DWAC. In lieu of delivering physical certificates representing the Unlegended Shares, upon request of a Purchaser, so long as the certificates therefor do not bear a legend and the Purchaser is not obligated to return such certificate for the placement of a legend thereon, the Company shall cause its transfer agent to electronically transmit the Unlegended Shares by crediting the account of Purchaser’s prime broker with the Depository Trust Company through its Deposit Withdrawal At Custodian system, provided that the Company’s Common Stock is DTC eligible and the Company’s transfer agent participates in the Deposit Withdrawal at Custodian system. Such delivery must be made on or before the Legend Removal Date.
Appears in 56 contracts
Sources: Securities Purchase Agreement (Momentus Inc.), Securities Purchase Agreement (Nextnrg, Inc.), Securities Purchase Agreement (Super League Enterprise, Inc.)
DWAC. In lieu of delivering physical certificates representing the Unlegended Sharesunlegended shares, upon request of a Purchaser, so long as the certificates therefor do not bear a legend and the Purchaser is not obligated to return such certificate for the placement of a legend thereon, the Company shall cause its transfer agent to electronically transmit the Unlegended Shares unlegended shares by crediting the account of Purchaser’s prime broker with the Depository Trust Company through its Deposit Withdrawal At Custodian system, provided that the Company’s Common Stock is DTC eligible and the Company’s transfer agent participates in the Deposit Withdrawal at Custodian system. Such delivery must be made on or before the Legend Removal Date.
Appears in 20 contracts
Sources: Series H Convertible Preferred Stock Securities Purchase Agreement (Quad M Solutions, Inc.), Exchange Agreement (Quad M Solutions, Inc.), Securities Purchase Agreement (Sigma Labs, Inc.)
DWAC. In lieu of delivering physical certificates representing the Unlegended Shares, upon request of a PurchaserSubscribers, so long as the certificates therefor do not bear a legend and the Purchaser Subscriber is not obligated to return such certificate for the placement of a legend thereon, the Company shall cause its transfer agent to electronically transmit the Unlegended Shares by crediting the account of PurchaserSubscriber’s prime broker with the Depository Trust Company through its Deposit Withdrawal At Custodian Agent Commission system, provided that the Company’s Common Stock is DTC eligible and the Company’s transfer agent participates in the Deposit Withdrawal at Custodian Agent Commission system. Such delivery must be made on or before the Legend Removal Unlegended Shares Delivery Date.
Appears in 7 contracts
Sources: Subscription Agreement (Adamis Pharmaceuticals Corp), Subscription Agreement (Nuvel Holdings, Inc.), Subscription Agreement (ADVANCED MEDICAL ISOTOPE Corp)
DWAC. In lieu of delivering physical certificates representing the Unlegended Shares, upon request of a Purchaser, so long as the certificates therefor do not bear a legend and the such Purchaser is not obligated to return such certificate for the placement of a legend thereon, the Company shall cause its transfer agent the Transfer Agent to electronically transmit the Unlegended Shares by crediting the account of such Purchaser’s prime broker with the Depository Trust Company through its Deposit Withdrawal At Custodian system, provided that the Company’s Common Stock is DTC eligible and the Company’s transfer agent Transfer Agent participates in the Deposit Withdrawal at Custodian system. Such delivery must be made on or before the Legend Removal Date.
Appears in 6 contracts
Sources: Securities Purchase Agreement (SANUWAVE Health, Inc.), Securities Purchase Agreement (SANUWAVE Health, Inc.), Securities Purchase Agreement (SANUWAVE Health, Inc.)
DWAC. In lieu of delivering physical certificates representing the Unlegended Shares, upon request of a such Purchaser, and so long as the certificates therefor do not bear a legend and the such Purchaser is not obligated to return such certificate for the placement of a legend thereon, the Company shall cause its transfer agent Transfer Agent to electronically transmit the Unlegended Shares by crediting the account of such Purchaser’s prime broker with the Depository Trust Company (“DTC”) through its Deposit Withdrawal At Custodian system, provided that the Company’s Common Stock is DTC eligible and the Company’s transfer agent Transfer Agent participates in the Deposit Withdrawal at Custodian system. Such delivery must be made on or before the Legend Removal Date.
