Common use of Disclosure Controls Clause in Contracts

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 328 contracts

Samples: Underwriting Agreement (Lirum Therapeutics, Inc.), Underwriting Agreement (PARETEUM Corp), Underwriting Agreement (Biovie Inc.)

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Disclosure Controls. The Except as disclosed in the Registration Statement, Pricing Disclosure Package and the Prospectus, the Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 115 contracts

Samples: Underwriting Agreement (SMX (Security Matters) Public LTD Co), Underwriting Agreement (Cadrenal Therapeutics, Inc.), Underwriting Agreement (Mangoceuticals, Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under of the Exchange Act RegulationsAct, and such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 98 contracts

Samples: Underwriting Agreement (Eco-Stim Energy Solutions, Inc.), Underwriting Agreement (China Shandong Industries, Inc.), Underwriting Agreement (Eco-Stim Energy Solutions, Inc.)

Disclosure Controls. The Company has developed established and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 (as defined in Rules 13a-14 and 15d-14 under the Exchange Act Regulations, Act) and such controls and procedures are effective to ensure in ensuring that all material information concerning relating to the Company will be Company, including its subsidiaries, is made known on a timely basis to the individuals responsible for principal executive officer and the preparation principal financial officer. The Company has utilized such controls and procedures in preparing and evaluating the disclosures in the Registration Statement, in the Time of Sale Disclosure Package and in the Company’s Exchange Act filings and other public disclosure documentsProspectus.

Appears in 74 contracts

Samples: Purchase Agreement (SMTP, Inc.), Purchase Agreement (Ari Network Services Inc /Wi), Underwriting Agreement (IZEA, Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act RegulationsRegulations applicable to it, and such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 56 contracts

Samples: Underwriting Agreement (Fit Boxx Holdings LTD), Underwriting Agreement (Addentax Group Corp.), Underwriting Agreement (Intellipharmaceutics International Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 54 contracts

Samples: Underwriting Agreement (Citius Pharmaceuticals, Inc.), Underwriting Agreement (Precipio, Inc.), Underwriting Agreement (Synalloy Corp)

Disclosure Controls. The Company has developed established and currently maintains disclosure controls and procedures that will comply with (as such term is defined in Rule 13a-15 or and 15d-15 under the Exchange Act RegulationsAct); such disclosure controls and procedures are designed to ensure that material information relating to the Company, including material information pertaining to the Company’s operations and assets managed by the Adviser, is made known to the Company’s Chief Executive Officer and Chief Financial Officer by others within the Company and the Adviser, and such disclosure controls and procedures are effective to ensure that all material information concerning perform the Company will be made known on a timely basis to the individuals responsible functions for the preparation of the Company’s Exchange Act filings and other public disclosure documentswhich they were established.

Appears in 48 contracts

Samples: Underwriting Agreement (Prospect Capital Corp), Equity Distribution Agreement (Prospect Capital Corp), Administration Agreement (Prospect Capital Corp)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply in all material respects with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 38 contracts

Samples: Underwriting Agreement (Glimpse Group, Inc.), Underwriting Agreement (Chi Ko Holdings LTD), Underwriting Agreement (Fenbo Holdings LTD)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act RegulationsAct, and such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 34 contracts

Samples: Underwriting Agreement (Stemline Therapeutics Inc), Underwriting Agreement (Cancer Genetics, Inc), Underwriting Agreement (BioLineRx Ltd.)

Disclosure Controls. The Company has developed established and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 (as defined in Rules 13a-14 and 15d-14 under the Exchange Act Regulations, Act) and such controls and procedures are effective to ensure in ensuring that all material information concerning relating to the Company will be is made known on a timely basis to the individuals responsible for principal executive officer and the preparation principal financial officer. The Company has utilized such controls and procedures in preparing and evaluating the disclosures in the Registration Statement, in the Time of Sale Disclosure Package and in the Company’s Exchange Act filings and other public disclosure documentsProspectus.

Appears in 33 contracts

Samples: Underwriting Agreement (Microvision, Inc.), Purchase Agreement (CONTRAFECT Corp), Underwriting Agreement (ENDRA Life Sciences Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that taken all necessary actions to ensure that, in the time periods required, the Company will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 30 contracts

Samples: Underwriting Agreement (Nano Nuclear Energy Inc.), Underwriting Agreement (Sacks Parente Golf, Inc.), Underwriting Agreement (CytoMed Therapeutics LTD)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply in all material respects with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Prospectus, such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 29 contracts

Samples: Underwriting Agreement (T20 Holdings Pte. Ltd.), Underwriting Agreement (Splash Beverage Group, Inc.), Underwriting Agreement (TC BioPharm (Holdings) PLC)

Disclosure Controls. The Except as set forth in the Registration Statement, the Pricing Disclosure Package and the Prospectus, the Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 25 contracts

Samples: Underwriting Agreement (Rectitude Holdings Ltd.), Underwriting Agreement (Intensity Therapeutics, Inc.), Underwriting Agreement (Heat Biologics, Inc.)

