Common use of Earnings Statement Clause in Contracts

Earnings Statement. The Company will make generally available to its security holders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 25 contracts

Samples: Underwriting Agreement (Authentic Equity Acquisition Corp.), Underwriting Agreement (Live Oak Acquisition Corp II), Underwriting Agreement (Live Oak Acquisition Corp II)

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Earnings Statement. The As soon as practicable, the Company will make generally available to its security holders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing occurring after the date of this Agreement that will satisfy “effective date” (as defined in Rule 158 under the provisions of Section 11(aSecurities Act) of the Securities Act and the rules and regulations of the Commission thereunderRegistration Statement.

Appears in 24 contracts

Samples: Underwriting Agreement (SM Energy Co), Underwriting Agreement (Activision Blizzard, Inc.), Underwriting Agreement (Celanese Corp)

Earnings Statement. The As soon as reasonably practicable, the Company will make generally available to its security holders and to the Representatives as soon as practicable Agent an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing occurring after the date of this Agreement that will which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the rules and regulations of the Commission thereunderSecurities Act.

Appears in 24 contracts

Samples: Sales Agreement (ImmunoPrecise Antibodies Ltd.), Open Market Sale (ImmunoPrecise Antibodies Ltd.), Open Market Sale (Protagonist Therapeutics, Inc)

Earnings Statement. The As soon as practicable, the Company will make generally available to its security holders and to the Representatives as soon as practicable Agent an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing occurring after the date of this Agreement that will which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the rules and regulations of Securities Act, which requirement may be satisfied by publicly filing the Commission thereunderrequired information on XXXXX.

Appears in 20 contracts

Samples: Equity Offeringsm Sales Agreement (Janux Therapeutics, Inc.), Open Market Sale (Augmedix, Inc.), Open Market Sale (Gamida Cell Ltd.)

Earnings Statement. The As soon as practicable, but in any event no later than twelve months after the date of this Agreement, the Company will make generally available to its security holders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing occurring after the date of this Agreement that will which shall satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 19 contracts

Samples: Underwriting Agreement (RCS Capital Corp), Underwriting Agreement (Celldex Therapeutics, Inc.), Underwriting Agreement (Celldex Therapeutics, Inc.)

Earnings Statement. The As soon as practicable, but in any event no later than twelve months after the date of this Agreement, the Company will make generally available to its security holders and to the Representatives as soon as practicable Representative an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing occurring after the date of this Agreement that will which shall satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 19 contracts

Samples: Underwriting Agreement (Cachet Financial Solutions, Inc.), Underwriting Agreement (Cachet Financial Solutions, Inc.), Underwriting Agreement (Cachet Financial Solutions, Inc.)

Earnings Statement. The As soon as practicable, the Company will make generally available to its security holders and to the Representatives as soon as practicable Agent an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing occurring after the date of this Agreement that will which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the rules Securities Act; provided that the Company will be deemed to have furnished such statement to its security holders and regulations of the Commission thereunderAgent to the extent they are filed on XXXXX or any successor system.

Appears in 19 contracts

Samples: Open Market Sale (Liquidia Technologies Inc), Open Market Sale Agreement (Turning Point Therapeutics, Inc.), Equillium, Inc.

Earnings Statement. The Company will make generally available to its security holders and to the Representatives Underwriter as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 17 contracts

Samples: Underwriting Agreement (Collegium Pharmaceutical, Inc), Underwriting Agreement (Transenterix, Inc.), Underwriting Agreement (Senseonics Holdings, Inc.)

Earnings Statement. The Company will make generally available (which may be satisfied by filing with EXXXX) to its security holders and to the Representatives Representative as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 16 contracts

Samples: Underwriting Agreement (Esperion Therapeutics, Inc.), Underwriting Agreement (Outlook Therapeutics, Inc.), Underwriting Agreement (AzurRx BioPharma, Inc.)

Earnings Statement. The Company will make generally available (which may be satisfied by filing with XXXXX) to its security holders and to the Representatives Representative as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 15 contracts

Samples: Lock Up Agreement (iBio, Inc.), Underwriting Agreement (PharmaCyte Biotech, Inc.), Underwriting Agreement (Allena Pharmaceuticals, Inc.)

Earnings Statement. The As soon as practicable, the Company will make generally available to its security holders and to the Representatives as soon as practicable Agents an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing occurring after the date of this Agreement that will which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the rules and regulations of the Commission thereunderSecurities Act.

Appears in 10 contracts

Samples: Equity Distribution Agreement (Tilray Brands, Inc.), Equity Distribution Agreement (BridgeBio Pharma, Inc.), Sales Agreement (Aclaris Therapeutics, Inc.)

Earnings Statement. The As soon as reasonably practicable, the Company will make generally available to its security holders and to the Representatives as soon as practicable Underwriters an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing occurring after the date of this Agreement that will satisfy “effective date” (as defined in Rule 158 under the provisions of Section 11(aSecurities Act) of the Securities Act and the rules and regulations of the Commission thereunderRegistration Statement.