Appears in 5 contracts
Sources: Registration Rights Agreement (OS Therapies Inc), Registration Rights Agreement (Super League Enterprise, Inc.), Registration Rights Agreement (Super League Enterprise, Inc.)
DWAC. In lieu of delivering physical certificates representing the Unlegended Shares, upon request of a Purchaser, so long as the certificates therefor do not bear a legend and the Purchaser is not obligated to return such certificate for the placement of a legend thereon, the Company shall cause its transfer agent to electronically transmit the Unlegended Shares by crediting the account of Purchaser’s prime broker with the Depository Trust Company through its Deposit Withdrawal At Custodian system, provided that the Company’s Common Stock Shares is DTC eligible and the Company’s transfer agent participates in the Deposit Withdrawal at Custodian system. Such delivery must be made on or before the Legend Removal Date.
Appears in 5 contracts
Sources: Securities Purchase Agreement (NLS Pharmaceutics Ltd.), Securities Purchase Agreement (NLS Pharmaceutics Ltd.), Securities Exchange Agreement (NLS Pharmaceutics Ltd.)
DWAC. In lieu of delivering physical certificates representing the Unlegended Shares, upon request of a Purchaser, so long as the certificates therefor do not bear a legend and the Purchaser is not obligated to return such certificate for the placement of a legend thereon, the Company shall cause its transfer agent to electronically transmit the Unlegended Shares by crediting the account of Purchaser’s prime broker with the Depository Trust Company through its Deposit Withdrawal At Custodian system, provided that the Company’s Common Stock is DTC eligible and the Company’s transfer agent participates in the Deposit Withdrawal at Custodian system. Such delivery must be made on or before the Legend Removal Date.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Petroteq Energy Inc.), Securities Purchase Agreement (Petroteq Energy Inc.), Securities Purchase Agreement (Petroteq Energy Inc.)
DWAC. In lieu of delivering physical certificates representing the Unlegended Shares, upon request of a the Purchaser, and so long as the certificates therefor do not bear a legend and the Purchaser is not obligated to return such certificate for the placement of a legend thereon, the Company shall cause its transfer agent to electronically transmit the Unlegended Shares by crediting the account of Purchaser’s prime broker with the Depository Trust Company through its Deposit Withdrawal At Custodian system, provided that the Company’s Common Stock is DTC eligible and the Company’s transfer agent participates in the Deposit Withdrawal at Custodian system. Such delivery must be made on or before the Legend Removal Date.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Western Magnesium Corp.), Securities Purchase Agreement (Western Magnesium Corp.), Securities Purchase Agreement (Western Magnesium Corp.)
DWAC. In lieu of delivering physical certificates representing the Unlegended Shares, upon request of a Purchaser, so long as the certificates therefor do not bear a legend and the Purchaser is not obligated to return such certificate for the placement of a legend thereon, the Company shall cause its transfer agent to electronically transmit the Unlegended Shares by crediting the account of Purchaser’s prime broker with the Depository Trust Company through its Deposit Withdrawal At Custodian system, provided that the Company’s Common Stock Ordinary Shares is DTC eligible and the Company’s transfer agent participates in the Deposit Withdrawal at Custodian system. Such delivery must be made on or before the Legend Removal Date.
Appears in 3 contracts
Sources: Securities Purchase Agreement (PV Nano Cell, Ltd.), Securities Purchase Agreement (PV Nano Cell, Ltd.), Securities Purchase Agreement (PV Nano Cell, Ltd.)
DWAC. In lieu of delivering physical certificates representing the Unlegended Sharesunlegended shares, upon request of a Purchaser, so long as the certificates therefor do not bear a legend and the Purchaser is not obligated to return such certificate for the placement of a legend thereon, the Company shall cause its transfer agent to electronically transmit the Unlegended Shares unlegended shares by crediting the account of Purchaser’s prime broker with the Depository Trust Company through its Deposit Withdrawal At Custodian system, provided that the Company’s Common Stock is DTC eligible and the Company’s transfer agent participates in the Deposit Withdrawal at Custodian system. Such delivery must be made on or before the Legend Removal Date.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Black Cactus Global, Inc.), Securities Purchase Agreement (NXT-Id, Inc.), Securities Purchase Agreement (NXT-Id, Inc.)
