Common use of Exercise Date Clause in Contracts

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 48 contracts

Samples: Registration Rights Agreement (Idera Pharmaceuticals, Inc.), Pledge and Security Agreement (Westmoreland Coal Co), Registration Rights Agreement (Idera Pharmaceuticals, Inc.)

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Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the "Exercise Date"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 14 contracts

Samples: Intercept Pharmaceuticals Inc, Intercept Pharmaceuticals Inc, A123 Systems Inc

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 12 contracts

Samples: Settlement Agreement and Release (GigOptix, Inc.), Securities Purchase Agreement (GigOptix, Inc.), Senesco Technologies Inc

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d1(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 11 contracts

Samples: Registration Rights Agreement (Spring Bank Pharmaceuticals, Inc.), Securities Purchase Agreement (Infinity Pharmaceuticals, Inc.), License Agreement (Spring Bank Pharmaceuticals, Inc.)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the "Exercise Date"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d1(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 9 contracts

Samples: Warrant (Hybridon Inc), Warrant And (Hybridon Inc), Warrant (Hybridon Inc)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d1(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 7 contracts

Samples: Nile Therapeutics, Inc., Juhl Energy, Inc, Arno Therapeutics, Inc

Exercise Date. Each exercise of this Warrant shall be deemed to -------------- have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the "Exercise Date"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 5 contracts

Samples: Senesco Technologies Inc, Senesco Technologies Inc, Senesco Technologies Inc

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares Securities shall be issuable upon such exercise as provided in subsection 1(d1(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares Securities represented by such certificates.

Appears in 5 contracts

Samples: BioAmber Inc., BioAmber Inc., BioAmber Inc.

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company together with the duly executed purchase form as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Genelabs Technologies Inc /Ca), Securities Purchase Agreement (Genelabs Technologies Inc /Ca), Securities Purchase Agreement (Genelabs Technologies Inc /Ca)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant the applicable Purchase Form shall have been surrendered to the Company as provided in subsection Section 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection Section 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 4 contracts

Samples: Vermillion, Inc., Vermillion, Inc., Vermillion, Inc.

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a2(a) or 1(b2(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d2(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 3 contracts

Samples: Glori Energy Inc., Glori Energy Inc., Glori Energy Inc.

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(aSection 3(a) or 1(b3(b) above (the "Exercise Date"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(dSection 3(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 3 contracts

Samples: Exclusive License Agreement (Alpharma Inc), Alpharma Inc, Alpharma Inc

Exercise Date. Each Subject to Section 1(e) below, each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 2 contracts

Samples: Gelesis Inc, Gelesis Inc

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant the applicable purchase form shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Vermillion, Inc.), Credit Agreement (Building Materials Holding Corp)

Exercise Date. Each exercise of this Warrant shall be deemed to have been ------------- effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the "Exercise Date"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 2 contracts

Samples: Senesco Technologies Inc, Senesco Technologies Inc

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a), 1(b) or 1(b1(c) above (the "Exercise Date"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d1(e) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 2 contracts

Samples: BioVex Group, Inc., BioVex Group, Inc.

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b2(a) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d2(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 2 contracts

Samples: Distributed Energy Systems Corp, Glori Energy Inc.

Exercise Date. Each exercise of this Warrant shall be deemed to ------------- have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the "Exercise Date"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 2 contracts

Samples: Senesco Technologies Inc, Senesco Technologies Inc

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a1 (a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 2 contracts

Samples: Common Stock Purchase Warrant (Catabasis Pharmaceuticals Inc), Common Stock Purchase Warrant (Catabasis Pharmaceuticals Inc)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(bSection 2(a) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(dSection 2(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 2 contracts

Samples: Investment Agreement (Transmeridian Exploration Inc), Investment Agreement (Transmeridian Exploration Inc)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant the purchase form shall have been surrendered delivered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Derma Sciences, Inc.), Derma Sciences, Inc.

Exercise Date. Each exercise of this Warrant shall be deemed to ------------- have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a1(b) or 1(b1(c) above (the "Exercise Date"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d1 (e) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: Senesco Technologies Inc

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person Person or persons Persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d1(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: Securities Purchase Agreement (22nd Century Group, Inc.)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection Sections 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(dSection 1(e) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: InfoSearch Media, Inc.

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b1(c) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d1(e) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: Stock Purchase Warrant (Celcuity Inc.)

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Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d1(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: Aastrom Biosciences Inc

Exercise Date. Each exercise of this Warrant shall be deemed to ------------- have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a1(b) or 1(b1(c) above (the "Exercise Date"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d1(e) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: Senesco Technologies Inc

Exercise Date. Each exercise of this Warrant shall be deemed to ------------- have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b2(a) above (the "Exercise Date"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d2(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: Cytogen Corp

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the "Exercise Date"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable in the name of the Registered Holder upon such exercise as provided in subsection 1(d1(c) below and such Registered Holder shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: VeruTEK Technologies, Inc.

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant the Company shall have been surrendered to received the Company as provided Purchase Form and the Purchase Price in subsection accordance with Subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: Ayala Pharmaceuticals, Inc.

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”"EXERCISE DATE"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d1(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: Lakes Entertainment Inc

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for or book-entry units representing Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificatescertificates or book-entry units.

Appears in 1 contract

Samples: Common Stock Warrant Agreement (Verastem, Inc.)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a1 (a) or 1(b1 (b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: Stockholders Agreement (Intercept Pharmaceuticals Inc)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection Section 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(dSection 1(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: Securities Purchase Agreement (Voxware Inc)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a2(a) or 1(b2(b) above (the "Exercise Date"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d2(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: Novelos Therapeutics, Inc.

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: Consulting Agreement (Senesco Technologies Inc)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant the Company shall have been surrendered to received the Company as provided Purchase Form and the Purchase Price in subsection accordance with Subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection Subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: Ayala Pharmaceuticals, Inc.

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection Section 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(dSection 2(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: Securities Purchase Agreement (Voxware Inc)

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(aSection 2(a) or 1(b2(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(dSection 2(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: Cerulean Pharma Inc.

Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a3(a) or 1(b3(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d3(d) below above shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.

Appears in 1 contract

Samples: Transmedics Inc

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