Appears in 9 contracts

Samples: Underwriting Agreement (Cit Group Inc), Underwriting Agreement (Cit Group Inc), Underwriting Agreement (Cit Group Inc)

Earnings Statement. The As soon as practicable, but in any event no later than 18 months after the date of this Agreement, the Company will make generally available to its security holders and to the Representatives as soon as practicable Co-Lead Underwriters an earnings statement (which need not be audited) covering a period of at least 12 months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will which shall satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission SEC thereunder.

Appears in 9 contracts

Samples: Underwriting Agreement (Denison Mines Corp.), Underwriting Agreement (GREAT PANTHER MINING LTD), Underwriting Agreement (Avino Silver & Gold Mines LTD)

Earnings Statement. The Company will make generally available to its security holders shareholders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 8 contracts

Samples: Underwriting Agreement (Omega Alpha SPAC), Underwriting Agreement (Omega Alpha SPAC), Underwriting Agreement (ARYA Sciences Acquisition Corp V)

Earnings Statement. The Company will make generally available to its security holders securityholders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 8 contracts

Samples: Underwriting Agreement (Celcuity Inc.), Underwriting Agreement (Reneo Pharmaceuticals, Inc.), Underwriting Agreement (Reneo Pharmaceuticals, Inc.)

Earnings Statement. The Company will make generally available to its security holders and to the Representatives Underwriters as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 8 contracts

Samples: Underwriting Agreement (Auris Medical Holding Ltd.), Underwriting Agreement (Auris Medical Holding Ltd.), Underwriting Agreement (Auris Medical Holding Ltd.)

Earnings Statement. The As soon as practicable, the Company will make generally available to its security holders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing occurring after the date of this Agreement that will Agreement, which shall satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 8 contracts

Samples: Underwriting Agreement (Exact Sciences Corp), Underwriting Agreement (Exact Sciences Corp), Underwriting Agreement (Exact Sciences Corp)

Earnings Statement. The As soon as practicable, but in any event no later than twelve months after the date of this Agreement, the Company will make generally available to its security holders and to the Representatives as soon as practicable Underwriter an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing occurring after the date of this Agreement that will which shall satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 8 contracts

Samples: Underwriting Agreement (Igate Corp), Underwriting Agreement (Halozyme Therapeutics Inc), Underwriting Agreement (Satcon Technology Corp)

Earnings Statement. The As soon as practicable, the Company will make generally available to its security holders and to the Representatives as soon as practicable Representative an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing occurring after the date of this Agreement that will which shall satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 7 contracts

Samples: Underwriting Agreement (Biosante Pharmaceuticals Inc), Underwriting Agreement (Gulfport Energy Corp), Underwriting Agreement (Sanders Morris Harris Group Inc)

Earnings Statement. The Company will make generally available to its security holders stockholders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 7 contracts

Samples: Underwriting Agreement (Immune Design Corp.), Underwriting Agreement (Immune Design Corp.), Underwriting Agreement (Immune Design Corp.)

Earnings Statement. The Company will make generally available (which may be satisfied by filing with XXXXX) to its security holders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 7 contracts

Samples: Underwriting Agreement (Pacific Biosciences of California, Inc.), Scilex Holding Co, Underwriting Agreement (Aptose Biosciences Inc.)

Earnings Statement. The As soon as practicable, the Company will make generally available to its security holders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a the twelve-month period of at least 12 months beginning with the first fiscal quarter of the Company commencing after ending the date of this Agreement the end of the first quarter ending one year following the effective date that will satisfy satisfies the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunderAct.

Appears in 6 contracts

Samples: Underwriting Agreement (Chordiant Software Inc), Underwriting Agreement (Extricity Inc), Underwriting Agreement (Keynote Systems Inc)

Earnings Statement. The As soon as practicable, but in any event no later than 18 months after the date of this Agreement, the Company will make generally available to its security holders and to the Representatives as soon as practicable Lead Underwriter an earnings statement (which need not be audited) covering a period of at least 12 months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will which shall satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission SEC thereunder.

Appears in 6 contracts

Samples: Underwriting Agreement (Western Copper & Gold Corp), Underwriting Agreement (Draganfly Inc.), Underwriting Agreement (GREAT PANTHER MINING LTD)

Earnings Statement. The Company will make generally available (which may be satisfied by filing with EXXXX) to its security holders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 6 contracts

Samples: Underwriting Agreement (Pacific Biosciences of California, Inc.), Underwriting Agreement (VBI Vaccines Inc/Bc), Underwriting Agreement (VBI Vaccines Inc/Bc)

Earnings Statement. The Company will make generally available to its security holders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder, which requirement may be satisfied by publicly filing the required information on EXXXX.

