, this clause outlines what types of information need to be filed, who is responsible for the filing, and the timelines for submission. For example, it may require a party to submit annual reports, compliance certificates, or other disclosures as mandated by law or contract. The core function of this clause is to ensure that all necessary filings are made in a timely and accurate manner, thereby maintaining regulatory compliance and reducing the risk of legal or administrative penalties.
Filed Information. Promptly after the same become publicly available, copies of all periodic and other reports, proxy statements and other materials filed by the Borrower or any Subsidiary with the SEC or with any national securities exchange, or distributed by the Borrower to its shareholders generally, as the case may be.
Filed Information. Promptly upon their becoming available, copies of all regular and periodic reports and all registration statements and prospectuses, if any, filed by the Borrower or any Subsidiary with any securities exchange or with the SEC; and
Filed Information. The Company has delivered to each Investor a true and complete copy of its latest Annual Report on Form 10-K and its latest Quarterly Report on Form 10-Q. All reports, registrations, documents, statements and other filings required to be made by the Company with the Securities and Exchange Commission ("SEC") have been timely filed. None of the such materials contains any untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading; provided, however, that the Company is in discussion with the staff concerning the proper reporting for financial statement purposes of its Series B Preferred Stock in response to an assertion by the staff of the SEC that such stock should be reported in the "mezzanine" section of the balance sheet as of the end of 1998 and the quarter ended March 31, 1999 in the same manner as such stock is recorded on the balance sheet of the Company as of June 30, 1999. In the event that the Company is unsuccessful in persuading the staff of the SEC of the correctness of the Company's position, then the Company may be required to amend its Annual Report on Form 10-K for the year ended December 31, 1998 and its Quarterly Report on Form 10-Q for the quarter ended March 31, 1999 in order to revise the recording of its Series B Preferred Stock in a manner similar to the manner in which such stock is recorded on the balance sheet of the Company as filed with its Quarterly Report on Form 10-Q for the quarter ended June 30, 1999. Such Quarterly Report on Form 10-Q for the quarter ended June 30, 1999 may also be amended to reflect certain allocations between the first and second quarters of 1999 as a result of any amendment to the report for the quarter ended March 31, 1999.