Disciplinary Information. Registered investment advisers must disclose all material facts about any legal or disciplinary events that would be material to evaluation of SPARROW or the integrity of the firm’s management. ▇▇▇▇▇▇▇ does not have any legal, financial or other “disciplinary” item to report.
Appears in 2 contracts
Sources: Investment Advisory Agreement, Investment Advisory Agreement
Disciplinary Information. Registered investment advisers must disclose all material facts about any legal or disciplinary events that would be material to evaluation of SPARROW or the integrity of the firmFirm’s management. ▇▇▇▇▇▇▇ does not have any legal, financial or other “disciplinary” item to report.
Appears in 1 contract
Sources: Investment Advisory Agreement
Disciplinary Information. Registered investment advisers must disclose all material facts about any legal or disciplinary events that would be material to evaluation of SPARROW or the integrity of the firmFirm’s management. ▇▇▇▇▇▇▇ SPARROW does not have any legal, financial or other “disciplinary” item to report.
Appears in 1 contract
Sources: Investment Advisory Agreement