Common use of DISPLAY SAMPLES Clause in Contracts

DISPLAY SAMPLES. The NASD requires that proposed display samples of how your firm will display the Information and Data to customers be submitted. The Display Requirements can be located on the Web Site, or are available by contacting (866) 776- 0800. If the display samples are not received, NASD cannot process your application. No Check here to acknowledge that your firm has included the required screen samples with this application. Yes The following ten fields must be displayed for each BTDS bond symbol: • Bond Identifier (Symbol or CUSIP Number) • Quantity • Price • Date/Time – Execution Time for current day’s transactions, Execution Date for As/Of trades and Reversals • Yield • Sale Condition Modifier • When Issued Indicator (if applicable) • Commission Indicator (if applicable) • Special Price Indicator (if applicable) • Reversal Indicator (if applicable)

DISPLAY SAMPLES. The NASD requires that proposed display samples of how your firm will display the Information and Data to customers be submitted. The Display Requirements can be located on the Web Site, or are available by contacting (866301) 776- 0800978- 5307. If the display samples are not received, NASD cannot process your application. No Check here to acknowledge that your firm has included the required screen samples with this application. Yes No The following ten fields must be displayed for each BTDS bond symbol: • Bond Identifier (Symbol or CUSIP Number) • Quantity • Price • Date/Time – Execution Time for current day’s transactions, Execution Date for As/Of trades and Reversals • Yield • Sale Condition Modifier • When Issued Indicator (if applicable) • Commission Indicator (if applicable) • Special Price Indicator (if applicable) • Reversal Indicator (if applicable)