Exempt Transaction. The issuance of the Shares will each constitute a transaction exempt from (i) the registration requirements of Section 5 of the Securities Act of 1933, as Amended (the “Act”), in reliance upon Section 4(2) thereof and/or Regulation D thereunder, and (ii) the qualification requirements of applicable state securities laws.
Appears in 4 contracts
Sources: Warrant Agreement (ThredUp Inc.), Warrant Agreement (ThredUp Inc.), Warrant Agreement (ThredUp Inc.)
Exempt Transaction. The issuance of the Shares will each constitute a transaction exempt from (i) the registration requirements of Section 5 of the Securities Act of 1933, as Amended (the “Act”), in reliance upon Section 4(2) thereof and/or Regulation D thereunder, and (ii) the qualification requirements of applicable state securities laws.
Appears in 4 contracts
Sources: Warrant Agreement (BillionToOne, Inc.), Warrant Agreement (BillionToOne, Inc.), Warrant Agreement (Biolase, Inc)
Exempt Transaction. The issuance of the Shares will each hereunder shall constitute a transaction exempt from (i) the registration requirements of Section 5 of the Securities Act of 1933, as Amended (the “Act”), in reliance upon Section 4(2) thereof and/or Regulation D thereunder, and (ii) the qualification or registration requirements of any applicable state securities laws.
Appears in 1 contract
Sources: Investment Restructure Agreement (Western Water Co)
Exempt Transaction. The issuance of the Shares will each constitute a transaction exempt from (i) the registration requirements of Section 5 of the Securities Act of 1933, as Amended (the “Act”), in reliance upon Section 4(24(a)(2) thereof and/or Regulation D thereunder, and (ii) the qualification requirements of applicable state securities laws.
Appears in 1 contract
Sources: Warrant Agreement (Northern Star Acquisition Corp.)
Exempt Transaction. The Subject to the truth and accuracy of Holder’s representations below, the issuance of the Shares will each constitute a transaction exempt from (i) the registration requirements of Section 5 of the Securities Act of 1933, as Amended (the “Act”), in reliance upon Section 4(24(a)(2) thereof and/or Regulation D thereunder, and (ii) the qualification requirements of applicable state securities laws.
Appears in 1 contract
Sources: Warrant Agreement (Northern Star Acquisition Corp.)
Exempt Transaction. The issuance of the Preferred Shares will and the Conversion Shares each constitute constitutes a transaction exempt from (i) the registration requirements of Section 5 of the Securities Act of 1933, as Amended (the “Act”), in reliance upon Section 4(2) thereof and/or Regulation D thereunderthereof, and (ii) the registration or qualification requirements of applicable state securities laws.
Appears in 1 contract