Common use of Disclosure Controls and Procedures Clause in Contracts

Disclosure Controls and Procedures. The Company maintains disclosure controls and procedures that are effective to perform the functions for which they were established and are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate, to allow timely decisions regarding disclosure.

Appears in 11 contracts

Samples: Underwriting Agreement (Abacus Life, Inc.), Underwriting Agreement (Abacus Life, Inc.), Underwriting Agreement (Abacus Life, Inc.)

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Disclosure Controls and Procedures. The Company maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of the 1934 Act Regulations) that are effective to perform comply with the functions for which they were established requirements of the 1934 Act and are the 1934 Act Regulations; such disclosure controls and procedures have been designed to ensure that material information required relating to be disclosed by the Company in the reports that it files or submits under the 1934 Act and its subsidiaries is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated made known to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate, to allow timely decisions regarding disclosureby others within those entities; and such disclosure controls and procedures are effective.

Appears in 10 contracts

Samples: Equity Distribution Agreement (Affiliated Managers Group, Inc.), Equity Distribution Agreement (Affiliated Managers Group, Inc.), Equity Distribution Agreement (Affiliated Managers Group, Inc.)

Disclosure Controls and Procedures. The Company maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of the 0000 Xxx) that are effective to perform comply with the functions for which they were established requirements of the 1934 Act; such disclosure controls and are procedures have been designed to ensure that material information required relating to be disclosed by the Company in the reports that it files or submits under the 1934 Act and its subsidiaries is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated made known to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate, to allow timely decisions regarding disclosureby others within those entities; and such disclosure controls and procedures are effective.

Appears in 9 contracts

Samples: Underwriting Agreement (Ing Groep Nv), Underwriting Agreement (Ing Groep Nv), Underwriting Agreement (Ing Groep Nv)

Disclosure Controls and Procedures. The Company maintains has established disclosure controls and procedures that are effective to perform the functions for which they were established and are designed to ensure that information required to be disclosed by the Company Company, including consolidated entities, in the reports that it files filed or submits submitted under the 1934 Act is recorded, processed, summarized and reported, reported within the time periods specified in the Commission’s rules and forms, . The Company’s disclosure controls and procedures are designed to ensure that information required to be disclosed in the reports it files or submits under the 1934 Act is accumulated and communicated to management, including the Company’s management, including its principal executive officer or officers Chief Operating Officer and principal financial officer or officersChief Financial Officer, as appropriate, to allow timely decisions regarding required disclosure.

Appears in 5 contracts

Samples: Underwriting Agreement (Panhandle Eastern Pipe Line Co Lp), Underwriting Agreement (Southern Union Co), Underwriting Agreement (Panhandle Eastern Pipe Line Co Lp)

Disclosure Controls and Procedures. The Company has established and maintains disclosure controls and procedures (as such term is defined in Rules 13a-15 and 15d-15 under the Exchange Act); such disclosure controls and procedures are designed to ensure that material information relating to the Company and its subsidiaries is made known to the chief executive officer and chief financial officer of the Company by others within the Company or any of its subsidiaries, and such disclosure controls and procedures are reasonably effective to perform the functions for which they were established and are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated subject to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate, to allow timely decisions regarding disclosurelimitations of any such control system.

Appears in 4 contracts

Samples: Underwriting Agreement (Susser Holdings CORP), Purchase Agreement (TopBuild Corp), Purchase Agreement (TopBuild Corp)

Disclosure Controls and Procedures. The Company maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) under the 0000 Xxx) that are effective to perform comply with the functions for which they were established requirements of the 1934 Act; such disclosure controls and are procedures have been designed to ensure that material information required relating to be disclosed by the Company in the reports that it files or submits under the 1934 Act and its subsidiaries is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated made known to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate, to allow timely decisions regarding disclosureby others within those entities; and such disclosure controls and procedures are effective.

