Common use of Disclosure Controls and Procedures Clause in Contracts

Disclosure Controls and Procedures. The Company and its subsidiaries have established and maintain disclosure controls and procedures (as such term is defined in Rule 13a-15(e) under the Exchange Act) that are designed to comply with the requirements of the Exchange Act; such disclosure controls and procedures are designed to ensure that information required to be disclosed by the Company and its subsidiaries in the reports they file or submit under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effective to perform the functions for which they were established.

Appears in 54 contracts

Samples: Underwriting Agreement (Cyngn Inc.), Underwriting Agreement (Serve Robotics Inc. /DE/), Underwriting Agreement (Serve Robotics Inc. /DE/)

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Disclosure Controls and Procedures. The Company and its subsidiaries have has established and maintain maintains “disclosure controls and procedures procedures” (as such term is defined in Rule 13a-15(eRules 13a–15(e) under the Exchange Actand 15d–15(e) that are designed to comply with the requirements of the Exchange Act); such the Company’s “disclosure controls and procedures procedures” are reasonably designed to ensure that all information (both financial and non–financial) required to be disclosed by the Company and its subsidiaries in the reports they that it will file or submit furnish under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and formsregulations of the Commission, including controls and procedures designed to ensure that all such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure; disclosure and to make the certifications of the Chief Executive Officer and Chief Financial Officer of the Company required under the Exchange Act with respect to such disclosure controls and procedures are effective to perform the functions for which they were establishedreports.

Appears in 14 contracts

Samples: Equity Distribution Agreement (Atossa Therapeutics, Inc.), Equity Distribution Agreement (Rezolute, Inc.), Equity Distribution Agreement (Cellectar Biosciences, Inc.)

Disclosure Controls and Procedures. The Company and its subsidiaries have established and maintain an effective system of “disclosure controls and procedures procedures” (as such term is defined in Rule 13a-15(e) under of the Exchange Act) that are designed to comply complies with the requirements of the Exchange Act; such disclosure controls Act and procedures are that has been designed to ensure that information required to be disclosed by the Company and its subsidiaries in the reports they file that it files or submit submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure; . The Company and such its subsidiaries have carried out evaluations of the effectiveness of their disclosure controls and procedures are effective to perform as required by Rule 13a-15 of the functions for which they were establishedExchange Act.

Appears in 13 contracts

Samples: Equity Distribution Agreement (Federal Realty Investment Trust), Equity Distribution Agreement (Federal Realty Investment Trust), Equity Distribution Agreement (Federal Realty Investment Trust)

Disclosure Controls and Procedures. The Company and its subsidiaries have has established and maintain maintains “disclosure controls and procedures procedures” (as such term is defined in Rule Rules 13a-15(e) under the Exchange Actand 15d-15(e) that are designed to comply with the requirements of the Exchange Act); such the Company’s “disclosure controls and procedures procedures” are reasonably designed to ensure that all information (both financial and non-financial) required to be disclosed by the Company and its subsidiaries in the reports they file that it files or submit furnishes under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and formsregulations of the Commission, including controls and procedures designed to ensure that all such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure; disclosure and to make the certifications of the Chief Executive Officer and Chief Financial Officer of the Company required under the Exchange Act with respect to such disclosure controls and procedures are effective to perform the functions for which they were establishedreports.

Appears in 6 contracts

Samples: Purchase Agreement (Matador Resources Co), Purchase Agreement (Matador Resources Co), Purchase Agreement (Matador Resources Co)

Disclosure Controls and Procedures. The Company and its subsidiaries have has established and maintain maintains “disclosure controls and procedures procedures” (as such term is defined in Rule 13a-15(eRules 13a–15(e) under the Exchange Actand 15d–15(e) that are designed to comply with the requirements of the Exchange Act; such the Company’s “disclosure controls and procedures procedures” are reasonably designed to ensure that all information (both financial and non–financial) required to be disclosed by the Company and its subsidiaries in the reports they that it will file or submit furnish under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and formsregulations of the Commission, including controls and procedures designed to ensure that all such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure; disclosure and to make the certifications of the Chief Executive Officer and Chief Financial Officer of the Company required under the Exchange Act with respect to such disclosure controls and procedures are effective to perform the functions for which they were establishedreports.

