Common use of Distribution Fee Aging Clause in Contracts

Distribution Fee Aging. Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age will be charged at $1.50 per open account per year. Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $1,500 setup /fund group § $500 /month administration § $4.00 /received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $1,000 /fund group per month Shareholder Performance Statements – We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § Setup - $35,000 /fund group § Annual Fee - $0.17 /open and closed account Literature Fulfillment Services* § Account Management − $250 /month (account management, lead reporting and database administration) § Out-of-Pocket Expenses − Kit and order processing expenses, postage, and printing § Inbound Teleservicing Only − Account Management - $250 /month − Call Servicing - $1.00 /minute § Lead Conversion Reporting (Closed Loop) − Account Management- $500 /month − Database Installation, Setup -$1,500 /fund group − Specialized Programming - (Separate Quote)* *Fees exclude postage and printing charges.

Distribution Fee Aging. Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age will be charged at $1.50 ___ per open account per year. Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $1,500 ___ setup /fund group § $500 ___ /month administration § $4.00 ___ /received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $1,000 ___ /fund group per month Shareholder Performance Statements – We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § Setup - $35,000 ___ /fund group § Annual Fee - $0.17 ___ /open and closed account Literature Fulfillment Services* § Account Management − $250 ___ /month (account management, lead reporting and database administration) § Out-of-Pocket Expenses − Kit and order processing expenses, postage, and printing § Inbound Teleservicing Only − Account Management - $250 ___ /month − Call Servicing - $1.00 ___ /minute § Lead Conversion Reporting (Closed Loop) − Account Management- $500 ___ /month − Database Installation, Setup -$1,500 -$___ /fund group − Specialized Programming - (Separate Quote)* ** Fees exclude postage and printing charges.

Distribution Fee Aging. Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age will be charged at $1.50 XXXX per open account per year. Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $1,500 XXXX setup /fund group grou § $500 /month XXXX/month administration § $4.00 /received XXXX/received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $1,000 XXXX /fund group per month Shareholder Performance Statements – We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § Setup - $35,000 XXXX /fund group § Annual Fee - $0.17 /open XXXX/open and closed account Literature Fulfillment Services* § Account Management − $250 XXXX /month (account management, lead reporting and database administration) § Out-of-Pocket Expenses − Kit Included but not limited to kit and order processing expenses, postage, and printing printing. § Inbound Teleservicing Only − Account Management - $250 XXXX /month − Call Servicing - $1.00 /minute XXXX/minute § Lead Conversion Reporting (Closed Loop) − Account Management- $500 /month XXXX/month − Database Installation, Setup -$1,500 /fund -$XXXX/fund group − Specialized Programming - (Separate Quote)* *Fees exclude postage and printing charges.

Distribution Fee Aging. Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age will be charged at $1.50 […] per open account per year. Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $1,500 […] setup /fund group § $500 […] /month administration § $4.00 […] /received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $1,000 […] /fund group per month Shareholder Performance Statements – We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § Setup - $35,000 […] /fund group § Annual Fee - $0.17 […] /open and closed account Literature Fulfillment Services* § Account Management − $250 […] /month (account management, lead reporting and database administration) § Out-of-Pocket Expenses − Kit and order processing expenses, postage, and printing § Inbound Teleservicing Only − Account Management - $250 […] /month − Call Servicing - $1.00 […] /minute § Lead Conversion Reporting (Closed Loop) − Account Management- Management - $500 […] /month − Database Installation, Setup -$1,500 - $1[…] /fund group − Specialized Programming - (Separate Quote)* *Fees exclude postage and printing charges.

Distribution Fee Aging. Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age will be charged at $1.50 ___ per open account per year. Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $1,500 ___setup /fund group § $500 ___ /month administration § $4.00 ___/received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $1,000 ___/fund group per month Shareholder Performance Statements – We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § Setup - $35,000 ___/fund group § Annual Fee - $0.17 ___ /open and closed account Literature Fulfillment Services* § Account Management − $250 ___ /month (account management, lead reporting and database administration) § Out-of-Pocket Expenses − Kit and order processing expenses, postage, and printing § Inbound Teleservicing Only − Account Management - $250 ___/month − Call Servicing - $1.00 ___/minute § Lead Conversion Reporting (Closed Loop) − Account Management- $500 ___ /month − Database Installation, Setup -$1,500 -$___ /fund group − Specialized Programming - (Separate Quote___)* *Fees exclude postage and printing charges.

Distribution Fee Aging. Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age will be charged at $1.50 […]per open account per year. Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $1,500 […]setup /fund group § $500 […] /month administration § $4.00 […]/received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $1,000 […]/fund group per month Shareholder Performance Statements – We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § Setup - $35,000 […]/fund group § Annual Fee - $0.17 […]/open and closed account Literature Fulfillment Services* § Account Management − $250 […] /month (account management, lead reporting and database administration) § Out-of-Pocket Expenses − Kit and order processing expenses, postage, and printing § Inbound Teleservicing Only − Account Management - $250 […] /month − Call Servicing - $1.00 […]/minute § Lead Conversion Reporting (Closed Loop) − Account Management- $500 […]/month − Database Installation, Setup -$1,500 /fund -$[…]/fund group − Specialized Programming - (Separate Quote)* *Fees exclude postage and printing charges.

Distribution Fee Aging. Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age will be charged at $1.50 […] per open account per year. Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $1,500 […] setup /fund group § $500 […] /month administration § $4.00 […] /received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $1,000 […] /fund group per month Shareholder Performance Statements – We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § Setup - $35,000 […] /fund group § Annual Fee - $0.17 […] /open and closed account Literature Fulfillment Services* § Account Management − $250 […] /month (account management, lead reporting and database administration) § Out-of-Pocket Expenses − Kit and order processing expenses, postage, and printing § Inbound Teleservicing Only − Account Management - $250 […] /month − Call Servicing - $1.00 […] /minute § Lead Conversion Reporting (Closed Loop) − Account Management- Management - $500 […] /month − Database Installation, Setup -$1,500 - $[…] /fund group − Specialized Programming - (Separate Quote)* *Fees exclude postage and printing charges.