Appears in 4 contracts

Samples: Underwriting Agreement (Cytec Industries Inc/De/), Underwriting Agreement (Cytec Industries Inc/De/), Underwriting Agreement (Cytec Industries Inc/De/)

Disclosure Controls and Procedures. The Company maintains employs effective disclosure controls and procedures that are effective to perform the functions for which they were established and are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Act is recorded, processed, summarized and reported, within the time periods specified in the CommissionSEC’s rules and forms, and is accumulated and communicated to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate, to allow timely decisions regarding disclosure.

Appears in 3 contracts

Samples: Selling Agent Agreement (Paccar Financial Corp), Selling Agent Agreement (Paccar Financial Corp), Selling Agent Agreement (Paccar Financial Corp)

Disclosure Controls and Procedures. The Company maintains employs disclosure controls and procedures that are effective to perform the functions for which they were established and are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate, to allow timely decisions regarding disclosure.

Appears in 3 contracts

Samples: Securities Terms Agreement (Pseg Energy Resources & Trade LLC), Underwriting Agreement (Pseg Power LLC), Pseg Power LLC

Disclosure Controls and Procedures. The Company maintains and each of its Subsidiaries maintain disclosure controls and procedures that are effective to perform the functions for which they were established and are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Exchange Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate, to allow timely decisions regarding disclosure.

Appears in 3 contracts

Samples: Pennymac Mortgage Investment Trust (PennyMac Mortgage Investment Trust), Equity Distribution Agreement (PennyMac Mortgage Investment Trust), Sales Agreement (PennyMac Mortgage Investment Trust)

Disclosure Controls and Procedures. The Company maintains employs disclosure controls and procedures that are effective to perform the functions for which they were established and are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Act is recorded, processed, summarized and reported, reported within the time periods specified in the Commission’s rules and forms, forms and is accumulated and communicated to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate, to allow timely decisions regarding disclosure.

Appears in 2 contracts

Samples: Underwriting Agreement (Public Service Enterprise Group Inc), Public Service Enterprise Group Inc

Disclosure Controls and Procedures. The Company has implemented and maintains disclosure controls and procedures procedures” (as such term is defined in Rule 13a-15(e) of the 1934 Act Regulations) that are effective to perform the functions for which they were established and are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Act is recorded, processed, summarized and reported, reported within the time periods specified in the Commission’s rules and forms1934 Act Regulations, and that all such information is accumulated and communicated to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, or persons performing similar functions, as appropriate, appropriate to allow timely decisions regarding required disclosure.

Appears in 2 contracts

Samples: Underwriting Agreement (Edge Petroleum Corp), Underwriting Agreement (Edge Petroleum Corp)

Disclosure Controls and Procedures. The Company maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of the 1934 Act) that are effective to perform comply with the functions for which they were established requirements of the 1934 Act; such disclosure controls and are procedures have been designed to ensure that material information required relating to be disclosed by the Company in the reports that it files or submits under the 1934 Act and its subsidiaries is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated made known to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate, to allow timely decisions regarding disclosureby others within those entities; and such disclosure controls and procedures are effective.

Appears in 2 contracts

Samples: Underwriting Agreement (Ing Groep Nv), Underwriting Agreement (Ing Groep Nv)

Disclosure Controls and Procedures. The Company has established and maintains disclosure controls and procedures that are effective to perform (as such term is defined in Rule 13a-15 under the functions for which they were established 1934 Act); such disclosure controls and procedures are designed to ensure that the information required to be disclosed by the Company Company, including its consolidated subsidiaries, in the reports that it files will file or submits submit under the 1934 Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated to management of the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate, to allow timely decisions regarding disclosurerequired disclosure to be made; and such disclosure controls and procedures are effective in all material respects to perform the functions for which they were established.

Appears in 2 contracts

Samples: Underwriting Agreement (Aegerion Pharmaceuticals, Inc.), Underwriting Agreement (Aegerion Pharmaceuticals, Inc.)

Disclosure Controls and Procedures. The Company maintains disclosure controls and procedures that are effective to perform the functions for which they were established and are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Exchange Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate, to allow timely decisions regarding disclosure.