Appears in 6 contracts

Samples: Equity Distribution Agreement (Peregrine Pharmaceuticals Inc), Equity Distribution Agreement (Cemtrex Inc), Equity Distribution Agreement (Nymox Pharmaceutical Corp)

Disclosure Controls and Procedures. The Company and its subsidiaries have established and maintain disclosure controls and procedures (as such term is defined in Rule 13a-15(e) under the Exchange Act) that are designed to comply with the requirements of the Exchange Act; such disclosure controls and procedures are designed to ensure that information required to be disclosed by the Company and its subsidiaries in the reports they file or submit under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure; and . Except as disclosed in the Registration Statement or Final Prospectus, such disclosure controls and procedures are effective to perform the functions for which they were established.

Appears in 3 contracts

Samples: Underwriting Agreement (Volcon, Inc.), Underwriting Agreement (Volcon, Inc.), Underwriting Agreement (Volcon, Inc.)

Disclosure Controls and Procedures. The Company and its subsidiaries have established and maintain disclosure controls and procedures (as such term is defined in Rule 13a-15(e) under of the Exchange ActAct Rules) that are designed to comply with the requirements of the Exchange Act; such disclosure controls and procedures are have been designed to ensure that information required to be disclosed by the Company and its subsidiaries in the reports that they file or submit under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure; disclosures. The Company and such its subsidiaries have conducted evaluations of the effectiveness of their disclosure controls and procedures are effective to perform as required by Rule 13a-15 of the functions for which they were establishedExchange Act.

Appears in 3 contracts

Samples: Underwriting Agreement (Praxis Precision Medicines, Inc.), Underwriting Agreement (Praxis Precision Medicines, Inc.), Underwriting Agreement (Praxis Precision Medicines, Inc.)

Disclosure Controls and Procedures. The Company and its subsidiaries have has established and maintain maintains “disclosure controls and procedures procedures” (as such term is defined in Rule 13a-15(e) 13a-15 and 15d-15 under the Exchange Act) that are designed to comply with ); the requirements of the Exchange Act; such Company’s disclosure controls and procedures are reasonably designed to ensure that all information required to be disclosed by the Company and its subsidiaries in the reports they file that it files (or submit will file) or submits (or will submit) under the Exchange Act after the effectiveness of the Registration Statement is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and formsregulations of the Exchange Act, including controls and procedures designed to ensure that all such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure; disclosure and to make the certifications of the Chief Executive Officer and Chief Financial Officer of the Company required under the Exchange Act with respect to such disclosure controls and procedures are effective to perform the functions for which they were establishedreports.

Appears in 3 contracts

Samples: Underwriting Agreement (Bioheart, Inc.), Underwriting Agreement (Bioheart, Inc.), Underwriting Agreement (Bioheart, Inc.)

Disclosure Controls and Procedures. The Company Company, the Operating Partnership and its their subsidiaries have established and maintain disclosure controls and procedures (as such term is defined in Rule 13a-15(e) under the Exchange Act) that are designed to comply with the requirements of the Exchange Act; such disclosure controls and procedures are have been designed to ensure that material information required to be disclosed by the Company and its subsidiaries in the reports they file that it files or submit submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effective to perform the functions for which they were establishedas of December 31, 2015.

Appears in 2 contracts

Samples: Selected Dealer Agreement (Dividend Capital Diversified Property Fund Inc.), Selected Dealer Agreement (Dividend Capital Diversified Property Fund Inc.)