DWAC. In lieu of delivering physical certificates representing the Unlegended Shares, upon request of a Purchaser, so long as the certificates therefor do not bear a legend and the Purchaser is not obligated to return such certificate for the placement of a legend thereon, the Company shall cause its transfer agent to electronically transmit the Unlegended Shares by crediting the account of Purchaser’s prime broker with the Depository Trust Company through its Deposit Withdrawal At Custodian system, provided that the Company’s Common Stock is DTC eligible and the Company’s transfer agent participates in the Deposit Withdrawal at Custodian system. Such delivery must be made on or before the Legend Removal Date.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Gratitude Health, Inc.), Securities Purchase Agreement (Friendable, Inc.), Common Stock Purchase Agreement (YayYo, Inc.)
DWAC. In lieu of delivering physical certificates representing the Unlegended Shares, upon request of a Purchaser, so long as the certificates therefor do not bear a legend and the Purchaser is not obligated to return such certificate for the placement of a legend thereon, the Company shall cause its transfer agent to electronically transmit the Unlegended Shares by crediting the account of Purchaser’s 's prime broker with the Depository Trust Company through its Deposit Withdrawal At Custodian system, provided that the Company’s 's Common Stock is DTC eligible and the Company’s 's transfer agent participates in the Deposit Withdrawal at Custodian system. Such delivery must be made on or before the Legend Removal Date.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Bioptix, Inc.), Securities Purchase Agreement (Bioptix, Inc.)
DWAC. In lieu of delivering physical certificates representing the Unlegended Shares, upon request of a Purchaser, so long as the certificates therefor do not bear a legend and the Purchaser is not obligated to return such certificate for the placement of a legend thereon, the Company shall cause its transfer agent to electronically transmit the Unlegended Shares by crediting the account of Purchaser’s 's prime broker with the Depository Trust Company through its Deposit Withdrawal At Custodian system, provided that the Company’s 's Common Stock is DTC eligible and the Company’s 's transfer agent participates in the Deposit Withdrawal at Custodian system. Such delivery must be made on or before the Legend Removal Date.
Appears in 2 contracts
Sources: Securities Purchase Agreement (GT Biopharma, Inc.), Securities Purchase Agreement (Ironwood Gold Corp.)
DWAC. In lieu of delivering physical certificates representing the Unlegended Sharesunlegended shares, upon request of a PurchaserHolder, so long as the certificates therefor do not bear a legend and the Purchaser Holder is not obligated to return such certificate for the placement of a legend thereon, the Company shall cause its transfer agent Transfer Agent to electronically transmit the Unlegended Shares unlegended shares by crediting the account of PurchaserHolder’s prime broker with the Depository Trust Company through its Deposit Withdrawal At Custodian system, provided that the Company’s Common Stock is DTC eligible and the Company’s transfer agent Transfer Agent participates in the Deposit Withdrawal at Custodian system. Such delivery must be made on or before the Legend Removal Date.
Appears in 2 contracts
Sources: Securities Exchange Agreement (AgEagle Aerial Systems Inc.), Securities Exchange Agreement (Unique Logistics International Inc)
DWAC. In lieu of delivering physical certificates representing the Unlegended Shares, upon request of a Purchasersuch Lender, and so long as the certificates therefor do not bear a legend and the Purchaser such Lender is not obligated to return such certificate for the placement of a legend thereon, the Company Borrower shall cause its transfer agent to electronically transmit the Unlegended Shares by crediting the account of Purchasersuch ▇▇▇▇▇▇’s prime broker with the Depository Trust Company Borrower through its Deposit Withdrawal At Custodian system, provided that the Company’s Common Stock is DTC eligible and the CompanyBorrower’s transfer agent participates in the Deposit Withdrawal at Custodian system. Such delivery must be made on or before the Legend Removal Date.