Appears in 2 contracts

Samples: Equity Distribution Agreement (PennyMac Mortgage Investment Trust), Equity Distribution Agreement (PennyMac Mortgage Investment Trust)

Disclosure Controls and Procedures. The Company maintains employs disclosure controls and procedures that are effective to perform the functions for which they were established and are designed to ensure provide reasonable assurance that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Act is recorded, processed, summarized and reported, reported within the time periods specified in the Commission’s rules and forms, forms and is accumulated and communicated to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate, to allow timely decisions regarding disclosure.

Appears in 2 contracts

Samples: Public Service Enterprise Group Inc, Public Service Enterprise Group Inc

Disclosure Controls and Procedures. The Company maintains employs disclosure controls and procedures that are effective to perform the functions for which they were established and are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s 's rules and forms, and is accumulated and communicated to the Company’s 's management, including its principal executive officer or officers and principal financial officer or officers, as appropriate, to allow timely decisions regarding disclosure.

Appears in 2 contracts

Samples: Underwriting Agreement (Public Service Enterprise Group Inc), Underwriting Agreement (Public Service Enterprise Group Inc)

Disclosure Controls and Procedures. The Company maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) under the 1934 Act Regulations) that are effective to perform comply with the functions for which they were established requirements of the 1934 Act; such disclosure controls and are procedures have been designed to ensure that material information required relating to be disclosed by the Company in the reports that it files or submits under the 1934 Act and its subsidiaries is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated made known to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate, to allow timely decisions regarding disclosureby others within those entities; such disclosure controls and procedures are effective.

Appears in 2 contracts

Samples: Underwriting Agreement (Ambac Financial Group Inc), Underwriting Agreement (Ambac Financial Group Inc)

Disclosure Controls and Procedures. The Company maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of the 1000 Xxx) that are effective to perform comply with the functions for which they were established requirements of the 1934 Act; such disclosure controls and are procedures have been designed to ensure that material information required relating to be disclosed by the Company in the reports that it files or submits under the 1934 Act and its subsidiaries is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated made known to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate, to allow timely decisions regarding disclosureby others within those entities; and such disclosure controls and procedures are effective.

Appears in 2 contracts

Samples: Underwriting Agreement (Ing Groep Nv), Underwriting Agreement (Ing Groep Nv)

Disclosure Controls and Procedures. The Company maintains and each of its Subsidiaries maintain disclosure controls and procedures that are effective to perform the functions for which they were established and are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate, to allow timely decisions regarding disclosure.

Appears in 2 contracts

Samples: Purchase Agreement (PennyMac Mortgage Investment Trust), Purchase Agreement (PennyMac Mortgage Investment Trust)

Disclosure Controls and Procedures. The Company has established and maintains disclosure controls and procedures (as such term is defined in Rule 13a-15 and 15d-15 under the 1934 Act); such disclosure controls and procedures are designed to ensure that material information relating to the Company, including material information pertaining to the Company’s operations and assets managed by the Adviser, is made known to the Company’s Chief Executive Officer and Chief Financial Officer by others within the Company and the Adviser, and such disclosure controls and procedures are effective to perform the functions for which they were established and are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate, to allow timely decisions regarding disclosureestablished.

Appears in 2 contracts

Samples: Dealer Manager Agreement (Prospect Capital Corp), Dealer Manager Agreement (Prospect Capital Corp)

Disclosure Controls and Procedures. The Company has established and maintains disclosure controls and procedures that are effective to perform (as such term is defined in Rule 13a-15 under the functions for which they were established 1934 Act); such disclosure controls and procedures are designed to ensure that the information required to be disclosed by the Company in the reports that it files will file or submits submit under the 1934 Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated to management of the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate, to allow timely decisions regarding disclosurerequired disclosure to be made; and such disclosure controls and procedures are effective in all material respects to perform the functions for which they were established.