Disclosure Controls and Procedures. The Company and its subsidiaries have has established and maintain maintains “disclosure controls and procedures procedures” (as such term is defined in Rule 13a-15(eRules 13a—15(e) under the Exchange Actand 15d—15(e) that are designed to comply with the requirements of the Exchange Act); such the Company’s “disclosure controls and procedures procedures” are reasonably designed to ensure that all information (both financial and non—financial) required to be disclosed by the Company and its subsidiaries in the reports they that it will file or submit furnish under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and formsregulations of the Commission, including controls and procedures designed to ensure that all such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure; disclosure and to make the certifications of the Chief Executive Officer and Chief Financial Officer of the Company required under the Exchange Act with respect to such disclosure controls and procedures are effective to perform the functions for which they were establishedreports.

Appears in 2 contracts

Samples: Sales Agreement (Genocea Biosciences, Inc.), Sales Agreement (Argos Therapeutics Inc)

Disclosure Controls and Procedures. The Company and its subsidiaries have established and maintain disclosure controls and procedures (as such term is defined in Rule 13a-15(e13a- 15(e) under the Exchange Act) that are designed to comply with the requirements of the Exchange Act; such disclosure controls and procedures are designed to ensure that information required to be disclosed by the Company and its subsidiaries in the reports they file or submit under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effective to perform the functions for which they were established.

Appears in 2 contracts

Samples: Underwriting Agreement (Sharps Technology Inc.), Underwriting Agreement (Lafayette Energy Corp.)

Disclosure Controls and Procedures. The Company Company, the Operating Partnership and its their subsidiaries have established and maintain disclosure controls and procedures (as such term is defined in Rule 13a-15(e) under the Exchange Act) that are designed to comply with the requirements of the Exchange Act; such disclosure controls and procedures are have been designed to ensure that material information required to be disclosed by the Company and its subsidiaries in the reports they file that it files or submit submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effective to perform the functions for which they were establishedas of December 31, 2012.

Appears in 2 contracts

Samples: Selected Dealer Agreement (Dividend Capital Diversified Property Fund Inc.), Selected Dealer Agreement (Dividend Capital Diversified Property Fund Inc.)

Disclosure Controls and Procedures. The To the extent required, the Company and its subsidiaries have established and maintain disclosure controls and procedures (as such term is defined in Rule 13a-15(e) under the Exchange Act) that are designed to comply with the requirements of the Exchange Act; such disclosure controls and procedures are designed to ensure that information required to be disclosed by the Company and its subsidiaries in the reports they file or submit under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effective to perform the functions for which they were established.

Appears in 2 contracts

Samples: Underwriting Agreement (Fd Technology Inc.), Underwriting Agreement (Fd Technology Inc.)

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Disclosure Controls and Procedures. The Company and its subsidiaries have has established and maintain maintains “disclosure controls and procedures procedures” (as such term is defined in Rule Rules 13a-15(e) under the Exchange Actand 15d-15(e) that are designed to comply with the requirements of the Exchange Act; such the Company’s “disclosure controls and procedures procedures” are reasonably designed to ensure that all information (both financial and non-financial) required to be disclosed by the Company and its subsidiaries in the reports they file that it files or submit submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and formsregulations of the Exchange Act, including controls and procedures designed to ensure that all such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure; disclosure and to make the certifications of the chief executive officer and chief financial officer of the Company required under the Exchange Act with respect to such disclosure controls and procedures are effective to perform the functions for which they were establishedreports.

Appears in 2 contracts

Samples: Purchase Agreement (K2 Inc), Völkl Stock Purchase Agreement (K2 Inc)

Disclosure Controls and Procedures. The Company and its subsidiaries have has established and maintain maintains “disclosure controls and procedures procedures” (as such term is defined in Rule 13a-15(eRules 13a-14(c) under the Exchange Actand 15d-14(c) that are designed to comply with the requirements of the Exchange Act); such the Company’s “disclosure controls and procedures procedures” are reasonably designed to ensure that all information (both financial and non-financial) required to be disclosed by the Company and its subsidiaries in the reports they file that it files or submit submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and formsregulations of the Commission thereunder, including controls and procedures designed to ensure that all such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure; disclosure and to make the certifications of the Chief Executive Officer and Chief Financial Officer of the Company required under the Exchange Act with respect to such disclosure controls and procedures are effective to perform the functions for which they were establishedreports.