Disclosure Controls. The Company has developed established and currently maintains disclosure controls and procedures that will comply with (as such term is defined in Rule 13a-15 or 15d-15 13a-15(e) under the Exchange Act RegulationsAct) that comply with the requirements of the Exchange Act; such disclosure controls and procedures have been designed to ensure that material information relating to the Company, including its consolidated subsidiaries, is made known to the Company’s principal executive officer and principal financial officer by others within those entities and such disclosure controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documentseffective.

Appears in 23 contracts

Samples: Underwriting Agreement (Fifth Third Bancorp), Underwriting Agreement (Fifth Third Bancorp), Underwriting Agreement (Fifth Third Bancorp)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply in all material respects with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and such controls and procedures are will be effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 20 contracts

Samples: Underwriting Agreement (Healthcare Triangle, Inc.), Underwriting Agreement (Castellum, Inc.), Escrow Deposit Agreement (Visionary Education Technology Holdings Group Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, applicable to it, and except as described in the Registration Statement, the Pricing Disclosure Package or Prospectus and such controls and procedures are effective as of the date hereof to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 18 contracts

Samples: Underwriting Agreement (MAIA Biotechnology, Inc.), Underwriting Agreement (MAIA Biotechnology, Inc.), Underwriting Agreement (MAIA Biotechnology, Inc.)

Disclosure Controls. The Company has developed established and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 (as defined in Rules 13a-14 and 15d-14 under the Exchange Act Regulations, Act) and such controls and procedures are effective to ensure in ensuring that all material information concerning relating to the Company will be Company, including its subsidiaries, is made known on a timely basis to the individuals responsible for principal executive officer and the preparation of the Company’s Exchange Act filings and other public disclosure documentsprincipal financial officer.

Appears in 15 contracts

Samples: Underwriting Agreement (Gelesis Inc), Subscription Agreement (Valeritas Holdings Inc.), Securities Purchase Agreement (Avinger Inc)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply in all material respects with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 15 contracts

Samples: Underwriting Agreement (Muscle Maker, Inc.), Underwriting Agreement (Muscle Maker, Inc.), Underwriting Agreement (Muscle Maker, Inc.)

Disclosure Controls. The Company has developed established and currently maintains effective disclosure controls and procedures that will comply with Rule (as such term is defined in Rules 13a-15 or and 15d-15 under the Exchange Act) in accordance with the rules and regulations under the Xxxxxxxx-Xxxxx Act Regulationsof 2002, the Securities Act and such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documentsAct.

Appears in 13 contracts

Samples: Sales Agency Financing Agreement (DDR Corp), Sales Agency Financing Agreement (DDR Corp), Sales Agency Financing Agreement (SITE Centers Corp.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act RegulationsRegulations applicable to it, and except as disclosed in the Registration Statement, the Pricing Prospectus and the Prospectus, such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 11 contracts

Samples: Underwriting Agreement (HUI YING FINANCIAL HOLDINGS Corp), Underwriting Agreement (YayYo, Inc.), Underwriting Agreement (Guardion Health Sciences, Inc.)

Disclosure Controls. The Company has developed established and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 (as defined in Rules 13a-14 and 15d-14 under the Exchange Act Regulations, Act) and designed such controls and procedures are effective to ensure that all material information concerning relating to the Company will be Company, including its subsidiaries, is made known on a timely basis to the individuals responsible for principal executive officer and the preparation principal financial officer. The Company has utilized such controls and procedures in preparing and evaluating the disclosures in the Registration Statement, in the Time of Sale Disclosure Package and in the Company’s Exchange Act filings and other public disclosure documentsProspectus.

Appears in 10 contracts

Samples: Underwriting Agreement (Naked Brand Group Inc.), Underwriting Agreement (BioPharmX Corp), Purchase Agreement (Mast Therapeutics, Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and except as disclosed in the Company’s reports with the Commission, such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 10 contracts

Samples: Underwriting Agreement (Novume Solutions, Inc.), Underwriting Agreement (Digital Ally Inc), Underwriting Agreement (Kaspien Holdings Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act RegulationsRegulations applicable to it, and, except as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus, such controls and procedures are as of the date hereof effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 9 contracts

Samples: Underwriting Agreement (HeartBeam, Inc.), Underwriting Agreement (Bionik Laboratories Corp.), Underwriting Agreement (HeartBeam, Inc.)

Disclosure Controls. The Company has developed established and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or (as defined in Rules 13a-14 and 15d-15 under the Exchange Act Regulations, Act) and such controls and procedures are effective to ensure in ensuring that all material information concerning relating to the Company will be Company, including its subsidiaries, is made known on a timely basis to the individuals responsible for principal executive officer and the preparation of the Company’s Exchange Act filings and other public disclosure documentsprincipal financial officer.

