Common use of Directors and Officers Clause in Contracts

Directors and Officers. To the knowledge of the Company, none of the directors or officers of the Company are now, or have ever been, subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchange.

Appears in 19 contracts

Samples: Equity Distribution Agreement (Platinum Group Metals LTD), Agency Agreement (Logiq, Inc.), Equity Distribution Agreement (Platinum Group Metals LTD)

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Directors and Officers. To the knowledge of the CompanyCorporation, none of the directors or officers of the Company Corporation are now, or have ever been, subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchange.;

Appears in 14 contracts

Samples: Underwriting Agreement, Underwriting Agreement (Platinum Group Metals LTD), Underwriting Agreement (Mag Silver Corp)

Directors and Officers. To the knowledge of the Company, none None of the directors or officers of the Company Corporation are now, or have ever been, subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchange.

Appears in 9 contracts

Samples: Underwriting Agreement, Underwriting Agreement, Underwriting Agreement (Cronos Group Inc.)

Directors and Officers. To the knowledge of the Company, none of the current directors or officers of the Company are now, or have ever been, subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company corporation or of a company corporation listed on a particular stock exchange.

Appears in 8 contracts

Samples: Underwriting Agreement (Acasti Pharma Inc.), Underwriting Agreement (Ambow Education Holding Ltd.), Underwriting Agreement (Biolase, Inc)

Directors and Officers. To the knowledge of the Company, none None of the directors or officers of the Company Corporation are now, or have ever been, subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchange.;

Appears in 7 contracts

Samples: Underwriting Agreement, Underwriting Agreement (HudBay Minerals Inc.), Underwriting Agreement (Hudbay Minerals Inc.)

Directors and Officers. To the knowledge best of the Companyits knowledge, none of the directors or officers of the Company Corporation are now, or have ever been, subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchange.;

Appears in 6 contracts

Samples: Underwriting Agreement (Merus Labs International Inc.), Underwriting Agreement, Underwriting Agreement (Merus Labs International Inc.)

Directors and Officers. To the knowledge of the Company, none of the directors or officers of the Company or any Subsidiary (i) are now, or have ever been, subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchange, or (ii) in the last 10 years have been subject to an order preventing, ceasing or suspending trading in any securities of the Company or other public company.

Appears in 6 contracts

Samples: Equity Distribution Agreement (Vizsla Silver Corp.), Underwriting Agreement, Equity Distribution Agreement (Vizsla Silver Corp.)

Directors and Officers. To the knowledge of the CompanyCorporation, none of the directors or officers of the Company Corporation are now, or have ever been, subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchange.

Appears in 4 contracts

Samples: Agency Agreement, Agency Agreement (Field Trip Health Ltd.), Underwriting Agreement (Field Trip Health Ltd.)

Directors and Officers. To the knowledge of the CompanyCorporation, none of the current directors or officers of the Company Corporation are now, or have ever been, subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company corporation or of a company corporation listed on a particular stock exchange.

Appears in 4 contracts

Samples: Agency Agreement (IntelGenx Technologies Corp.), |Agency Agreement (IntelGenx Technologies Corp.), Agency Agreement (IntelGenx Technologies Corp.)

Directors and Officers. To the knowledge of the Company, none None of the directors or officers of the Company Corporation or any Subsidiary are now, or have ever been, (i) subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchange, or (ii) subject to an order preventing, ceasing or suspending trading in any securities of the Corporation or other company.

Appears in 4 contracts

Samples: Underwriting Agreement, Underwriting Agreement, Agency Agreement

Directors and Officers. To the knowledge of the Company, none None of the directors or officers of the Company are now, or have ever been, subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchange.

Appears in 3 contracts

Samples: Underwriting Agreement (Polymet Mining Corp), Underwriting Agreement, Underwriting Agreement (Dragonwave Inc)

Directors and Officers. To the knowledge of the Company, none of the directors or officers of the Company or any Subsidiary (i) are now, or have ever been, subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchange, or (ii) in the last ten years have been subject to an order preventing, ceasing or suspending trading in any securities of the Company or other public company.

Appears in 3 contracts

Samples: Agency Agreement (Vizsla Silver Corp.), Underwriting Agreement (Vizsla Silver Corp.), Underwriting Agreement (Vizsla Silver Corp.)

Directors and Officers. To the knowledge of the CompanyCorporation, none of the its directors or officers of the Company are nowcurrently, or have ever beenbeen in the past, subject to an any order or ruling of any securities regulatory authority or stock exchange prohibiting that currently prohibits, or has prohibited, such individual from acting as a director or officer of a public company or of a any company listed on a particular stock exchange.

Appears in 3 contracts

Samples: Agency Agreement (Ur-Energy Inc), Agency Agreement (American Bonanza Gold Corp.), Underwriting Agreement (American Bonanza Gold Corp.)

Directors and Officers. To the knowledge best of the Companyits knowledge, none of the directors or officers of the Company are now, or have ever been, subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchange.;

Appears in 3 contracts

Samples: Underwriting Agreement, Underwriting Agreement (Immunovaccine Inc.), Underwriting Agreement (Immunovaccine Inc.)