Appears in 2 contracts

Samples: Underwriting Agreement (Aegerion Pharmaceuticals, Inc.), Underwriting Agreement (Aegerion Pharmaceuticals, Inc.)

Disclosure Controls and Procedures. The Company maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) under the 0000 Xxx) that are effective to perform comply with the functions for which they were established requirements of the 1934 Act; such disclosure controls and are procedures have been designed to ensure that material information required relating to be disclosed by the Company in the reports that it files or submits under the 1934 Act and its subsidiary is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated made known to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate, to allow timely decisions regarding disclosureby others within those entities; and such disclosure controls and procedures are effective.

Appears in 2 contracts

Samples: Cleco Power LLC, Cleco Corp

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Disclosure Controls and Procedures. The Company maintains disclosure controls and procedures (as such term is defined in Rule 13a-15 of the General Rules and Regulations under the Exchange Act) that are effective to perform comply with the functions for which they were established requirements of the Exchange Act; such disclosure controls and are procedures have been designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated to the Company’s management, including its the Company’s principal executive officer or officers and principal financial officer or officersby others within those entities, as appropriate, to allow timely decisions regarding disclosuresuch disclosure controls and procedures are effective.

Appears in 1 contract

Samples: Securities Purchase Agreement (Acelrx Pharmaceuticals Inc)

Disclosure Controls and Procedures. The Company has established and maintains disclosure controls and procedures (as such term is defined in Rules 13a-15 and 15d-14 under the Exchange Act); such disclosure controls and procedures are designed to ensure that material information relating to the Company and its subsidiaries is made known to the chief executive officer and chief financial officer of the Company by others within the Company or any of its subsidiaries, and such disclosure controls and procedures are reasonably effective to perform the functions for which they were established and are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated subject to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate, to allow timely decisions regarding disclosurelimitations of any such control system.

Appears in 1 contract

Samples: Purchase Agreement (Texas Industries Inc)

Disclosure Controls and Procedures. The Company maintains disclosure controls and procedures (as such term is defined in Rule 13a-15(e) of the 0000 Xxx) that are effective to perform comply with the functions for which they were established requirements of the 1934 Act; such disclosure controls and are procedures have been designed to ensure that material information required relating to be disclosed by the Company in the reports that it files or submits under the 1934 Act and its subsidiaries is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated made known to the Company’s management, including its 's principal executive officer or officers and principal financial officer or officers, as appropriate, to allow timely decisions regarding disclosureby others within those entities; and such disclosure controls and procedures are effective.

Appears in 1 contract

Samples: Underwriting Agreement (Ing Groep Nv)

Disclosure Controls and Procedures. The Company maintains and its subsidiaries employ disclosure controls and procedures that are effective to perform the functions for which they were established and are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Exchange Act is properly and effectively recorded, processed, summarized and reported, reported within the time periods specified in applicable rules, regulations and forms promulgated by the Commission’s rules and forms, Commission and is properly and effectively accumulated and communicated to the Company’s management's directors and officers, including its principal executive officer or officers and principal financial officer or officersofficer, as appropriate, to allow timely decisions regarding disclosuredisclosure of such required information.

Appears in 1 contract

Samples: Dow Jones & Co Inc

Disclosure Controls and Procedures. The Company maintains employs disclosure controls and procedures that are effective to perform the functions for which they were established and are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Act is recorded, processed, summarized and reported, reported within the time periods specified in the CommissionSEC’s rules and forms, and is accumulated and communicated to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate, to allow timely decisions regarding disclosure.

Appears in 1 contract

Samples: Distribution Agreement (Public Service Electric & Gas Co)

Disclosure Controls and Procedures. The Company maintains disclosure controls and procedures that are effective to perform the functions for which they were established and are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated to each of the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate, to allow timely decisions regarding disclosure.