Appears in 8 contracts

Samples: Form of Subscription Agreement (Exicure, Inc.), Subscription Agreement (Exicure, Inc.), Subscription Agreement (Amesite Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and such controls and procedures are effective sufficient to ensure provide reasonable assurance that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 8 contracts

Samples: Underwriting Agreement (Hailiang Education Group Inc.), Underwriting Agreement (MDJM LTD), Underwriting Agreement (Hailiang Education Group Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Prospectus, such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 8 contracts

Samples: Underwriting Agreement (1847 Goedeker Inc.), Underwriting Agreement (Wetouch Technology Inc.), Underwriting Agreement (Wetouch Technology Inc.)

Disclosure Controls. The Company has developed established and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 (as defined in Rules 13a-14 and 15d-14 under the Exchange Act Regulations, Act) and such controls and procedures are effective to ensure in ensuring that all material information concerning relating to the Company will be Company, including its subsidiaries, is made known on a timely basis to the individuals responsible for principal executive officer and the preparation principal financial officer. The Company has utilized such controls and procedures in preparing and evaluating the disclosures in the Registration Statement, the Time of Sale Disclosure Package and the Company’s Exchange Act filings and other public disclosure documentsProspectus.

Appears in 8 contracts

Samples: Underwriting Agreement (Orthopediatrics Corp), Purchase Agreement (Rockwell Medical, Inc.), Purchase Agreement (Histogenics Corp)

Disclosure Controls. The Other than as disclosed in the SEC Filings, the Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 7 contracts

Samples: Underwriting Agreement (xG TECHNOLOGY, INC.), Underwriting Agreement (xG TECHNOLOGY, INC.), Underwriting Agreement (iBio, Inc.)

Disclosure Controls. The Other than as disclosed in the Incorporated Documents, the Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 7 contracts

Samples: Underwriting Agreement (NXT-Id, Inc.), Underwriting Agreement (Cancer Genetics, Inc), Placement Agency Agreement (NXT-Id, Inc.)

Disclosure Controls. The Company has developed established and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 (as defined in Rules 13a-14 and 15d-14 under the Exchange Act Regulations, Act) and such controls and procedures are effective to ensure that in all material information concerning respects to perform the functions for which they were established. The Company will be made known on a timely basis to has utilized such controls and procedures in preparing and evaluating the individuals responsible for disclosures in the preparation Registration Statement, in the Time of Sale Disclosure Package and in the Company’s Exchange Act filings and other public disclosure documentsProspectus.

Appears in 7 contracts

Samples: Purchase Agreement (Recro Pharma, Inc.), Purchase Agreement (Recro Pharma, Inc.), Underwriting Agreement (Baudax Bio, Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act RegulationsAct, and such controls and procedures are effective to ensure that all material information concerning the Company will be are made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 7 contracts

Samples: Underwriting Agreement (Stemline Therapeutics Inc), Underwriting Agreement (Tg Therapeutics, Inc.), Underwriting Agreement (Stemline Therapeutics Inc)

Disclosure Controls. The Except as disclosed in the Company’s Exchange Act filings, the Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 6 contracts

Samples: Underwriting Agreement (Opgen Inc), Underwriting Agreement (Cocrystal Pharma, Inc.), Underwriting Agreement (Boxlight Corp)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act RegulationsRegulations applicable to it, and such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 6 contracts

Samples: Underwriting Agreement (Rennova Health, Inc.), Underwriting Agreement (Biolase, Inc), Underwriting Agreement (Biolase, Inc)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, Regulations and such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 6 contracts

Samples: Underwriting Agreement (Polar Power, Inc.), Underwriting Agreement (Sidus Space Inc.), Underwriting Agreement (Sidus Space Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and applicable to it, and, except as described in the Registration Statement, the Pricing Disclosure Package or Prospectus, such controls and procedures are effective as of the date hereof to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 6 contracts

Samples: Underwriting Agreement (Tivic Health Systems, Inc.), Underwriting Agreement (Tivic Health Systems, Inc.), Underwriting Agreement (Tivic Health Systems, Inc.)

Disclosure Controls. The Company has developed established and currently maintains disclosure controls and procedures that will comply with (as defined in Rule 13a-15 or 15d-15 under the Exchange Act RegulationsAct). Except as disclosed in the Registration Statement and the Prospectus, and to the knowledge of the Company, such disclosure controls and procedures are effective to ensure that all material information concerning the Company will be made known on a in timely basis to the individuals responsible for the preparation of alerting the Company’s principal executive officer and principal financial officer to information required to be disclosed by the Company in its periodic reports under the Exchange Act filings and other public disclosure documentsAct.