Appears in 1 contract

Samples: Agreement (Princeton Review Inc)

Disclosure Controls and Procedures. The Company and its subsidiaries have established and maintain disclosure controls and procedures (as such term is defined in Rule 13a-15(e) under the Exchange Act) that are designed to comply with the requirements of the Exchange Act; such disclosure controls and procedures are designed to ensure that information required to be disclosed by the Company and its subsidiaries in the reports they file or submit under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s 's rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s 's management as appropriate to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effective to perform the functions for which they were established.

Appears in 1 contract

Samples: Underwriting Agreement (Flora Growth Corp.)

Disclosure Controls and Procedures. The Company and each of its subsidiaries have established and maintain an effective system of disclosure controls and procedures (as such term is defined in Rule 13a-15(e) 13a-15 and 15d-15 under the Exchange Act) that are designed to comply with the requirements of the Exchange Act; and such disclosure controls and procedures are have been designed to ensure that information relating to the Company and its subsidiaries that is required to be disclosed by the Company and its subsidiaries in the reports they file that it files or submit submits under the Exchange Act is recorded, processed, summarized and reported reported, within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effective to perform the functions for which they were established.

Appears in 1 contract

Samples: Underwriting Agreement (Flir Systems Inc)

Disclosure Controls and Procedures. The Company Company, the Operating Partnership and its their subsidiaries have established and maintain disclosure controls and procedures (as such term is defined in Rule 13a-15(e) under the Exchange Act) that are designed to comply with the requirements of the Exchange Act; such disclosure controls and procedures are have been designed to ensure that material information required to be disclosed by the Company and its subsidiaries in the reports they file that it files or submit submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effective to perform the functions for which they were establishedas of December 31, 2013.

Appears in 1 contract

Samples: Selected Dealer Agreement (Dividend Capital Diversified Property Fund Inc.)

Disclosure Controls and Procedures. The Company Company, the Operating Partnership and its their subsidiaries have established and maintain disclosure controls and procedures (as such term is defined in Rule 13a-15(e) under the Exchange Act) that are designed to comply with the requirements of the Exchange Act; such disclosure controls and procedures are have been designed to ensure that material information required to be disclosed by the Company and its subsidiaries in the reports they file that it files or submit submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effective to perform the functions for which they were establishedas of December 31, 2014.

Appears in 1 contract

Samples: Selected Dealer Agreement (Dividend Capital Diversified Property Fund Inc.)

Disclosure Controls and Procedures. The Company and its subsidiaries Controlled Entities, on a consolidated basis, have established and maintain maintains a system of “disclosure controls and procedures procedures” (as such term is defined in Rule 13a-15(e) under of the Exchange Act) that are designed to comply complies with the requirements of the Exchange Act; such disclosure controls , as applicable, and procedures are that is designed to ensure that information required to be disclosed by the Company and its subsidiaries in the reports they file that it files or submit submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effective to perform the functions for which they were established.

Appears in 1 contract

Samples: Purchase Agreement (eHi Car Services LTD)

Disclosure Controls and Procedures. The Company and its subsidiaries Controlled Entities, on a consolidated basis, have established and maintain maintains a system of “disclosure controls and procedures procedures” (as such term is defined in Rule 13a-15(e) under of the Exchange Act) that are designed to comply that complies with the requirements of the Exchange Act; such disclosure controls , as applicable, and procedures are that is designed to ensure that information required to be disclosed by the Company and its subsidiaries in the reports they file that it files or submit submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effective to perform the functions for which they were established.

Appears in 1 contract

Samples: Purchase Agreement (eHi Car Services LTD)

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