Common use of Delivery of SEC Correspondence Clause in Contracts

Delivery of SEC Correspondence. To supply the Underwriters with copies of all correspondence to and from, and all documents issued to and by, the Commission in connection with the registration of the Stock under the Securities Act or any of the Registration Statement, any Preliminary Prospectus or the Prospectus, or any amendment or supplement thereto or document incorporated by reference therein.

Appears in 69 contracts

Samples: Underwriting Agreement (American Superconductor Corp /De/), Underwriting Agreement (Aura Biosciences, Inc.), Underwriting Agreement (AppHarvest, Inc.)

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Delivery of SEC Correspondence. To supply the Underwriters with copies of all correspondence to and from, and all documents issued to and by, the Commission in connection with the registration of the Public Units, the Public Shares and the Public Warrants (and the shares of Common Stock underlying them) under the Securities Act or any of the Registration Statement, any Preliminary Prospectus or the Prospectus, or any amendment or supplement thereto or document incorporated by reference therein.

Appears in 14 contracts

Samples: Underwriting Agreement (Roth CH Acquisition v Co.), Underwriting Agreement (Roth CH Acquisition v Co.), Underwriting Agreement (Roth CH Acquisition v Co.)

Delivery of SEC Correspondence. To supply the Underwriters with copies of all correspondence to and from, and all documents issued to and by, the Commission in connection with the registration of the Stock Public Units, Public Shares and Public Warrants under the Securities Act or any of the Registration Statement, any Preliminary Prospectus or the Prospectus, or any amendment or supplement thereto or document incorporated by reference therein.

Appears in 14 contracts

Samples: Underwriting Agreement (Monocle Acquisition Corp), Underwriting Agreement (Monocle Acquisition Corp), Underwriting Agreement (VectoIQ Acquisition Corp. II)

Delivery of SEC Correspondence. To supply the Underwriters with copies of all correspondence to and from, and all documents issued to and by, the Commission in connection with the registration of the Stock under the Securities Act or any of the Registration Statement, any Preliminary Prospectus or the Prospectus, or any amendment or supplement thereto or document incorporated by reference thereinthereto.

Appears in 14 contracts

Samples: Underwriting Agreement (AerSale Corp), Underwriting Agreement (AerSale Corp), Underwriting Agreement (AN2 Therapeutics, Inc.)

Delivery of SEC Correspondence. To supply the Underwriters with copies of all correspondence to and from, and all documents issued to and by, the Commission in connection with the registration of the Stock Securities under the Securities Act or any of the Registration Statement, any Preliminary Prospectus or the Prospectus, or any amendment or supplement thereto or document incorporated by reference therein.

Appears in 8 contracts

Samples: Underwriting Agreement (Nkarta, Inc.), Underwriting Agreement (BigBear.ai Holdings, Inc.), Underwriting Agreement (Cabaletta Bio, Inc.)

Delivery of SEC Correspondence. To supply the Underwriters Underwriter with copies of all correspondence to and from, and all documents issued to and by, the Commission in connection with the registration of the Stock under the Securities Act or any of the Registration Statement, any Preliminary Prospectus or the Prospectus, or any amendment or supplement thereto or document incorporated by reference therein.

Appears in 8 contracts

Samples: Underwriting Agreement (Interactive Strength, Inc.), Underwriting Agreement (Interactive Strength, Inc.), Underwriting Agreement (Turning Point Brands, Inc.)

Delivery of SEC Correspondence. To During the Prospectus Delivery Period, to supply the Underwriters with copies of all correspondence to and from, and all documents issued to and by, the Commission in connection with the registration of the Stock under the Securities Act or any of the Registration Statement, any Preliminary Prospectus or the Prospectus, or any amendment or supplement thereto or document incorporated by reference therein.

Appears in 4 contracts

Samples: Underwriting Agreement (ClearPoint Neuro, Inc.), Underwriting Agreement (RumbleOn, Inc.), Underwriting Agreement (RumbleON, Inc.)

Delivery of SEC Correspondence. To supply the Underwriters with copies of all correspondence to and from, and all documents issued to and by, the Commission in connection with the registration of the Stock Securities under the Securities Act or any of the Registration Statement, any Preliminary Prospectus preliminary prospectus or the Prospectus, or any amendment or supplement thereto or document incorporated by reference thereinthereto.

Appears in 4 contracts

Samples: Evofem Biosciences, Inc., Underwriting Agreement (Evofem Biosciences, Inc.), Underwriting Agreement (Evofem Biosciences, Inc.)