Appears in 6 contracts

Samples: Equity Distribution Agreement (Arlington Asset Investment Corp.), Equity Distribution Agreement (Arlington Asset Investment Corp.), Equity Distribution Agreement (Arlington Asset Investment Corp.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply in all material respects with Rule 13a-15 or 15d-15 under the rules and regulations of the Commission under the Exchange Act (the “Exchange Act Regulations”), to the extent required under the Exchange Act Regulations, and any such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents, as applicable.

Appears in 6 contracts

Samples: Underwriting Agreement (Hancock Jaffe Laboratories, Inc.), Underwriting Agreement (Hancock Jaffe Laboratories, Inc.), Underwriting Agreement (Clip Interactive, LLC)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act RegulationsRegulations applicable to it, and such controls and procedures are effective to ensure provide reasonable assurance that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 5 contracts

Samples: Underwriting Agreement (Great Basin Scientific, Inc.), Underwriting Agreement (Vapor Corp.), Underwriting Agreement (Great Basin Scientific, Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act RegulationsRegulations applicable to it, and, except as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus, such controls and procedures are effective as of the date hereof to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 5 contracts

Samples: Underwriting Agreement (Strong Global Entertainment, Inc), Underwriting Agreement (Strong Global Entertainment, Inc), Underwriting Agreement (FG Group Holdings Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under of the Exchange Act RegulationsAct, and such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 5 contracts

Samples: Underwriting Agreement (General Agriculture Corp), Placement Agent Agreement (Endurance Exploration Group, Inc.), Underwriting Agreement (Novelos Therapeutics, Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulationsand the Rules and Regulations applicable to it, and such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 5 contracts

Samples: Underwriting Agreement (Aldeyra Therapeutics, Inc.), Underwriting Agreement (Aldeyra Therapeutics, Inc.), Underwriting Agreement (Aldeyra Therapeutics, Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and such controls and procedures are effective to ensure that all material information concerning the Company will be is made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 5 contracts

Samples: Underwriting Agreement (RumbleON, Inc.), Underwriting Agreement (LMP Automotive Holdings, Inc.), Purchase Agreement (RumbleON, Inc.)

Disclosure Controls. The Company has developed established and currently maintains disclosure controls and procedures that will comply with Rule (as such term is defined in Rules 13a-15 or and 15d-15 under the Exchange Act) in accordance with the rules and regulations under the Xxxxxxxx-Xxxxx Act Regulationsof 2002, the Securities Act and such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documentsAct.

Appears in 4 contracts

Samples: Sales Agency Financing Agreement (Developers Diversified Realty Corp), Sales Agency Financing Agreement (Developers Diversified Realty Corp), Sales Agency Financing Agreement (Developers Diversified Realty Corp)

Disclosure Controls. The Other than as disclosed in our SEC Filings, the Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 4 contracts

Samples: Placement Agency Agreement (xG TECHNOLOGY, INC.), Placement Agency Agreement (xG TECHNOLOGY, INC.), Placement Agency Agreement (Sphere 3D Corp)

Disclosure Controls. The Company has developed and currently maintains established disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 4 contracts

Samples: Underwriting Agreement (Evoke Pharma Inc), Underwriting Agreement (1347 Property Insurance Holdings, Inc.), Underwriting Agreement (Evoke Pharma Inc)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and such controls and procedures are effective to ensure that all material information concerning the Company and each member of the Company Group will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 4 contracts

Samples: Underwriting Agreement (Eyegate Pharmaceuticals Inc), Underwriting Agreement (Eyegate Pharmaceuticals Inc), Underwriting Agreement (Eyegate Pharmaceuticals Inc)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply in all material respects with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 4 contracts

Samples: Underwriting Agreement (LQR House Inc.), Underwriting Agreement (LQR House Inc.), Underwriting Agreement (LQR House Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with (as such term is defined in Rule 13a-15 or 15d-15 13a-15(e) under the Exchange Act Regulations) that comply with the requirements of the Exchange Act; such disclosure controls and procedures have been designed to ensure that material information relating to the Company is made known to the Company’s principal executive officer and principal financial officer by others within those entities; and, except as set forth in the Registration Statement, the Pricing Disclosure Package and the Prospectus, such disclosure controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documentseffective.

Appears in 4 contracts

Samples: Underwriting Agreement (EVmo, Inc.), Underwriting Agreement (EVmo, Inc.), Underwriting Agreement (EVmo, Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and applicable to it, and, except as described in the Registration Statement, the Pricing Disclosure Package or Prospectus, such controls and procedures are effective as of the date hereof to ensure provide reasonable assurance that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 4 contracts

Samples: Underwriting Agreement (Inhibikase Therapeutics, Inc.), Underwriting Agreement (Inhibikase Therapeutics, Inc.), Underwriting Agreement (Inhibikase Therapeutics, Inc.)