Appears in 6 contracts

Samples: Underwriting Agreement (Ocular Therapeutix, Inc), Underwriting Agreement (Ocular Therapeutix, Inc), Underwriting Agreement (Ocular Therapeutix, Inc)

Earnings Statement. The As soon as practicable, the Company will make generally available to its security holders and to the Representatives as soon as practicable Underwriter an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing occurring after the date of this Agreement that will which shall satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 6 contracts

Samples: Underwriting Agreement (Gulf Island Fabrication Inc), Underwriting Agreement (Gulfport Energy Corp), Underwriting Agreement (Gulfmark Offshore Inc)

Earnings Statement. The Company will make generally available to its security holders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve (12) months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 5 contracts

Samples: Underwriting Agreement (Scholar Rock Holding Corp), Underwriting Agreement, Underwriting Agreement (UroGen Pharma Ltd.)

Earnings Statement. The Company will make generally available to its security holders and to the Representatives Representative as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder, which requirement may be satisfied by publicly filing the required information on XXXXX.

Appears in 5 contracts

Samples: Underwriting Agreement (PDS Biotechnology Corp), Underwriting Agreement (Soliton, Inc.), Scilex Holding Co

Earnings Statement. The As soon as practicable, the Company will make generally available to its security holders and to the Representatives as soon as practicable Agent an earnings statement (which need not be audited) covering a period of at least 12 twelve (12) months beginning with the first fiscal quarter of the Company commencing occurring after the date of this Agreement that will which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the rules and regulations of the Commission thereunderSecurities Act.

Appears in 5 contracts

Samples: Open Market Sale (Selecta Biosciences Inc), Open Market Sale (Selecta Biosciences Inc), Sales Agreement (Selecta Biosciences Inc)

Earnings Statement. The Company will make generally available to its security holders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations Rule 158 of the Commission promulgated thereunder.

Appears in 5 contracts

Samples: Underwriting Agreement (Dicerna Pharmaceuticals Inc), Underwriting Agreement (Dicerna Pharmaceuticals Inc), Underwriting Agreement (Amag Pharmaceuticals Inc.)

Earnings Statement. The As soon as reasonably practicable, the Company will make generally available to its security holders and to the Representatives as soon as practicable Agents an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing occurring after the date of this Agreement that will which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the rules and regulations of the Commission thereunderSecurities Act.

Appears in 5 contracts

Samples: Sales Agreement (MICROSTRATEGY Inc), Sales Agreement (MICROSTRATEGY Inc), Sales Agreement (MICROSTRATEGY Inc)

Earnings Statement. The As soon as practicable, but in any event not later than 15 months after the end of the Company’s current fiscal quarter as of the date of this Agreement, the Company will make generally available to its security holders and to the Representatives as soon as practicable Agent an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing occurring after the date of this Agreement that will which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the rules and regulations of the Commission thereunderSecurities Act.

Appears in 5 contracts

Samples: Open Market Sale (Ardelyx, Inc.), Ardelyx, Inc., Odonate Therapeutics, Inc.

Earnings Statement. The As soon as practicable, the Company will make generally available to its security holders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing occurring after the date of this Agreement that will which shall satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 5 contracts

Samples: Underwriting Agreement (Mercury Computer Systems Inc), Underwriting Agreement (Edgen Group Inc.), Underwriting Agreement (Power Medical Interventions, Inc.)

Earnings Statement. The As soon as practicable, the Company will make generally available to its security holders and to the Representatives as soon as practicable Representative an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing occurring after the date of this Agreement that will Agreement, which shall satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 5 contracts

Samples: Underwriting Agreement (Exact Sciences Corp), Underwriting Agreement (Exact Sciences Corp), Underwriting Agreement (Exact Sciences Corp)

Earnings Statement. The Company will make generally available to its security holders and to the Representatives Representative as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunderthereunder (including Rule 158 under the Securities Act).

Appears in 5 contracts

Samples: Underwriting Agreement (Manchester United PLC), Underwriting Agreement (Manchester United PLC), Underwriting Agreement (Manchester United PLC)

Earnings Statement. The Company will make generally available to its security holders stockholders and to the Representatives Representative as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 5 contracts

Samples: Underwriting Agreement (Foresite Life Sciences Corp.), Underwriting Agreement (FS Development Corp. II), Underwriting Agreement (FS Development Corp.)

Earnings Statement. The Company will make generally available to its security holders shareholders and to the Representatives Representative as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 5 contracts

Samples: Underwriting Agreement (Perceptive Capital Solutions Corp), Underwriting Agreement (Helix Acquisition Corp), Underwriting Agreement (Helix Acquisition Corp)

Earnings Statement. The As soon as practicable, the Company will make generally available to its security holders and to the Representatives as soon as practicable Underwriter an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing occurring after the date of this Agreement that will satisfy “effective date” (as defined in Rule 158 under the provisions of Section 11(aSecurities Act) of the Securities Act and the rules and regulations of the Commission thereunderRegistration Statement.

