Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 48 contracts
Samples: Registration Rights Agreement (Idera Pharmaceuticals, Inc.), Pledge and Security Agreement (Westmoreland Coal Co), Registration Rights Agreement (Idera Pharmaceuticals, Inc.)
Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “"Exercise Date”"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 14 contracts
Samples: Intercept Pharmaceuticals Inc, Intercept Pharmaceuticals Inc, A123 Systems Inc
Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 12 contracts
Samples: Settlement Agreement and Release (GigOptix, Inc.), Securities Purchase Agreement (GigOptix, Inc.), Senesco Technologies Inc
Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d1(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 11 contracts
Samples: Registration Rights Agreement (Spring Bank Pharmaceuticals, Inc.), Securities Purchase Agreement (Infinity Pharmaceuticals, Inc.), License Agreement (Spring Bank Pharmaceuticals, Inc.)
Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “"Exercise Date”"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d1(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 9 contracts
Samples: Warrant (Hybridon Inc), Warrant And (Hybridon Inc), Warrant (Hybridon Inc)
Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d1(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 7 contracts
Samples: Nile Therapeutics, Inc., Juhl Energy, Inc, Arno Therapeutics, Inc
Exercise Date. Each exercise of this Warrant shall be deemed to -------------- have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “"Exercise Date”"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 5 contracts
Samples: Senesco Technologies Inc, Senesco Technologies Inc, Senesco Technologies Inc
Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares Securities shall be issuable upon such exercise as provided in subsection 1(d1(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares Securities represented by such certificates.
Appears in 5 contracts
Samples: BioAmber Inc., BioAmber Inc., BioAmber Inc.
Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company together with the duly executed purchase form as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Genelabs Technologies Inc /Ca), Securities Purchase Agreement (Genelabs Technologies Inc /Ca), Securities Purchase Agreement (Genelabs Technologies Inc /Ca)
Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant the applicable Purchase Form shall have been surrendered to the Company as provided in subsection Section 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection Section 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 4 contracts
Samples: Vermillion, Inc., Vermillion, Inc., Vermillion, Inc.
Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a2(a) or 1(b2(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d2(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 3 contracts
Samples: Glori Energy Inc., Glori Energy Inc., Glori Energy Inc.
Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(aSection 3(a) or 1(b3(b) above (the “"Exercise Date”"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(dSection 3(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 3 contracts
Samples: Exclusive License Agreement (Alpharma Inc), Alpharma Inc, Alpharma Inc
Exercise Date. Each Subject to Section 1(e) below, each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 2 contracts
Samples: Gelesis Inc, Gelesis Inc
Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant the applicable purchase form shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Vermillion, Inc.), Credit Agreement (Building Materials Holding Corp)
Exercise Date. Each exercise of this Warrant shall be deemed to have been ------------- effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “"Exercise Date”"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 2 contracts
Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a), 1(b) or 1(b1(c) above (the “"Exercise Date”"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d1(e) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 2 contracts
Samples: BioVex Group, Inc., BioVex Group, Inc.
Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b2(a) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d2(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 2 contracts
Exercise Date. Each exercise of this Warrant shall be deemed to ------------- have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “"Exercise Date”"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 2 contracts
Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a1 (a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 2 contracts
Samples: Common Stock Purchase Warrant (Catabasis Pharmaceuticals Inc), Common Stock Purchase Warrant (Catabasis Pharmaceuticals Inc)
Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(bSection 2(a) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(dSection 2(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 2 contracts
Samples: Investment Agreement (Transmeridian Exploration Inc), Investment Agreement (Transmeridian Exploration Inc)
Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant the purchase form shall have been surrendered delivered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Derma Sciences, Inc.), Derma Sciences, Inc.
Exercise Date. Each exercise of this Warrant shall be deemed to ------------- have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a1(b) or 1(b1(c) above (the “"Exercise Date”"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d1 (e) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 1 contract
Samples: Senesco Technologies Inc
Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person Person or persons Persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d1(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 1 contract
Samples: Securities Purchase Agreement (22nd Century Group, Inc.)
Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection Sections 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(dSection 1(e) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 1 contract
Samples: InfoSearch Media, Inc.
Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b1(c) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d1(e) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 1 contract
Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d1(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 1 contract
Samples: Aastrom Biosciences Inc
Exercise Date. Each exercise of this Warrant shall be deemed to ------------- have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a1(b) or 1(b1(c) above (the “"Exercise Date”"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d1(e) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 1 contract
Samples: Senesco Technologies Inc
Exercise Date. Each exercise of this Warrant shall be deemed to ------------- have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b2(a) above (the “"Exercise Date”"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d2(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 1 contract
Samples: Cytogen Corp
Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “"Exercise Date”"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable in the name of the Registered Holder upon such exercise as provided in subsection 1(d1(c) below and such Registered Holder shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 1 contract
Samples: VeruTEK Technologies, Inc.
Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant the Company shall have been surrendered to received the Company as provided Purchase Form and the Purchase Price in subsection accordance with Subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 1 contract
Samples: Ayala Pharmaceuticals, Inc.
Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”"EXERCISE DATE"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d1(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 1 contract
Samples: Lakes Entertainment Inc
Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for or book-entry units representing Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificatescertificates or book-entry units.
Appears in 1 contract
Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a1 (a) or 1(b1 (b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 1 contract
Samples: Stockholders Agreement (Intercept Pharmaceuticals Inc)
Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection Section 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(dSection 1(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 1 contract
Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a2(a) or 1(b2(b) above (the “"Exercise Date”"). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d2(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 1 contract
Samples: Novelos Therapeutics, Inc.
Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 1 contract
Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant the Company shall have been surrendered to received the Company as provided Purchase Form and the Purchase Price in subsection accordance with Subsection 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection Subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 1 contract
Samples: Ayala Pharmaceuticals, Inc.
Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection Section 1(a) or 1(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(dSection 2(c) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 1 contract
Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(aSection 2(a) or 1(b2(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(dSection 2(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 1 contract
Samples: Cerulean Pharma Inc.
Exercise Date. Each exercise of this Warrant shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have been surrendered to the Company as provided in subsection 1(a3(a) or 1(b3(b) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d3(d) below above shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates.
Appears in 1 contract
Samples: Transmedics Inc