Disclosure Controls. The Company has developed established and currently maintains disclosure controls and procedures that will comply with Rule (as defined in Rules 13a-15 or and 15d-15 under the Exchange Act Regulations, Act) and such controls and procedures are effective to ensure in ensuring that all material information concerning relating to the Company will be Company, including its subsidiaries, is made known on a timely basis to the individuals responsible for principal executive officer and the preparation principal financial officer. The Company has utilized such controls and procedures in preparing and evaluating the disclosures in the Registration Statement, in the Time of Sale Disclosure Package and in the Company’s Exchange Act filings and other public disclosure documentsProspectus.

Appears in 4 contracts

Samples: Underwriting Agreement (Yuma Energy, Inc.), Purchase Agreement (Vertex Energy Inc.), Underwriting Agreement (IZEA Worldwide, Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and except as disclosed in the Registration Statement, the Disclosure Package and the Preliminary Prospectus, such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 4 contracts

Samples: Underwriting Agreement (Immuron LTD), Underwriting Agreement (Beroni Group LTD), Underwriting Agreement (Global Backbone Technology Ltd.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act RegulationsRegulations applicable to it, and such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s 's Exchange Act filings and other public disclosure documents.

Appears in 4 contracts

Samples: Underwriting Agreement (PetroShare Corp.), Underwriting Agreement (PetroShare Corp.), Underwriting Agreement (PetroShare Corp.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and such controls and procedures are effective to ensure that all material information concerning the Company will be are made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 4 contracts

Samples: Underwriting Agreement (RumbleON, Inc.), Underwriting Agreement (RumbleON, Inc.), Underwriting Agreement (RumbleON, Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and and, except as disclosed in the Registration Statement such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 4 contracts

Samples: Underwriting Agreement (Forza X1, Inc.), Underwriting Agreement (Forza X1, Inc.), Underwriting Agreement (Forza X1, Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act RegulationsAct, and such controls and procedures are effective to ensure that all material information concerning the Company will be is made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 3 contracts

Samples: Underwriting Agreement (BiondVax Pharmaceuticals Ltd.), Underwriting Agreement (BioLineRx Ltd.), Underwriting Agreement (BioLineRx Ltd.)

Disclosure Controls. The Company has developed established and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 (as defined in Rules 13a-15(e) and 15d-15(e) under the Exchange Act Regulations, Act) and such controls and procedures are effective to ensure in ensuring that all material information concerning relating to the Company will be is made known on a timely basis to the individuals responsible for principal executive officer and the preparation principal financial officer. The Company has utilized such controls and procedures in preparing and evaluating the disclosures in the Registration Statement, in the Time of Sale Disclosure Package and in the Company’s Exchange Act filings and other public disclosure documentsProspectus.

Appears in 3 contracts

Samples: Purchase Agreement (Celcuity Inc.), Underwriting Agreement (Fresh Grapes, LLC), Underwriting Agreement (Fresh Vine Wine, Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply in all material respects with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and and, no later than March 31, 2021, such controls and procedures are shall be effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 3 contracts

Samples: Underwriting Agreement (Ammo, Inc.), Underwriting Agreement (Ammo, Inc.), Underwriting Agreement (Ammo, Inc.)

Disclosure Controls. The Company has developed established and currently maintains disclosure controls and procedures that will comply with Rule (as defined in Rules 13a-15 or and 15d-15 under the Exchange Act Regulations, Act) and such controls and procedures are effective to ensure in ensuring that all material information concerning relating to the Company will be is made known on a timely basis to the individuals responsible for principal executive officer and the preparation principal financial officer. The Company has utilized such controls and procedures in preparing and evaluating the disclosures in the Registration Statement, in the Time of Sale Disclosure Package and in the Company’s Exchange Act filings and other public disclosure documentsProspectus.

Appears in 3 contracts

Samples: Purchase Agreement (Neuronetics, Inc.), Purchase Agreement (Neuronetics, Inc.), Purchase Agreement (Neuronetics, Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and and, except as disclosed in the Registration Statement, such controls and procedures are effective to ensure that all material information concerning the Company and its Subsidiaries will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 3 contracts

Samples: Underwriting Agreement (Perfect Moment Ltd.), Underwriting Agreement (Perfect Moment Ltd.), Underwriting Agreement (Perfect Moment Ltd.)

Disclosure Controls. The Company has developed is using commercially reasonable efforts to develop and currently maintains maintain disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act RegulationsRegulations and address the weaknesses described in the Registration Statement, the Disclosure Package and the Prospectus, and such controls and procedures are will be effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 3 contracts

Samples: Underwriting Agreement (Cytosorbents Corp), Underwriting Agreement (Cytosorbents Corp), Underwriting Agreement (Cytosorbents Corp)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under of the Exchange Act Regulations, and such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documentsAct.