Appears in 5 contracts

Samples: Agreement (Graphic Packaging Holding Co), Agreement (Graphic Packaging Holding Co), Agreement (Graphic Packaging Holding Co)

Earnings Statement. The Company will promptly make generally available to its security holders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 5 contracts

Samples: Underwriting Agreement (Heron Therapeutics, Inc. /De/), Underwriting Agreement (Heron Therapeutics, Inc. /De/), Underwriting Agreement (La Jolla Pharmaceutical Co)

Earnings Statement. The Company will make generally available to its security holders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunderthereunder (including Rule 158 under the Securities Act).

Appears in 4 contracts

Samples: Underwriting Agreement (Manchester United PLC), Underwriting Agreement (Stalwart Tankers Inc.), Underwriting Agreement (Navigator Holdings Ltd.)

Earnings Statement. The As soon as practicable, but in any event no later than fourteen months after the date of this Agreement, the Company will make generally available to its security holders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing occurring after the date of this Agreement that will which shall satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 4 contracts

Samples: Underwriting Agreement (Chuy's Holdings, Inc.), Underwriting Agreement (Chuy's Holdings, Inc.), Underwriting Agreement (Chuy's Holdings, Inc.)

Earnings Statement. The As soon as practicable, the Company will make generally available to holders of its security holders securities and deliver to the Representatives as soon as practicable Placement Agents, an earnings statement of the Company (which need not be audited) covering a period of at least 12 months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules Rules and regulations Regulations (including, at the option of the Commission thereunderCompany, Rule 158).

Appears in 4 contracts

Samples: Placement Agency Agreement (Houston American Energy Corp), Placement Agency Agreement (Headwaters Inc), Placement Agency Agreement (BPZ Resources, Inc.)

Earnings Statement. (A) The Company will make generally available to its security holders and to the Representatives Agent as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 4 contracts

Samples: Open Market Sale Agreement (National Storage Affiliates Trust), Open Market Sale Agreement (National Storage Affiliates Trust), Open Market Sale Agreement (National Storage Affiliates Trust)

Earnings Statement. The Company will make generally available to its security holders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules Rules and regulations of the Commission thereunderRegulations.

Appears in 4 contracts

Samples: Underwriting Agreement (Fate Therapeutics Inc), Underwriting Agreement (Fate Therapeutics Inc), Underwriting Agreement (Fate Therapeutics Inc)

Earnings Statement. The Company will promptly make generally available to its security holders and to the Representatives as soon as practicable Representative an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 4 contracts

Samples: Underwriting Agreement (Heron Therapeutics, Inc. /De/), Underwriting Agreement (La Jolla Pharmaceutical Co), Underwriting Agreement (Heron Therapeutics, Inc. /De/)

Earnings Statement. The Company will make generally available to its security holders and to the Representatives Representative as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will if necessary to satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 4 contracts

Samples: Underwriting Agreement (Progenics Pharmaceuticals Inc), Underwriting Agreement (Progenics Pharmaceuticals Inc), Underwriting Agreement (TCV v Lp)

Earnings Statement. The As soon as reasonably practicable, the Company will make generally available to its security holders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing occurring after the date of this Agreement that will satisfy “effective date” (as defined in Rule 158 under the provisions of Section 11(aSecurities Act) of the Securities Act and the rules and regulations of the Commission thereunderRegistration Statement.

Appears in 4 contracts

Samples: Underwriting Agreement (Cit Group Inc), Underwriting Agreement (Cit Group Inc), Underwriting Agreement (Cit Group Inc)

Earnings Statement. The As soon as practicable, but in any event not later than 16 months after the date of this Agreement, the Company will make generally available to its security holders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will which shall satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 4 contracts

Samples: Underwriting Agreement (Inverness Medical Innovations Inc), Underwriting Agreement (Inverness Medical Innovations Inc), Underwriting Agreement (Inverness Medical Innovations Inc)

Earnings Statement. The As soon as practicable, the Company will make generally available to its security holders and to the Representatives as soon as practicable Agent an earnings statement (which need not be audited) covering a period of at least 12 months beginning with the first fiscal quarter of the Company commencing occurring after the date of this Agreement that will which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the rules and regulations of the Commission thereunderSecurities Act.

Appears in 4 contracts

Samples: Open Market Sale (Milestone Pharmaceuticals Inc.), Open Market Sale (Sangamo Therapeutics, Inc), Contango Oil & Gas Co

Earnings Statement. The Company will make generally available to its security holders securityholders and to the Representatives as soon as practicable through filings under the Exchange Act an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 3 contracts

Samples: Underwriting Agreement (Mesa Laboratories Inc /Co), Underwriting Agreement (Mesa Laboratories Inc /Co), Credit Agreement (Mesa Laboratories Inc /Co)

Earnings Statement. The Company will make generally available to its security holders and to the Representatives Representative as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder. To the extent the Company has filed an earnings release or press release, such earnings release or press release shall qualify as being made generally available by the Company.

Appears in 3 contracts

Samples: Underwriting Agreement (Iovance Biotherapeutics, Inc.), Underwriting Agreement (Iovance Biotherapeutics, Inc.), Underwriting Agreement (Iovance Biotherapeutics, Inc.)

