Email Services. Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[…]setup /fund group § $[…]/month administration § $[…]/received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[…]/fund group per month Shareholder Performance Statements – We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § Setup - $[…]/fund group § Annual Fee - $[…]/open and closed account § Account Management − $[…]/month (account management, lead reporting and database administration) § Inbound Teleservicing Only − Account Management - $[…]/month − Call Servicing - $[…]/minute § Lead Conversion Reporting (Closed Loop) − Account Management - $[…]/month − Database Installation, Setup - $[…]/fund group § Out-of-Pocket Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing. CTI Reporting – Integrated custom detailed call reporting § $[…]/monthly report Great Lakes § $[…]/money market share class per year § Out-of-pocket expenses (see Transfer Agent Fee Schedule)
Appears in 1 contract
Sources: Transfer Agent Servicing Agreement (Managed Portfolio Series)
Email Services. Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[…][ ] setup /fund group § $[…][ ] /month administration § $[…][ ] /received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[…][ ] /fund group per month Shareholder Performance Statements – We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § Setup - $[…][ ] /fund group § Annual Fee - $[…][ ] /open and closed account § Account Management − $[…][ ] /month (account management, lead reporting and database administration) § Inbound Teleservicing Only − Account Management - $[…]/month − Call Servicing - $[…]/minute § Lead Conversion Reporting (Closed Loop) − Account Management - $[…]/month − Database Installation, Setup - $[…]/fund group § Out-of-Pocket Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing. CTI § Inbound Teleservicing Only − Account Management - $[ ] /month − Call Servicing - $[ ] /minute § Lead Conversion Reporting – Integrated custom detailed call reporting (Closed Loop) − Account Management- $[ ] /month − Database Installation, Setup -$[ ] /fund group − Specialized Programming - (Separate Quote)* *Fees exclude postage and printing charges. § $[…]/monthly report Great Lakes § $[…][ ] /money market share class per year § Out-of-pocket expenses (see Transfer Agent Fee Schedule)) Shareholder accounts will be charged based upon the type of activity and type of account, including the following: § $[ ] /qualified plan account or C▇▇▇▇▇▇▇▇ ESA account (Cap at $[ ] /SSN) § $[ ] /transfer to successor trustee § $[ ] /participant distribution (Excluding SWPs) § $[ ] /refund of excess contribution § $[ ] /reconversion/recharacterization
Appears in 1 contract
Sources: Fund Administration Servicing Agreement (Brown Advisory Funds)