Appears in 2 contracts
Sources: Line of Credit Agreement (Star Alliance International Corp.), Line of Credit Agreement (Crown Electrokinetics Corp.)
DWAC. In lieu of delivering physical certificates representing the Unlegended Shares, upon request of a the Purchaser, so long as the certificates therefor do not bear a legend and the Purchaser is not obligated to return such certificate for the placement of a legend thereon, the Company shall cause its transfer agent to electronically transmit the Unlegended Shares by crediting the account of the Purchaser’s prime broker with the Depository Trust Company through its Deposit Withdrawal At Custodian system, provided that the Company’s Common Stock is DTC eligible and the Company’s transfer agent participates in the Deposit Withdrawal at Custodian system. Such delivery must be made on or before the Legend Removal Date.
Appears in 1 contract
Sources: Securities Purchase Agreement (XpresSpa Group, Inc.)
DWAC. In lieu of delivering physical certificates representing the Unlegended Shares, upon request of a Purchaser, so long as the certificates therefor do not bear a legend and the Purchaser is not obligated to return such certificate for the placement of a legend thereon, the Company shall cause its transfer agent to electronically transmit the Unlegended Shares by crediting the account of Purchaser’s 's prime broker with the Depository Trust Company through its Deposit Withdrawal At Custodian system, provided that the Company’s 's Common Stock is DTC eligible and the Company’s 's transfer agent participates in the Deposit Withdrawal at Custodian system. Such delivery must be made on or before the Legend Removal Date.
Appears in 1 contract
DWAC. In lieu of delivering physical certificates representing the Unlegended Sharesunlegended shares, upon request of a Purchaser, so long as the certificates therefor do not bear a legend and the Purchaser is not obligated to return such certificate for the placement of a legend thereon, the Company shall cause its transfer agent to electronically transmit the Unlegended Shares unlegended shares by crediting the account of Purchaser’s prime broker with the Depository Trust Company through its Deposit Withdrawal At Custodian system, provided that the Company’s Common Stock is DTC eligible and the Company’s transfer agent participates in the Deposit Withdrawal at Custodian system. Such In any event, such delivery must be made on or before the Legend Removal Date.
Appears in 1 contract
Sources: Securities Purchase Agreement (MV Portfolios, Inc.)
DWAC. In lieu of delivering physical certificates representing the Unlegended Sharesunlegended shares, upon request of a Purchaser, so long as the certificates therefor do not bear a legend and the Purchaser is not obligated to return such certificate for the placement of a legend thereon, the Company shall cause its transfer agent to electronically transmit the Unlegended Shares unlegended shares by crediting the account of Purchaser’s prime broker with the Depository Trust Company through its Deposit Withdrawal At Custodian system, provided that the Company’s Common Stock is DTC eligible and the Company’s transfer agent participates in the Deposit Withdrawal at Custodian system. Such delivery must be made on or before the Legend Removal DateDate or the date the Shares are to be delivered pursuant to the Certificate of Designation, as the case may be.
Appears in 1 contract
Sources: Securities Purchase Agreement (Be Active Holdings, Inc.)
DWAC. In lieu of delivering physical certificates representing the Unlegended Shares, upon request of a such Purchaser, and so long as the certificates therefor do not bear a legend and the such Purchaser is not obligated to return such certificate for the placement of a legend thereon, the Company shall cause its transfer agent Transfer Agent to electronically transmit the Unlegended Shares by crediting the account of such Purchaser’s prime broker with the Depository Trust Company through its Deposit Deposit/Withdrawal At Custodian system, provided that the Company’s Common Stock is Shares are DTC eligible and the Company’s transfer agent participates in the Deposit Deposit/Withdrawal at Custodian system. Such delivery must be made on or before the Legend Removal Date.
Appears in 1 contract
Sources: Securities Purchase Agreement (Digihost Technology Inc.)