Earnings Statement. The Company will make generally available to its security holders shareholders and to the Representatives Representative as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 3 contracts

Samples: Underwriting Agreement (Presbia PLC), Underwriting Agreement (Presbia PLC), Underwriting Agreement (Presbia PLC)

Earnings Statement. The As soon as practicable, the Company will make generally available to its security holders and to the Representatives as soon as practicable Sales Agent an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing occurring after the date of this Agreement that will which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the rules and regulations of the Commission thereunderSecurities Act.

Appears in 3 contracts

Samples: Open Market Sale (Trinity Capital Inc.), Open Market Sale Agreement (Trinity Capital Inc.), Open Market Sale (Trinity Capital Inc.)

Earnings Statement. The As soon as practicable, but in any event no later than sixteen months after the date of this Agreement, the Company will make generally available to its security holders and to the Representatives as soon as practicable Underwriter an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing occurring after the date of this Agreement that will which shall satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 3 contracts

Samples: Underwriting Agreement (Double Eagle Petroleum Co), Underwriting Agreement (Delcath Systems Inc), Underwriting Agreement (Double Eagle Petroleum Co)

Earnings Statement. The Company will promptly make generally available to its security holders and to the Representatives as soon as practicable Underwriter an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 3 contracts

Samples: Underwriting Agreement (Heron Therapeutics, Inc. /De/), Underwriting Agreement (La Jolla Pharmaceutical Co), Underwriting Agreement (Heron Therapeutics, Inc. /De/)

Earnings Statement. The Company will make generally available to its security holders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder. To the extent the Company has filed an earnings release or press release, such earnings release or press release shall qualify as being made generally available by the Company.

Appears in 3 contracts

Samples: Underwriting Agreement (Iovance Biotherapeutics, Inc.), Underwriting Agreement (Iovance Biotherapeutics, Inc.), Underwriting Agreement (Iovance Biotherapeutics, Inc.)

Earnings Statement. The As soon as practicable, the Company will make generally available to its security holders and to the Representatives as soon as practicable Agent an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing occurring after the date of this Agreement that will which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the rules and regulations of Securities Act, which requirement may be satisfied by publicly filing the Commission thereunderrequired information on EXXXX.

Appears in 3 contracts

Samples: Sales Agreement (Inventiva S.A.), Open Market Sale (Cara Therapeutics, Inc.), Seelos Therapeutics, Inc.

Earnings Statement. The Company will make generally available to its security holders and to the Representatives Underwriter as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder; provided, however, that the requirements of this Section 4(j) shall be satisfied to the extent that such reports, statements, communications, financial statements or other documents are available on XXXXX.

Appears in 3 contracts

Samples: Underwriting Agreement (Northwest Bancshares, Inc.), Underwriting Agreement (Park National Corp /Oh/), Underwriting Agreement (First Citizens Bancshares Inc /De/)

Earnings Statement. The Company will make generally available to its security holders and to the Representatives as soon as practicable practicable, but in any event not later than 15 months after the end of the Company’s current fiscal quarter, an earnings statement (which need not be audited) covering a 12-month period of at least 12 months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will shall satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations Rule 158 of the Commission thereunderRules and Regulations, provided that the Company will be deemed to have satisfied this obligation to the extent it files such documents on the XXXXX system of the Commission.

Appears in 3 contracts

Samples: Placement Agency Agreement (Altimmune, Inc.), Placement Agency Agreement (Altimmune, Inc.), Placement Agency Agreement (Altimmune, Inc.)

Earnings Statement. The As soon as practicable, the Company will make generally available to its security holders noteholders and to the Representatives as soon as practicable an earnings statement (which need not be auditedaudited and may be satisfied by a filing with the Commission’s XXXXX system) covering a period of at least 12 twelve (12) months beginning with after the first fiscal quarter effective date of the Company commencing after the date of this Agreement Registration Statement that will satisfy satisfies the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunderAct.

Appears in 3 contracts

Samples: Underwriting Agreement (JMP Group LLC), Underwriting Agreement (JMP Group LLC), Underwriting Agreement (JMP Group Inc.)

Earnings Statement. The Company will make generally available (which shall be satisfied by filing with XXXXX) to its security holders and to the Representatives Representative as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 3 contracts

Samples: Underwriting Agreement (Phio Pharmaceuticals Corp.), Underwriting Agreement (Phio Pharmaceuticals Corp.), Underwriting Agreement (RXi Pharmaceuticals Corp)

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Earnings Statement. The Company will make generally available to its security holders and to the Representatives Representative as soon as practicable practicable, but in no event later than 15 months after the end of the Company’s current fiscal quarter, an earnings statement (which need not be audited) that satisfies the provisions of Section 11(a) of the Securities Act and Rule 158 of the Commission promulgated thereunder covering a period of at least 12 months beginning with the first fiscal quarter of the Company commencing occurring after the date of this Agreement that will satisfy the provisions of Section 11(a“effective date” (as defined in Rule 158) of the Securities Act and the rules and regulations of the Commission thereunderRegistration Statement.

