Common use of Distribution Fee Aging Clause in Contracts

Distribution Fee Aging. Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age will be charged at $____ per open account per year. Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $____ setup /fund group § $____ /month administration § $____ /received email correspondence Literature Fulfillment Services* § Account Management − $____ /month (account management, lead reporting and database administration) § Out-of-Pocket Expenses − Kit and order processing expenses, postage, and printing § Inbound Teleservicing Only − Account Management - $____ /month − Call Servicing - $____ /minute § Lead Conversion Reporting (Closed Loop) − Account Management- $____ /month − Database Installation, Setup -$____ /fund group Specialized Programming - (Separate Quote)* 18

Distribution Fee Aging. Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age will be charged at $____ per open account per year. Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $____ setup /fund group § $____ /month administration § $____ /received email correspondence Literature Fulfillment Services* § Account Management − $____ /month (account management, lead reporting and database administration) § Out-of-Pocket Expenses − Kit and order processing expenses, postage, and printing § Inbound Teleservicing Only − Account Management - $____ /month − Call Servicing - $____ /minute § Lead Conversion Reporting (Closed Loop) − Account Management- $____ /month − Database Installation, Setup -$____ /fund group Specialized Programming - (Separate Quote)* 18*