Directors and Officers. To the knowledge of the Company, none None of the directors or officers of the Company or any Subsidiary are now, or have ever been, (i) subject to an order or ruling of any securities regulatory authority Securities Authority or stock exchange prohibiting such individual from acting as a director or officer of a public company company, or (ii) subject to an order preventing, ceasing or suspending trading in any securities of a company listed on a particular stock exchangethe Company or other company.

Appears in 3 contracts

Samples: Arrangement Agreement (Goodness Growth Holdings, Inc.), Arrangement Agreement (Goodness Growth Holdings, Inc.), Arrangement Agreement (Verano Holdings Corp.)

Directors and Officers. To the knowledge of the Company, none None of the directors or officers of the Company Purchaser or any Subsidiary are now, or have ever been, (i) subject to an order or ruling of any securities regulatory authority Securities Authority or stock exchange prohibiting such individual from acting as a director or officer of a public company company, or (ii) subject to an order preventing, ceasing or suspending trading in any securities of a company listed on a particular stock exchangethe Purchaser.

Appears in 3 contracts

Samples: Arrangement Agreement (Verano Holdings Corp.), Arrangement Agreement (Goodness Growth Holdings, Inc.), Arrangement Agreement (Goodness Growth Holdings, Inc.)

Directors and Officers. To the knowledge of the Company, none None of the directors or officers of the Company or any Subsidiary are now, or have ever been, (i) subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchange, or (ii) other than as disclosed in the Offering Documents, subject to an order preventing, ceasing or suspending trading in any securities of the Company or other public company.

Appears in 2 contracts

Samples: Underwriting Agreement, Underwriting Agreement

Directors and Officers. To the knowledge of the CompanyCorporation, none of the current directors or officers of the Company Corporation are now, or have ever been, subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchange.

Appears in 2 contracts

Samples: Underwriting Agreement (FirstService Corp), Underwriting Agreement (New Gold Inc. /FI)

Directors and Officers. To the knowledge of the CompanyCorporation, none of the directors or officers of the Company Corporation are now, or have ever been, subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchange.

Appears in 2 contracts

Samples: Underwriting Agreement (NexGen Energy Ltd.), Underwriting Agreement (Gold Standard Ventures Corp.)

Directors and Officers. To the knowledge of the Company, none None of the directors or officers of the Company Xxxxxx are now, or have ever been, subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchange.

Appears in 2 contracts

Samples: Underwriting Agreement (Gammon Gold Inc.), Underwriting Agreement (Gammon Lake Resources Inc.)

Directors and Officers. To the knowledge of the CompanyCorporation’s knowledge, none of the directors or officers of the Company Corporation are now, or have ever been, subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchange.;

Appears in 2 contracts

Samples: Underwriting Agreement, Underwriting Agreement

Directors and Officers. To Other than as disclosed in the knowledge of the CompanyOffering Documents, none of the directors or officers of the Company Corporation or any subsidiary are now, or have ever been, (i) subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchange, or (ii) subject to an order preventing, ceasing or suspending trading in any securities of the Corporation or other public company.

Appears in 2 contracts

Samples: Underwriting Agreement, Underwriting Agreement

Directors and Officers. To Other than as disclosed in the knowledge of the CompanyPublic Disclosure Documents, none of the directors or officers of the Company or any Material Subsidiary are now, or have ever been, (i) subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchange, or (ii) subject to an order preventing, ceasing or suspending trading in any securities of the Company or other public company.

Appears in 2 contracts

Samples: Agency Agreement (Americas Silver Corp), Agency Agreement (Americas Silver Corp)

Directors and Officers. To the knowledge best of the Company’s knowledge, none of the directors or officers of the Company are now, or have ever been, subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchange.;

Appears in 1 contract

Samples: Underwriting Agreement (Nobilis Health Corp.)

Directors and Officers. To the knowledge of the Company, none None of the directors or officers of the Company are now, or have ever been, subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchange.;

Appears in 1 contract

Samples: Underwriting Agreement

Directors and Officers. To the knowledge of the Company, none None of the directors or officers of the Company are now, or have ever been, (i) subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchange, or (ii) other than as disclosed in the Public Disclosure Documents, subject to an order preventing, ceasing or suspending trading in any securities of the Company or other public company.

Appears in 1 contract

Samples: Agency Agreement

Directors and Officers. To the knowledge of the Company, none None of the directors or officers of the Company or any Subsidiary are now, or have ever been, (i) subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchange, or (ii) subject to an order preventing, ceasing or suspending trading in any securities of the Company or other public company.

Appears in 1 contract

Samples: Agency Agreement

Directors and Officers. To the knowledge best of the Company's knowledge, none of the directors or officers of the Company are now, or have ever been, subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchange.;

Appears in 1 contract

Samples: Underwriting Agreement (Protech Home Medical Corp.)

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Directors and Officers. To the knowledge of the Company, none of the directors or officers of the Company are now, or have ever beenbeen in the 10 years prior to the date hereof, subject to an order or ruling of any securities regulatory authority Securities Commission or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchange.