Appears in 3 contracts

Samples: Underwriting Agreement (Materialise Nv), Underwriting Agreement (Materialise Nv), Pricing Agreement (Innocoll AG)

Earnings Statement. The As soon as practicable, the Company will make generally available to its security holders and to the Representatives as soon as practicable Agent an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing occurring after the date of this Agreement that will which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the rules and regulations Securities Act. For the avoidance of doubt, the Company’s compliance with the reporting requirements of the Commission thereunderExchange Act applicable to the Company shall be deemed to satisfy this Section 4(j).

Appears in 3 contracts

Samples: Open Market Sale Agreement (Spruce Biosciences, Inc.), Open Market Sale (aTYR PHARMA INC), Vaxcyte, Inc.

Earnings Statement. The Company will make generally available to its security holders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder, which requirement may be satisfied by publicly filing the required information on XXXXX.

Appears in 3 contracts

Samples: Underwriting Agreement (Xeris Pharmaceuticals Inc), Underwriting Agreement (Xeris Pharmaceuticals Inc), Underwriting Agreement (Xeris Pharmaceuticals Inc)

Earnings Statement. The Company will make generally available to its security holders and to the Representatives as soon as reasonably practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder; provided, however, that the requirements of this Section 3(k) shall be satisfied to the extent that such earnings statement is available on XXXXX.

Appears in 3 contracts

Samples: Underwriting Agreement (CareDx, Inc.), Underwriting Agreement (CareDx, Inc.), Underwriting Agreement (CareDx, Inc.)

Earnings Statement. The Company will make generally available to its security holders stockholders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission Rule 158 thereunder.

Appears in 2 contracts

Samples: Five Prime Therapeutics, Inc., Five Prime Therapeutics Inc

Earnings Statement. The As soon as practicable, the Company will make generally available to its security holders securityholders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve (12) months beginning with after the first fiscal quarter effective date of the Company commencing after the date of this Agreement Registration Statement that will satisfy satisfies the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunderAct.

Appears in 2 contracts

Samples: Underwriting Agreement (United Pan Am Financial Corp), Underwriting Agreement (Verisity LTD)

Earnings Statement. The Company will make generally available to its security holders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve (12) months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder; provided, however, that the requirement of this Section 3(k) shall be satisfied to the extent that such earnings statement is available on XXXXX.

Appears in 2 contracts

Samples: Underwriting Agreement (Codiak BioSciences, Inc.), Underwriting Agreement (Codiak BioSciences, Inc.)

Earnings Statement. The Company will make generally available to its security holders and to the Representatives as soon as reasonably practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 2 contracts

Samples: Underwriting Agreement (Silvaco Group, Inc.), Underwriting Agreement (ESSA Pharma Inc.)

Earnings Statement. The Company will make generally available to its security holders and to the Representatives Representative as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder; provided however, that the requirements of this Section 3(l) shall be satisfied to the extent that such earnings statements are available on XXXXX.

Appears in 2 contracts

Samples: Underwriting Agreement (Volitionrx LTD), Underwriting Agreement (Volitionrx LTD)

Earnings Statement. The Company will make generally available to its security holders and to the Representatives Underwriter as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder; provided, however, that the requirements of this Section 3(j) shall be satisfied to the extent that such reports, statements, communications, financial statements or other documents are available on XXXXX.

Appears in 2 contracts

Samples: Underwriting Agreement (Heartland Financial Usa Inc), Underwriting Agreement (First Interstate Bancsystem Inc)

Earnings Statement. The As soon as practicable, the Company will make generally available to its security holders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve (12) months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy satisfies the provisions of Section 11(a) of the Securities Act and Rule 158 under the rules and regulations of the Commission thereunderSecurities Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Boyd Gaming Corp), Underwriting Agreement (Boyd Gaming Corp)

Earnings Statement. The As soon as practicable, the Company will make generally available to its security holders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with after the first fiscal quarter effectiveness of the Company commencing after the date of this Agreement Registration Statement and that will satisfy satisfies the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunderAct.

Appears in 2 contracts

Samples: Underwriting Agreement (Aries Maritime Transport LTD), Underwriting Agreement (Genco Shipping & Trading LTD)

Earnings Statement. The Company will make generally available to its security holders and to the Representatives Underwriters as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder; provided, however, that the requirements of this Section 4(j) shall be satisfied to the extent that such reports, statements, communications, financial statements or other documents are available on EXXXX.

Appears in 2 contracts

Samples: Underwriting Agreement (Bancorp, Inc.), Underwriting Agreement (First Busey Corp /Nv/)

Earnings Statement. The As soon as practicable, the Company will make generally available to its security holders and to the Representatives as soon as practicable Underwriters an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing occurring after the date of this Agreement that will satisfy “effective date” (as defined in Rule 158 under the provisions of Section 11(aSecurities Act) of the Securities Act and the rules and regulations of the Commission thereunderRegistration Statement.