DWAC. In lieu of delivering physical certificates representing the Unlegended Shares, upon request of a Purchaser, so long as the certificates therefor do not bear a legend and the Purchaser is not obligated to return such certificate for the placement of a legend thereon, the Company shall cause its transfer agent to electronically transmit the Unlegended Shares by crediting the account of the Purchaser’s prime broker with the Depository Trust Company through its Deposit Withdrawal At Custodian system, provided that the Company’s Common Stock is DTC eligible and the Company’s transfer agent participates in the Deposit Withdrawal at Custodian system. Such The delivery must be made on or before the Legend Removal Date.
Appears in 1 contract
Sources: Securities Purchase Agreement (Emerald Medical Applications Corp.)
DWAC. In lieu of delivering physical certificates representing the Unlegended Shares, upon request of a Purchaser, so long as the certificates therefor do not bear a legend and the Purchaser is not obligated to return such certificate for the placement of a legend thereon, the Company shall cause its transfer agent to electronically transmit the Unlegended Shares by crediting the account of Purchaser’s prime broker with the Depository Trust Company through its Deposit Withdrawal At Custodian system, provided that the Company’s Common Stock is DTC eligible and the Company’s transfer agent participates in the Deposit Withdrawal at Custodian system. Such delivery must be made on or before the Legend Removal Date.
Appears in 1 contract
Sources: Convertible Security Agreement (Harrison Vickers & Waterman Inc)
DWAC. In lieu of delivering physical certificates representing the Unlegended Shares, upon request of a the Purchaser, so long as the certificates therefor do not bear a legend and the Purchaser is not obligated to return such certificate for the placement of a legend thereon, the Company shall cause its transfer agent to electronically transmit the Unlegended Shares by crediting the account of Purchaser’s prime broker with the Depository Trust Company through its Deposit Withdrawal At Custodian system, provided that the Company’s Common Stock is DTC eligible and the Company’s transfer agent participates in the Deposit Withdrawal at Custodian system. Such delivery must be made on or before the Legend Removal Date.
Appears in 1 contract
Sources: Securities Purchase Agreement (Uppercut Brands, Inc.)
DWAC. In lieu of delivering physical certificates representing the Unlegended Shares, upon request of a PurchaserSeller, so long as the certificates therefor do not bear a legend and the Purchaser Seller is not obligated to return such certificate for the placement of a legend thereon, the Company shall cause its transfer agent to electronically transmit the Unlegended Shares by crediting the account of PurchaserSeller’s prime broker with the Depository Trust Company through its Deposit Withdrawal At Custodian system, provided that the Company’s Common Stock is DTC eligible and the Company’s transfer agent participates in the Deposit Withdrawal at Custodian system. Such delivery must be made on or before the Legend Removal Date.
Appears in 1 contract
DWAC. In lieu of delivering physical certificates representing the Unlegended Sharesunlegended shares, upon request of a Purchaserthe Subscriber, so long as the certificates therefor do not bear a legend and the Purchaser Subscriber is not obligated to return such certificate for the placement of a legend thereon, the Company shall cause its transfer agent to electronically transmit the Unlegended Shares unlegended shares by crediting the account of PurchaserSubscriber’s prime broker with the Depository Trust Company through its Deposit Withdrawal At Custodian system, provided that the Company’s Common Stock is DTC eligible and the Company’s transfer agent participates in the Deposit Withdrawal at Custodian system. Such delivery must be made on or before the Legend Removal Date.
Appears in 1 contract
DWAC. In lieu of delivering physical certificates representing the Unlegended Shares, upon request of a such Purchaser, and so long as the certificates therefor do not bear a legend and the such Purchaser is not obligated to return such certificate for the placement of a legend thereon, the Company shall cause its transfer agent to electronically transmit the Unlegended Shares by crediting the account of such Purchaser’s prime broker with the Depository Trust Company through its Deposit Withdrawal At Custodian system, provided that the Company’s Common Stock is DTC eligible and the Company’s transfer agent participates in the Deposit Withdrawal at Custodian system. Such delivery must be made on or before the Legend Removal Date.
Appears in 1 contract
Sources: Securities Purchase Agreement (Western Magnesium Corp.)