Appears in 1 contract

Samples: Agency Agreement

Directors and Officers. To the knowledge of the Company, none of the directors or officers of the Company are now, or have ever been, subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchange.;

Appears in 1 contract

Samples: Agency Agreement (Avino Silver & Gold Mines LTD)

Directors and Officers. To the knowledge of the Company, none None of the directors or officers of the Company Corporation or any Subsidiary are now, or have ever been, (i) subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchange, or (ii) other than as disclosed in the Offering Documents, subject to an order preventing, ceasing or suspending trading in any securities of the Corporation or other public company.

Appears in 1 contract

Samples: Underwriting Agreement

Directors and Officers. To the knowledge of the Company, none None of the directors or officers of the Company Buyer nor any of its Subsidiaries are now, or have ever been, (a) subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company company, or (b) subject to an order preventing, ceasing or suspending trading in any securities of a company listed on a particular stock exchangethe Buyer, or other company.

Appears in 1 contract

Samples: Arrangement Agreement (Cybin Inc.)

Directors and Officers. To the knowledge of the CompanyFrankly, none of the directors or officers of the Company Frankly or any Subsidiary are now, or have ever been, (i) subject to an order or ruling of any securities regulatory authority Securities Authority or stock exchange prohibiting such individual from acting as a director or officer of a public company company, or (ii) subject to an order preventing, ceasing or suspending trading in any securities of a company listed on a particular stock exchangeFrankly or other company.

Appears in 1 contract

Samples: Engine Merger (Torque Esports Corp.)

Directors and Officers. To the knowledge None of the Company, none of the current or proposed directors or officers of the Company are now, or have ever been, subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchange.;

Appears in 1 contract

Samples: Underwriting Agreement (Perpetua Resources Corp.)

Directors and Officers. To the knowledge None of the Company, none of the current or proposed directors or officers of the Company are now, or have ever been, subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchange.; ​

Appears in 1 contract

Samples: Perpetua Resources Corp.

Directors and Officers. To Other than as disclosed in the knowledge of the CompanyOffering Documents, none of the directors or officers of the Company Corporation are now, or have ever been, subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchange.

Appears in 1 contract

Samples: Underwriting Agreement

Directors and Officers. To the knowledge of the Company, other than as disclosed in the Company’s public disclosure record, none of the directors or officers of the Company are now, or have ever been, (i) subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchange, or (ii) subject to an order preventing, ceasing or suspending trading in any securities of the Company or any other public company.

Appears in 1 contract

Samples: Agency Agreement (Premium Nickel Resources Ltd.)

Directors and Officers. To the knowledge of the Company, none of the directors or officers of the Company (including upon completion of the Qualifying Transaction) are now, or have ever been, subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting that currently prohibits such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchange.

Appears in 1 contract

Samples: Agency Agreement

Directors and Officers. To the Company’s knowledge of the Company, none of the directors or officers of the Company are now, or have ever been, subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchange.

Appears in 1 contract

Samples: Underwriting Agreement

Directors and Officers. To the knowledge of the CompanyFrankly, none of the directors or officers of the Company Frankly or any subsidiary are now, or have ever been, (i) subject to an order or ruling of any securities regulatory authority Securities Authority or stock exchange prohibiting such individual from acting as a director or officer of a public company company, or (ii) subject to an order preventing, ceasing or suspending trading in any securities of a company listed on a particular stock exchangeFrankly or other company.

Appears in 1 contract

Samples: Torque Esports Corp.

Directors and Officers. To the knowledge best of the Company’s knowledge, none of the directors or officers of the Company are now, or have ever been, subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchange.

Appears in 1 contract

Samples: Equity Distribution Agreement (Quipt Home Medical Corp.)

Directors and Officers. To the knowledge of the Company, none of the its directors or officers of the Company are nowcurrently, or have ever beenbeen in the past, subject to an any order or ruling of any securities regulatory authority or stock exchange prohibiting that currently prohibits, or has prohibited, such individual from acting as a director or officer of a public company or of a any company listed on a particular stock exchange.

Appears in 1 contract

Samples: Underwriting Agreement

Directors and Officers. To the knowledge of the CompanyCompany and other than as disclosed in the Public Record, none of the directors or officers of the Company are now, or have ever been, subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchangeexchange or an order preventing, ceasing or suspending trading in any securities of the Company or other public company.

Appears in 1 contract

Samples: Underwriting Agreement

Directors and Officers. To the knowledge None of the Company, none of the current or proposed directors or officers of the Company are now, or have ever been, subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular stock exchange.

Appears in 1 contract

Samples: Underwriting Agreement (Midas Gold Corp.)

Directors and Officers. To the knowledge of the Company, none of the Company’s directors or officers of the Company are is now, or have has ever been, subject to an order or ruling of any securities regulatory authority or stock exchange prohibiting such individual from acting as a director or officer of a public company or of a company listed on a particular any stock exchange.

Appears in 1 contract

Samples: Equity Distribution Agreement (Docebo Inc.)

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