Appears in 2 contracts

Samples: Underwriting Agreement (Graphic Packaging Holding Co), Underwriting Agreement (Graphic Packaging Holding Co)

Earnings Statement. The As soon as practicable, the Company will make generally available to its security holders and to the Representatives as soon as practicable Underwriters an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing occurring after the date of this Agreement that will which shall satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 2 contracts

Samples: Underwriting Agreement (Gulfport Energy Corp), Underwriting Agreement (Atp Oil & Gas Corp)

Earnings Statement. The As soon as practicable, the Company will make generally available to its security holders and to the Representatives as soon as practicable Agent an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing occurring after the date of this Agreement that will which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the rules and regulations of Securities Act. To the Commission thereunderextent the Company has filed an earnings release or press release, such earnings release or press release shall qualify as being made generally available by the Company.

Appears in 2 contracts

Samples: Open Market Sale (Pluristem Therapeutics Inc), Open Market Sale (Pluristem Therapeutics Inc)

Earnings Statement. The Company will make generally available to its security holders and to the Representatives as soon as practicable practicable, but in any event not later than 15 months after the end of the Company’s current fiscal quarter, an earnings statement (which need not be audited) covering a 12-month period of at least 12 months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy satisfies the provisions of Section 11(a) of the Securities Exchange Act and including, at the rules and regulations option of the Commission thereunderCompany, Rule 158 of the Securities Act. For the avoidance of doubt, the Company’s compliance with the reporting requirements of the Exchange Act shall be deemed to satisfy this Section 7(f).

Appears in 2 contracts

Samples: Sales Agreement (Dermira, Inc.), Sales Agreement (Dermira, Inc.)

Earnings Statement. The Company will make generally available to its security holders and to the Representatives Agent as soon as practicable practical an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 2 contracts

Samples: Open Market Sale (Corbus Pharmaceuticals Holdings, Inc.), Corbus Pharmaceuticals Holdings, Inc.

Earnings Statement. The Company will make generally available to its security holders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder; provided, however, that the requirements of this Section 3(j) shall be satisfied to the extent such earnings statement is available on EXXXX.

Appears in 2 contracts

Samples: Argo Blockchain PLC, Argo Blockchain PLC

Earnings Statement. The Company will make generally available to its security holders and to the Representatives Representative as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder; provided, however, that the requirements of this Section 3(k) shall be satisfied to the extent that such earnings statements are available on XXXXX.

Appears in 2 contracts

Samples: Underwriting Agreement (Durect Corp), Underwriting Agreement (Chiasma, Inc)

Earnings Statement. The As soon as practicable, the Company will make generally available to its security holders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a the twelve-month period of at least 12 months beginning with the first fiscal quarter of the Company commencing occurring after the date “effective date” (as defined in Rule 158 of this Agreement that will satisfy the provisions of Section 11(aSecurities Act) of the Securities Act and the rules and regulations of the Commission thereunderRegistration Statement.

Appears in 2 contracts

Samples: Underwriting Agreement (St Jude Medical Inc), Underwriting Agreement (St Jude Medical Inc)

Earnings Statement. The Company will make generally available to its security holders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder; provided, however, that the requirements of this Section 3(j) shall be satisfied to the extent that such earnings statement is available on XXXXX.

Appears in 2 contracts

Samples: Underwriting Agreement, Underwriting Agreement (Nightstar Therapeutics LTD)

Earnings Statement. The As soon as practicable, the Company will make generally available to its security holders and to the Representatives as soon as practicable Representative an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing occurring after the date of this Agreement that will which shall satisfy the provisions of Section 11(a) of the Securities Act and Act; provided that this obligation shall be deemed satisfied if the rules and regulations of Company shall have filed a report with the Commission thereunderwith such information.

Appears in 2 contracts

Samples: Underwriting Agreement (Red Mountain Resources, Inc.), Underwriting Agreement (Red Mountain Resources, Inc.)

Earnings Statement. The Company will make generally available to its security holders and to the Representatives as soon as practicable practicable, but in no event later than 15 months after the end of the Company’s current fiscal quarter, an earnings statement (which need not be audited) that satisfies the provisions of Section 11(a) of the Securities Act and Rule 158 of the Commission promulgated thereunder covering a period of at least 12 months beginning with the first fiscal quarter of the Company commencing occurring after the date of this Agreement that will satisfy the provisions of Section 11(a“effective date” (as defined in Rule 158) of the Securities Act and the rules and regulations of the Commission thereunderRegistration Statement.

Appears in 2 contracts

Samples: Underwriting Agreement (Materialise Nv), Pricing Agreement (Innocoll GmbH)

Earnings Statement. The Company will make generally available to its security holders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder; provided that the Company will be deemed to have furnished such statement to its security holders and the Representatives to the extent they are filed on XXXXX or any successor thereto.

Appears in 2 contracts

Samples: Underwriting Agreement (Certara, Inc.), Underwriting Agreement (Certara, Inc.)

