Common use of Directing Investments Clause in Contracts

Directing Investments. All investment directions must be in a format or manner acceptable to us. You may invest in any IRA investments that you are qualified to purchase, and that we are authorized to offer and do offer at the time of the investment selection, and that are acceptable under the applicable laws governing retirement plans. Your IRA investments will be registered in our name for the benefit of your IRA. Specific investment information may be provided at the time of the investment. Based on our policies, we may allow you to delegate the investment responsibility of your IRA to an agent by providing us with written notice of delegation in a format acceptable to us. We will not review or guide your agent's decisions, and you are responsible for ensuring that we have your proper mailing address. responsible for the agent's actions or failure to act. We are not Upon your consent, we may provide you with notice in a delivery responsible for directing your investments, or providing format other than by mail. Such formats may include various investment advice, including guidance on the suitability or electronic deliveries. Any notice, including terminations, change in potential market value of various investments. personal information, or contributions mailed to us will be deemed (d) Investment Fees and Asset Liquidation. We have the right to delivered when actually received by us based on our ordinary liquidate your IRA assets to pay fees and expenses, federal tax business practices. All notices must be in writing unless our policies levies, or other assessments on your IRA. If you do not direct and procedures provide for oral notices. us on the liquidation, we will liquidate the assets of our choice

Appears in 3 contracts

Samples: content.parnassus.com, www.barrettasset.com, jamesfunds.com

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Directing Investments. All investment directions must be in a format or manner acceptable to us. You may invest in any IRA investments that you are qualified to purchase, and that we are authorized to offer and do offer at the time of the investment selection, and that are acceptable under the applicable laws governing retirement plans. Your IRA investments will be registered in our name for the benefit of your IRA. Specific investment information may be provided at the time of the investment. Based on our policies, we may allow you to delegate the investment responsibility of your IRA to an agent by providing This fifth day following the postmark is the receipt date. Notices us with written notice of delegation in a format acceptable to us. will be mailed to the last address we have in our records. You are We will not review or guide your agent's decisions, and you are responsible for ensuring that we have your proper mailing address. responsible for the agent's actions or failure to act. We are not Upon your consent, we may provide you with notice in a delivery responsible for directing your investments, or providing format other than by mail. Such formats may include various investment advice, including guidance on the suitability or electronic deliveries. Any notice, including terminations, change in potential market value of various investments. personal information, or contributions mailed to us will be deemed (d) Investment Fees and Asset Liquidation. We have the right to delivered when actually received by us based on our ordinary liquidate your IRA assets to pay fees and expenses, federal tax business practices. All notices must be in writing unless our policies levies, or other assessments on your IRA. If you do not direct and procedures provide for oral notices. us on the liquidation, we will liquidate the assets of our choice

Appears in 1 contract

Samples: content.parnassus.com

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