DWAC. In lieu of delivering physical certificates representing the Unlegended Sharesunlegended shares, upon request of a the Purchaser, so long as the certificates therefor do not bear a legend and the Purchaser is not obligated to return such certificate for the placement of a legend thereon, the Company shall cause its transfer agent to electronically transmit the Unlegended Shares unlegended shares by crediting the account of Purchaser’s prime broker with the Depository Trust Company through its Deposit Withdrawal At Custodian system, provided that the Company’s Common Stock is DTC eligible and the Company’s transfer agent participates in the Deposit Withdrawal at Custodian system. Such delivery must be made on or before the Legend Removal Date.
Appears in 1 contract
Sources: Securities Purchase Agreement (FaceBank Group, Inc.)
DWAC. In lieu of delivering physical certificates representing the Unlegended Shares, upon request of a Purchaser, so long as the certificates therefor do not bear a legend and the Purchaser is not obligated to return such certificate for the placement of a legend thereon, the Company shall cause its transfer agent to electronically transmit the Unlegended Shares by crediting the account of Purchaser’s prime broker with the Depository Trust Company through its Deposit Withdrawal At Custodian system, provided that the Company’s Common Stock is Shares are DTC eligible and the Company’s transfer agent participates in the Deposit Withdrawal at Custodian system. Such delivery must be made on or before the Legend Removal Date.
Appears in 1 contract
Sources: Securities Purchase Agreement (Alternus Energy Inc.)
DWAC. In lieu of delivering physical certificates representing the Unlegended Shares, upon request of a Purchaser, so long as the certificates therefor do not bear a legend and the Purchaser is not obligated to return such certificate for the placement of a legend thereon, the Company shall cause its transfer agent to electronically transmit the Unlegended Shares by crediting the account of Purchaser’s prime broker with the Depository Trust Company through its Deposit Withdrawal At Custodian system, provided that the Company’s Common Stock Ordinary shares is DTC eligible and the Company’s transfer agent participates in the Deposit Withdrawal at Custodian system. Such delivery must be made on or before the Legend Removal Date.
Appears in 1 contract
Sources: Securities Purchase Agreement (Brenmiller Energy Ltd.)
DWAC. In lieu of delivering physical certificates representing the Unlegended Sharesunlegended shares, upon request of a PurchaserHolder, so long as the certificates therefor do not bear a legend and the Purchaser Holder is not obligated to return such certificate for the placement of a legend thereon, the Company shall cause its transfer agent to electronically transmit the Unlegended Shares unlegended shares by crediting the account of PurchaserHolder’s prime broker with the Depository Trust Company through its Deposit Withdrawal At Custodian system, provided that the Company’s Common Stock is DTC eligible and the Company’s transfer agent participates in the Deposit Withdrawal at Custodian system. Such delivery must be made on or before the Legend Removal Date.
Appears in 1 contract
DWAC. In lieu of delivering physical certificates representing the Unlegended unlegended Shares, upon request of a Purchaser, so long as the certificates therefor do not bear a legend and the Purchaser is not obligated to return such certificate for the placement of a legend thereon, the Company shall cause its transfer agent to electronically transmit the Unlegended unlegended Shares by crediting the account of Purchaser’s prime broker with the Depository Trust Company through its Deposit Withdrawal At Custodian system, provided that the Company’s Common Stock is DTC eligible and the Company’s transfer agent participates in the Deposit Withdrawal at Custodian system. Such delivery must be made on or before the Legend Removal Date.
Appears in 1 contract
DWAC. In lieu of delivering physical certificates representing the Unlegended unlegended Shares, upon request of a PurchaserHolder, so long as the certificates therefor do not bear a legend and the Purchaser Holder is not obligated to return such certificate for the placement of a legend thereon, the Company shall cause its transfer agent to electronically transmit the Unlegended unlegended Shares by crediting the account of PurchaserHolder’s prime broker with the Depository Trust Company through its Deposit Withdrawal At Custodian system, provided that the Company’s Common Stock is DTC eligible and the Company’s transfer agent participates in the Deposit Withdrawal at Custodian system. Such In any event, such delivery must be made on or before the Legend Removal Date.
Appears in 1 contract