Earnings Statement. The As soon as practicable, the Company will make generally available to its security holders and to the Representatives as soon as practicable Agent an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing occurring after the date of this Agreement that will which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the rules Securities Act, provided that the Company will be deemed to have furnished such statement to its security holders and regulations of the Commission thereunderAgent to the extent they are filed on XXXXX.

Appears in 2 contracts

Samples: Open Market Sale Agreement (Northwest Pipe Co), Open Market Sale (Cyclerion Therapeutics, Inc.)

Earnings Statement. The Company will make generally available to its security holders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder; provided, however, that the requirements of this Section 3(k) shall be satisfied to the extent that such earnings statement is available on XXXXX.

Appears in 2 contracts

Samples: Underwriting Agreement (Aclaris Therapeutics, Inc.), Underwriting Agreement (Erytech Pharma S.A.)

Earnings Statement. The Company will make generally available to its security holders and to the Representatives Representative as soon as practicable reasonably practicable, without incurring commercially unreasonable expense, an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 2 contracts

Samples: Underwriting Agreement (Iradimed Corp), Underwriting Agreement (FVA Ventures, Inc.)

Earnings Statement. The Company will make generally available to its security holders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder; provided, however, that the requirements of this Section 3(k) shall be satisfied to the extent that such earnings statements are available on XXXXX.

Appears in 2 contracts

Samples: Underwriting Agreement (Chiasma, Inc), Underwriting Agreement (Chiasma, Inc)

Earnings Statement. The Company will make generally available to its security holders and to the Representatives (which may be satisfied by filing with XXXXX) as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 2 contracts

Samples: Underwriting Agreement (C4 Therapeutics, Inc.), Underwriting Agreement (C4 Therapeutics, Inc.)

Earnings Statement. The Company will make generally available to its security holders and to the Representatives Representative as soon as reasonably practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder.

Appears in 2 contracts

Samples: Underwriting Agreement (ESSA Pharma Inc.), Underwriting Agreement (Calix, Inc)

Earnings Statement. The Company will make generally available to its security holders and to the Representatives as soon as practicable practicable, but in any event not later than 15 months after the end of the Company’s current fiscal quarter, an earnings statement (which need not be audited) covering a 12-month period of at least 12 months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will shall satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations Rule 158 of the Commission thereunderRegulations; provided that the Company will be deemed to have furnished such statements to its security holders and the Representatives to the extent they are filed on the Commission’s Electronic Data Gathering, Analysis and Retrieval System.

Appears in 2 contracts

Samples: Underwriting Agreement (Journey Medical Corp), Underwriting Agreement (Journey Medical Corp)

Earnings Statement. The Company will make generally available to its security holders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder; provided, however, that the requirements of this Section 3(k) shall be satisfied to the extent that such reports, statements, communications, financial statements or other documents are available on XXXXX.

Appears in 2 contracts

Samples: Underwriting Agreement (ConnectOne Bancorp, Inc.), Underwriting Agreement (Heartland Financial Usa Inc)

Earnings Statement. The As soon as practicable, the Company will make generally available to its security holders and to the Representatives as soon as practicable Agent an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing occurring after the date of this Agreement that will which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the rules and regulations Securities Act. For the avoidance of doubt, the Commission thereunderCompany’s compliance with the reporting requirements of Exchange Act shall be deemed to satisfy this Section 4(j).

Appears in 2 contracts

Samples: Sutro Biopharma, Inc., Sutro Biopharma, Inc.

Earnings Statement. The Company will make generally available to its security holders and to the Representatives Representative as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder, which requirement may be satisfied by publicly filing the required information on EXXXX.

Appears in 2 contracts

Samples: Underwriting Agreement (Avadel Pharmaceuticals PLC), Underwriting Agreement (Marinus Pharmaceuticals Inc)

Earnings Statement. The Company will make generally available to its security holders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder; provided that the Company will be deemed to have satisfied such requirement to the extent such information is filed on XXXXX or any successor system.

Appears in 2 contracts

Samples: Underwriting Agreement (Wave Life Sciences Ltd.), Underwriting Agreement (Wave Life Sciences Ltd.)

Earnings Statement. The Company will make generally available to its security holders and to the Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder; provided, however, that the requirements of this Section 3(j) shall be satisfied to the extent that such reports, statements, communications, financial statements or other documents are available on XXXXX.

Appears in 1 contract

Samples: Underwriting Agreement (Hanmi Financial Corp)

Earnings Statement. The Company will make generally available to its security holders and to the Representatives Representative as soon as practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder; provided the Company will be deemed to have furnished such statement to its security holders and to the Representative to the extent it is filed on XXXXX.

Appears in 1 contract

Samples: Underwriting Agreement (Zosano Pharma Corp)

Earnings Statement. The Company will make generally available to its security holders and to the Representatives as soon as reasonably practicable an earnings statement (which need not be audited) covering a period of at least 12 twelve months beginning with the first fiscal quarter of the Company commencing after the date of this Agreement that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder, which requirement may be satisfied by publicly filing the required information on XXXXX.

Appears in 1 contract

Samples: Underwriting Agreement (Foghorn Therapeutics Inc.)

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