Common use of Due Qualification or Exemption Clause in Contracts

Due Qualification or Exemption. (A) The Offering contemplated by this Agreement shall become qualified or be exempt from qualification under the securities laws of the jurisdictions in which the Securities are contemplated to be offered not later than the closing date, subject to any filings to be made thereafter and (B) at the applicable closing date no stop order suspending the sale of the Securities shall have been issued, and no proceeding for that purpose shall have been initiated or threatened;

Appears in 5 contracts

Samples: Placement Agreement (Mach One Corp), Placement Agreement (Zaldiva Inc), Placement Agreement (Enlightened Gourmet, Inc.)

AutoNDA by SimpleDocs

Due Qualification or Exemption. (Aa) The Offering contemplated by this Agreement shall will become qualified or be exempt from qualification under the applicable state securities laws of the jurisdictions in which the Securities are contemplated to be offered not later than the closing dateClosing Date, subject to any filings to be made thereafter and (Bb) at the applicable closing date Closing Date no stop order suspending the sale of the Securities shares shall have been issued, and no proceeding for that purpose shall have been initiated or threatened;

Appears in 3 contracts

Samples: Placement Agency Agreement (V One Corp/ De), Placement Agency Agreement (V One Corp/ De), Placement Agency Agreement (V One Corp/ De)

Due Qualification or Exemption. (Ai) The Offering offering contemplated by this Stock Purchase Agreement shall will become qualified or be exempt from qualification under the applicable state securities laws of the jurisdictions in which the Securities are contemplated to be offered not later than the closing dateClosing Date, subject to any filings to be made thereafter and (Bii) at the applicable closing date Closing Date no stop order suspending the sale of the Securities Shares shall have been issued, and no proceeding for that purpose shall have been initiated or threatened;

Appears in 3 contracts

Samples: Stock Purchase Agreement (Mdi, Inc.), Stock Purchase Agreement (MDI Investments, LLC), Stock Purchase Agreement (Mdi, Inc.)

Due Qualification or Exemption. (A) The Offering contemplated by this Agreement shall will become qualified or be exempt from qualification under the securities laws of the jurisdictions in which the Securities are contemplated several states pursuant to be offered paragraph 5(g) not later than the closing dateClosing Date, subject to any filings to be made thereafter and (B) at the applicable closing date Closing Date no stop order suspending the sale of the Securities Shares shall have been issued, and no proceeding for that purpose shall have been initiated or threatened;.

Appears in 2 contracts

Samples: Placement Agency Agreement (Alchemy Enterprises, Ltd.), Placement Agency Agreement (Nascent Wine Company, Inc.)

Due Qualification or Exemption. (A) The Offering contemplated by this Agreement shall become qualified or be exempt from qualification under the securities laws of the jurisdictions in which the Securities Shares are contemplated to be offered offered, not later than the closing dateClosing Date, subject to any filings to be made thereafter thereafter, and (B) at the applicable closing date Closing Date, no stop order or similar directive or claim suspending the sale of the Securities Shares shall have been issuedissued or alleged, and no proceeding for that purpose shall have been initiated or threatened;

Appears in 2 contracts

Samples: Placement Agent Agreement (First Colebrook Bancorp, Inc.), Placement Agent Agreement (First Colebrook Bancorp, Inc.)

Due Qualification or Exemption. (A) The Offering contemplated by this Agreement shall become qualified or be exempt from qualification under the securities laws of the jurisdictions in which the Securities Shares are contemplated to be offered not later than the closing dateClosing Date, subject to any filings to be made thereafter and (B) at the applicable closing date Closing Date, no stop order suspending the sale of the Securities Shares shall have been issued, and no proceeding for that purpose shall have been initiated or threatened;

Appears in 1 contract

Samples: Placement Agency Agreement (Northern Oil & Gas, Inc.)

Due Qualification or Exemption. (A) The Offering contemplated by this Agreement shall become qualified or be exempt from qualification under the securities laws of the jurisdictions in which the Securities Units are contemplated to be offered not later than the closing dateClosing Date, subject to any filings to be made thereafter and (B) at the applicable closing date Closing Date, no stop order suspending the sale of the Securities Units shall have been issued, and no proceeding for that purpose shall have been initiated or threatened;

Appears in 1 contract

Samples: Placement Agency Agreement (Sulphco Inc)

Due Qualification or Exemption. (A1) The Offering contemplated by this Agreement shall become qualified or be exempt from qualification under the securities laws of the jurisdictions in which the Securities are contemplated to be offered in accordance with applicable laws, rules, and regulations, but in any event not later than the closing datefirst Closing Date, subject to any filings to be made thereafter and (B2) at the applicable closing date each Closing Date no stop order suspending the sale of the Securities shall have been issued, and no proceeding for that purpose shall have been initiated or threatened;

Appears in 1 contract

Samples: Placement Agency Agreement (Chelsea Therapeutics International, Ltd.)