Appears in 3 contracts

Samples: Placement Agreement (Hebron Technology Co., LTD), Underwriter Agreement (Dogness (International) Corp), Placement Agreement (Hebron Technology Co., LTD)

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Disclosure Controls. The Company has developed established and currently maintains disclosure controls and procedures that will comply with Rule (as defined in Rules 13a-15 or and 15d-15 under the Exchange Act Regulations, Act) and such controls and procedures are effective to ensure in ensuring that all material information concerning relating to the Company will be is made known on a timely basis to the individuals responsible for principal executive officer and the preparation of principal financial officer. The Company has utilized such controls and procedures in preparing and evaluating the disclosures in the Company’s Exchange Act filings and other public disclosure documents.

Appears in 3 contracts

Samples: Underwriting Agreement (Viking Therapeutics, Inc.), Underwriting Agreement (Viking Therapeutics, Inc.), Underwriting Agreement (Viking Therapeutics, Inc.)

Disclosure Controls. The Company has developed and currently maintains will maintain disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and such controls and procedures are effective have been designed to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 3 contracts

Samples: Underwriting Agreement (Vallon Pharmaceuticals, Inc.), Warrant Agency Agreement (Auddia Inc.), Underwriting Agreement (Vallon Pharmaceuticals, Inc.)

Disclosure Controls. The Company has developed established and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 (as defined in Rules 13a-14 and 15d-14 under the Exchange Act Regulations, Act) and such controls and procedures are effective to ensure in ensuring that all material information concerning relating to the Company will be Company, including its subsidiary, is made known on a timely basis to the individuals responsible for principal executive officer and the preparation principal financial officer. The Company has utilized such controls and procedures in preparing and evaluating the disclosures in the Registration Statement, in the Time of Sale Disclosure Package and in the Company’s Exchange Act filings and other public disclosure documentsProspectus.

Appears in 3 contracts

Samples: Underwriting Agreement (Spring Bank Pharmaceuticals, Inc.), Registration Rights Agreement (Spring Bank Pharmaceuticals, Inc.), Purchase Agreement (Icad Inc)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply in compliance with Rule 13a-15 or 15d-15 under the Exchange Act RegulationsRegulations applicable to it, and such controls and procedures are reasonably effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 3 contracts

Samples: Underwriting Agreement (Staffing 360 Solutions, Inc.), Underwriting Agreement (Staffing 360 Solutions, Inc.), Underwriting Agreement (Staffing 360 Solutions, Inc.)

Disclosure Controls. The Company has developed established and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 (as defined in Rules 13a-14 and 15d-14 under the Exchange Act Regulations, Act) and such controls and procedures are effective to ensure in ensuring that all material information concerning relating to the Company will be Company, including its Subsidiaries, is made known on a timely basis to the individuals responsible for principal executive officer and the preparation principal financial officer. The Company has utilized such controls and procedures in preparing and evaluating the disclosures in the Registration Statement, in the Time of Sale Disclosure Package and in the Company’s Exchange Act filings and other public disclosure documentsProspectus.

Appears in 3 contracts

Samples: Underwriting Agreement (Heritage Global Inc.), Underwriting Agreement (Limbach Holdings, Inc.), Underwriting Agreement (Endologix Inc /De/)

Disclosure Controls. The Company has developed and currently maintains an effective system of “disclosure controls and procedures procedures” (as defined in Rule 13a-15(e) of the Exchange Act) that will comply complies with Rule 13a-15 or 15d-15 under the requirements of the Exchange Act Regulationsapplicable to it, and such controls and procedures are effective to ensure that all material information concerning the Company and its Subsidiaries will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 3 contracts

Samples: Underwriting Agreement (D. Medical Industries Ltd.), Underwriting Agreement (D. Medical Industries Ltd.), Underwriting Agreement (D. Medical Industries Ltd.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act RegulationsRegulations applicable to it, and such controls and procedures are reasonably effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 2 contracts

Samples: Underwriting Agreement (PeerStream, Inc.), Form of Underwriting Agreement (PeerStream, Inc.)

Disclosure Controls. The Company has and each of its subsidiaries have developed and currently maintains maintain disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulationsand the Rules and Regulations applicable to it, and such controls and procedures are effective to ensure that all material information concerning the Company or its subsidiaries, as applicable, will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 2 contracts

Samples: Underwriting Agreement (Aldeyra Therapeutics, Inc.), Underwriting Agreement (Aldeyra Therapeutics, Inc.)

Disclosure Controls. The Company has developed established and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 (as defined in Rules 13a-14 and 15d-14 under the Exchange Act Regulations, Act) and such controls and procedures are effective to ensure in ensuring that all material information concerning relating to the Company will be Company, including its subsidiaries, is made known on a timely basis to the individuals responsible for principal executive officer and the preparation principal financial officer. The Company has utilized such controls and procedures in preparing and evaluating the disclosures in the Registration Statements, in the Time of Sale Disclosure Package and in the Company’s Exchange Act filings and other public disclosure documentsProspectus.