Appears in 1 contract

Samples: Management Agreement (PennyMac Mortgage Investment Trust)

Disclosure Controls and Procedures. The To the extent required under applicable rules, the Company maintains disclosure controls and procedures that have been designed to comply with the requirements of the Exchange Act; such disclosure controls and procedures have been designed to ensure that material information relating to the Company and its subsidiaries is made known to the Company’s principal executive officer and principal financial officer by others within those entities; and such disclosure controls and procedures are effective to perform the functions for which they were established and are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate, to allow timely decisions regarding disclosureestablished.

Appears in 1 contract

Samples: Third Harmonic Bio, Inc.

Disclosure Controls and Procedures. The Company maintains disclosure controls and procedures that required by the 1934 Act and such controls and procedures are effective to perform the functions for which they were established and are designed to ensure insure that all material information required to be disclosed by concerning the Company in is made known, on a timely basis, to the reports that it files or submits under individuals responsible for the 1934 Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated to preparation of the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate, to allow timely decisions regarding disclosurefilings with the SEC.

Appears in 1 contract

Samples: Placement Agent Agreement (Malibu Minerals Inc.)

Disclosure Controls and Procedures. The Company maintains disclosure controls and procedures that are effective to perform the functions for which they were established and are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Act and such controls and procedures are reasonably effective to insure that all material information concerning the Company is recordedmade known, processedon a timely basis, summarized and reported, within to the time periods specified in individuals responsible for the Commission’s rules and forms, and is accumulated and communicated to preparation of the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate, to allow timely decisions regarding disclosurefilings with the SEC.

Appears in 1 contract

Samples: Placement Agent Agreement (Med-Tech Solutions, Inc.)

Disclosure Controls and Procedures. The Company maintains effective “disclosure controls and procedures procedures” (as defined under Rule 13a-15(e) under the Exchange Act) that are effective to perform the functions for which they were established and are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Exchange Act is recorded, processed, summarized and reported, reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, management as appropriate, appropriate to allow timely decisions regarding required disclosure.

Appears in 1 contract

Samples: Underwriting Agreement (BPW Acquisition Corp.)

Disclosure Controls and Procedures. The Company maintains employs disclosure controls and procedures (as such term is defined in Rules 13a-15 and 15d-14 under the 0000 Xxx) that are effective to perform the functions for which they were established and are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Act is recorded, processed, summarized and reported, within the time periods specified in on the Commission’s rules and forms, and is accumulated and communicated to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate, to allow timely decisions regarding disclosure, and such disclosure controls and procedures are reasonably effective to perform the functions for which they were established subject to the limitations of any such control system.

Appears in 1 contract

Samples: Purchase Agreement (Sonic Automotive Inc)

Disclosure Controls and Procedures. The Company has established and maintains disclosure controls and procedures (as such term is defined in Rules 13a-15 and 15d-14 under the Exchange Act); such disclosure controls and procedures are designed to ensure that material information relating to the Company and its subsidiaries is made known to the chief executive officer and chief financial officer of the Company by others within the Company or any of its subsidiaries, and such disclosure controls and procedures are effective in all material respects to perform the functions for which they were established and are designed to ensure that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated subject to the Company’s management, including its principal executive officer or officers and principal financial officer or officers, as appropriate, to allow timely decisions regarding disclosurelimitations of any such control system.

Appears in 1 contract

Samples: Purchase Agreement (Crosstex Energy Lp)

Disclosure Controls and Procedures. The Company maintains disclosure controls and procedures (as such term is defined in Rule 13a-15 of the General Rules and Regulations under the Exchange Act) that comply with the requirements of the Exchange Act; such disclosure controls and procedures have been designed to ensure, and are effective to perform the functions for which they were established and are designed to ensure a reasonable level of assurance, that information required to be disclosed by the Company in the reports that it files or submits under the 1934 Exchange Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms, and is accumulated and communicated to the Company’s management, including its the Company’s principal executive officer or officers and principal financial officer or officers, as appropriate, appropriate to allow timely decisions regarding required disclosure.

Appears in 1 contract

Samples: Note Purchase Agreement (Providence Service Corp)

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