Due Qualification or Exemption. (A) The Offering contemplated by this Agreement shall become qualified or be exempt from qualification under the securities laws of the jurisdictions in which the Securities Shares are contemplated to be offered not later than the closing dateClosing Date, subject to any filings to be made thereafter thereafter, and (B) at the applicable closing date Closing Date, no stop order or similar directive or claim suspending the sale of the Securities Shares shall have been issuedissued or alleged, and no proceeding for that purpose shall have been initiated or threatened;

Appears in 1 contract

Samples: Placement Agent Agreement (OptimumBank Holdings, Inc.)

Due Qualification or Exemption. (A) The Offering contemplated by this Agreement shall become qualified or be exempt from qualification under the securities laws of the jurisdictions in which the Securities are contemplated to be offered not later than the closing dateClosing Date, subject to any filings to be made thereafter and (B) at the applicable closing date Closing Date no stop order suspending the sale of the Securities shall have been issued, and no proceeding for that purpose shall have been initiated or threatened;

Appears in 1 contract

Samples: Placement Agreement (Atlantic Technology Ventures Inc)

AutoNDA by SimpleDocs

Due Qualification or Exemption. (A1) The Offering contemplated by this Agreement shall become qualified or be exempt from qualification under the securities laws of the jurisdictions in which the Securities are contemplated to be offered not later than the closing dateapplicable Closing Date, subject to any filings to be made thereafter and (B2) at the applicable closing date Closing Date no stop order suspending the sale of the Securities shall have been issued, and no proceeding for that purpose shall have been initiated or threatened;

Appears in 1 contract

Samples: Placement Agent Agreement (Insite Vision Inc)

Due Qualification or Exemption. (A1) The Offering contemplated by this Agreement shall become qualified or be exempt from qualification under the securities laws of the jurisdictions in which the Securities are contemplated to be offered not later than the closing dateFinal Closing Date, subject to any filings to be made thereafter and (B2) at the applicable closing date Final Closing Date no stop order suspending the sale of the Securities shall have been issued, and no proceeding for that purpose shall have been initiated or threatened;

Appears in 1 contract

Samples: Agent Agreement (Insite Vision Inc)

Due Qualification or Exemption. (A) The Offering contemplated by this Agreement shall will become qualified or be exempt from qualification under the applicable state securities laws of the jurisdictions in which the Securities are contemplated to be offered not later than the closing dateClosing Date, subject to any filings to be made thereafter and (Bb) at the applicable closing date Closing Date no stop order suspending the sale of the Securities shares shall have been issued, and no proceeding for that purpose shall have been initiated or threatened;

Appears in 1 contract

Samples: Placement Agency Agreement (Commonwealth Associates /Bd)

Due Qualification or Exemption. (A) The Offering contemplated by this Agreement shall become qualified or be exempt from qualification under the securities laws of the applicable jurisdictions in which the Securities are contemplated to be offered not later than the closing dateClosing Date, subject to any filings to be made thereafter and (B) at the applicable closing date no stop order suspending the sale of the Securities shall have been issued, and no proceeding for that purpose shall have been initiated or threatenedthereafter;

Appears in 1 contract

Samples: Agency Agreement (Hybridon Inc)

Due Qualification or Exemption. (A1) The Offering contemplated by this Agreement shall become qualified or be exempt from qualification under the securities laws of the jurisdictions in which the Securities are contemplated to be offered in accordance with applicable laws, rules, and regulations, but in any event not later than the closing dateinitial Closing Date, subject to any filings to be made thereafter thereafter, and (B2) at the applicable closing date Final Closing Date no stop order suspending the sale of the Securities shall have been issued, and no proceeding for that purpose shall have been initiated or threatened;

Appears in 1 contract

Samples: Placement Agency Agreement (Insite Vision Inc)

Time is Money Join Law Insider Premium to draft better contracts faster.