Appears in 2 contracts

Samples: Underwriting Agreement (Jerash Holdings (US), Inc.), Underwriting Agreement (Itamar Medical Ltd.)

Disclosure Controls. The Company has developed established and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 (as defined in Rules 13a-14 and 15d-14 under the Exchange Act Regulations, Act) and such controls and procedures are effective have been designed to ensure that all material information concerning relating to the Company will be Company, including its subsidiaries, is made known on a timely basis to the individuals responsible for principal executive officer and the preparation principal financial officer. The Company has utilized such controls and procedures in preparing and evaluating the disclosures in the Registration Statement, in the Time of Sale Disclosure Package and in the Company’s Exchange Act filings and other public disclosure documentsProspectus.

Appears in 2 contracts

Samples: Underwriting Agreement (CareDx, Inc.), Underwriting Agreement (CareDx, Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act RegulationsAct, and such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 2 contracts

Samples: Equity Distribution Agreement (Synalloy Corp), Equity Distribution Agreement (Synalloy Corp)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and such controls and procedures are effective designed to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 2 contracts

Samples: Underwriting Agreement (SurgePays, Inc.), Underwriting Agreement (IceCure Medical Ltd.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act RegulationsRegulations applicable to it, and, except as described in the SEC Reports, Registration Statement, the Pricing Disclosure Package and the Prospectus, such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 2 contracts

Samples: Underwriting Agreement (Trxade Group, Inc.), Underwriting Agreement (Trxade Group, Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with (as such term is defined in Rule 13a-15 or 15d-15 13a-15(e) under the Exchange Act Regulations, ) that comply with the requirements of the Exchange Act; such disclosure controls and procedures have been designed to ensure that material information relating to the Company is made known to the Company’s principal executive officer and principal financial officer by others within those entities; and such disclosure controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documentseffective.

Appears in 2 contracts

Samples: Form of Underwriting Agreement (Jaguar Animal Health, Inc.), Form of Underwriting Agreement (Jaguar Animal Health, Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under of the Exchange Act RegulationsAct, and such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s 's Exchange Act filings and other public disclosure documents.

Appears in 2 contracts

Samples: Warrant Agreement (Education Media, Inc.), Underwriting Agreement (Fusion Telecommunications International Inc)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply in all material respects with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and except as disclosed in the Registration Statement, the Pricing Disclosure Package, and the Prospectus, such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 2 contracts

Samples: Underwriting Agreement (Treasure Global Inc), Underwriting Agreement (Treasure Global Inc)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with the applicable provisions of Rule 13a-15 or 15d-15 under of the Exchange Act Regulationsand, and to the extent applicable, such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 2 contracts

Samples: Subscription Agreement (Alliance MMA, Inc.), Subscription Agreement (Alliance MMA, Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations. As disclosed in the Registration Statement, the Pricing Disclosure Package and the Prospectus, such controls and procedures are not effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 2 contracts

Samples: Underwriting Agreement (Vuzix Corp), Underwriting Agreement (Vuzix Corp)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply in all material respects with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and and, no later than March 31, 2022, such controls and procedures are were effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 2 contracts

Samples: Underwriting Agreement (BitNile Holdings, Inc.), Underwriting Agreement (BitNile Holdings, Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and except as described in the Registration Statement, the Disclosure Package and the Prospectus, such controls and procedures are effective to ensure that all material information concerning the Company will be is made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 2 contracts

Samples: Underwriting Agreement (Hepion Pharmaceuticals, Inc.), Underwriting Agreement (Biovie Inc.)

Disclosure Controls. The Company has developed established and currently maintains disclosure controls and procedures that will comply with Rule (as defined in Rules 13a-15 or and 15d-15 under the Exchange Act Regulations, Act) and such controls and procedures are effective to ensure in ensuring that all material information concerning relating to the Company will be is made known on a timely basis to the individuals responsible for principal executive officer and the preparation principal financial officer. The Company has utilized such controls and procedures in preparing and evaluating the disclosures in the Registration Statement, the Time of Sale Disclosure Package and the Company’s Exchange Act filings and other public disclosure documentsProspectus.

Appears in 2 contracts

Samples: Purchase Agreement (Invuity, Inc.), Underwriting Agreement (Invuity, Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will materially comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 2 contracts

Samples: Underwriting Agreement (Linkage Global Inc), Underwriting Agreement (Linkage Global Inc)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations. Except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Prospectus, such controls and procedures are reasonably effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 2 contracts

Samples: Underwriting Agreement (Tapinator, Inc.), Underwriting Agreement (Tapinator, Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply in all material respects with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and except as disclosed in the Company’s reports with the Commission, such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 2 contracts

Samples: Underwriting Agreement (My Size, Inc.), Underwriting Agreement (My Size, Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents. These disclosure controls are different from the internal controls on financial reporting to which the Company’s material weakness relates, as described in the Registration Statement, the Pricing Disclosure Package and Prospectus.

Appears in 2 contracts

Samples: Underwriting Agreement (Beamr Imaging Ltd.), Underwriting Agreement (Beamr Imaging Ltd.)

Disclosure Controls. The Company has developed established and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 (as defined in Rules 13a-14 and 15d-14 under the Exchange Act Regulations, Act) and such controls and procedures are effective have been designed to ensure that all material information concerning relating to the Company will be is made known on a timely basis to the individuals responsible for principal executive officer and the preparation principal financial officer. The Company has utilized such controls and procedures in preparing and evaluating the disclosures in the Time of Sale Disclosure Package and the Company’s Exchange Act filings and other public disclosure documentsProspectus.

Appears in 2 contracts

Samples: Purchase Agreement (S1 Biopharma, Inc.), Purchase Agreement (S1 Biopharma, Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and such controls and procedures are effective to ensure that all material information concerning the Company and each member of the Company Group will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 2 contracts

Samples: Underwriting Agreement (Eyegate Pharmaceuticals Inc), Underwriting Agreement (Eyegate Pharmaceuticals Inc)

Disclosure Controls. The Other than as disclosed in our SEC filings, the Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 2 contracts

Samples: Equity Distribution Agreement (xG TECHNOLOGY, INC.), Equity Distribution Agreement (Ion Geophysical Corp)

Disclosure Controls. The Except as disclosed in the Company’s Exchange Act filings, the Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 2 contracts

Samples: Underwriting Agreement (Verb Technology Company, Inc.), Underwriting Agreement (Verb Technology Company, Inc.)

Disclosure Controls. The Company has developed established and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 required by Rules 13a-15(e) or 15d-15 15d-15(e) under the Exchange Act Regulations, and such controls and procedures that are effective designed to ensure that all material information concerning required to be disclosed by the Company will be made known on a timely basis in the reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the SEC’s rules and forms and is accumulated and communicated to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documentsmanagement to allow timely decisions regarding required disclosure.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Solectron Corp), Agreement and Plan of Merger (Flextronics International Ltd.)

Disclosure Controls. The Company has developed established and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 required by Rules 13a-15(e) or 15d-15 under 15d-15(e) of the Exchange Act Regulations, and such controls and procedures are effective to ensure that all material information concerning relating to the Company will and its Subsidiaries required to be made known on a timely basis disclosed by the Company in the reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the SEC’s rules and forms and is accumulated and communicated to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documentsmanagement to allow timely decisions regarding required disclosure.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Lexar Media Inc), Agreement and Plan of Merger (Micron Technology Inc)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply in material compliance with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and such controls and procedures are reasonably effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 2 contracts

Samples: Underwriting Agreement (NRX Pharmaceuticals, Inc.), Underwriting Agreement (NRX Pharmaceuticals, Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and except as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus, such controls and procedures are effective to ensure that all material information concerning the Company will be is made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 2 contracts

Samples: Underwriting Agreement (Hepion Pharmaceuticals, Inc.), Underwriting Agreement (Hepion Pharmaceuticals, Inc.)

Disclosure Controls. The Company has developed and currently maintains will maintain, when applicable, disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and such controls and procedures are will, when applicable, be effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 2 contracts

Samples: Underwriting Agreement (Draganfly Inc.), Underwriting Agreement (Draganfly Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act RegulationsAct, and such controls and procedures currently are not effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents. The Company intends to implement remedial measures designed to address the ineffectiveness of its disclosure controls and procedures.

Appears in 2 contracts

Samples: Underwriting Agreement (Northwest Biotherapeutics Inc), Underwriting Agreement (Northwest Biotherapeutics Inc)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under of the Exchange Act RegulationsAct, and such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.. Cavico Corp. __________________, 2009

Appears in 1 contract

Samples: Underwriting Agreement (Cavico Corp)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act RegulationsAct, and and, except as disclosed in the Company’s Form 10-K filed March 30, 2012, such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents.

Appears in 1 contract

Samples: Underwriting Agreement (TrovaGene Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under the Exchange Act Regulations, and such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s 's Exchange Act filings and other public disclosure documents.

Appears in 1 contract

Samples: Underwriting Agreement (NeoStem, Inc.)

Disclosure Controls. The Company has developed and currently maintains disclosure controls and procedures that will comply with Rule 13a-15 or 15d-15 under of the Exchange Act Regulations, and Act; such controls and procedures are effective to ensure that all material information concerning the Company will be made known on a timely basis to the individuals responsible for the preparation of the Company’s Exchange Act filings and other public disclosure documents; and such disclosure controls and procedures are effective in all material respects to perform the functions for which they were established.

Appears in 1 contract

Samples: Underwriting Agreement (Hyperdynamics Corp)

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