Delivery of SEC Correspondence. To supply the Underwriters with copies of all correspondence to and from, and all documents issued to and by, the Commission in connection with the registration of the Stock Public Units under the Securities Act or any of the Registration Statement, any Preliminary Prospectus or the Prospectus, or any amendment or supplement thereto or document incorporated by reference therein.

Appears in 3 contracts

Samples: Underwriting Agreement (GigCapital, Inc.), Underwriting Agreement (GigCapital, Inc.), Underwriting Agreement (GigCapital, Inc.)

Delivery of SEC Correspondence. To the extent not available on XXXXX, to supply the Underwriters with copies of all correspondence to and from, and all documents issued to and by, the Commission in connection with the registration of the Stock under the Securities Act or any of the Registration Statement, any Preliminary Prospectus or the Prospectus, or any amendment or supplement thereto or document incorporated by reference therein.

Appears in 3 contracts

Samples: Underwriting Agreement (Greenlane Holdings, Inc.), Underwriting Agreement (Greenlane Holdings, Inc.), Underwriting Agreement

Delivery of SEC Correspondence. To supply the Underwriters with copies of all correspondence to and from, and all documents issued to and by, the Commission in connection with the registration of the Stock Securities under the Securities 1933 Act or any of the Registration Statement, any Preliminary Prospectus preliminary prospectus or the Prospectus, or any amendment or supplement thereto or document incorporated by reference therein.

Appears in 2 contracts

Samples: Underwriting Agreement (Adamas Pharmaceuticals Inc), Underwriting Agreement (Adamas Pharmaceuticals Inc)

Delivery of SEC Correspondence. To supply the Underwriters Underwriter with copies of all correspondence to and from, and all documents issued to and by, the Commission in connection with the registration of the Stock Securities under the Securities Act or any of the Registration Statement, any Preliminary Prospectus or the Prospectus, or any amendment or supplement thereto or document incorporated by reference therein.

Appears in 2 contracts

Samples: Underwriting Agreement (Calyxt, Inc.), Underwriting Agreement (Solar3d, Inc.)

Delivery of SEC Correspondence. To supply the Underwriters with copies of all correspondence to and from, and all documents issued to and by, the Commission in connection with the registration of the Stock Public Units, the Public Shares, the Public Rights (and the Ordinary Shares underlying them) and the Public Warrants (and the Ordinary Shares underlying them) under the Securities Act or any of the Registration Statement, any Preliminary Prospectus or the Prospectus, or any amendment or supplement thereto or document incorporated by reference therein.

Appears in 2 contracts

Samples: Underwriting Agreement (Andina Acquisition Corp. III), Underwriting Agreement (Andina Acquisition Corp. III)

Delivery of SEC Correspondence. To supply the Underwriters with copies of all correspondence to and from, and all documents issued to and by, the Commission in connection with the registration of the Stock Public Shares under the Securities Act or any of the Registration Statement, any Preliminary Prospectus or the Prospectus, or any amendment or supplement thereto or document incorporated by reference therein.

Appears in 2 contracts

Samples: Underwriting Agreement (Panacea Acquisition Corp. II), Underwriting Agreement (Panacea Acquisition Corp. II)

Delivery of SEC Correspondence. To supply the Underwriters with copies of all material correspondence to and from, and all material documents issued to and by, the Commission in connection with the registration of the Stock Securities under the Securities Act or any of the Registration Statement, any Preliminary Prospectus preliminary prospectus or the Prospectus, or any amendment or supplement thereto until the 25th day after the date of this Agreement, provided that the requirements of this Section 3(c) shall be satisfied to the extent any such correspondence or document incorporated by reference thereindocuments are available on XXXXX.

Appears in 2 contracts

Samples: www.sec.gov, Taiwan Liposome Company, Ltd.

Delivery of SEC Correspondence. To supply the Underwriters with copies of all correspondence to and from, and all documents issued to and by, the Commission in connection with the registration of the Stock Offered Shares under the Securities Act or any of the Registration Statement, any Preliminary Prospectus preliminary prospectus or the Prospectus, or any amendment or supplement thereto or document incorporated by reference thereinthereto.

Appears in 2 contracts

Samples: Underwriting Agreement (Evofem Biosciences, Inc.), Underwriting Agreement (Evofem Biosciences, Inc.)

Delivery of SEC Correspondence. To supply the Underwriters Underwriter with copies of all written correspondence to and from, and all documents issued to and by, the Commission in connection with the registration of the Securities and Warrant Stock under the Securities Act or any of the Registration Statement, any Preliminary Prospectus Statement or the Prospectus, or any amendment or supplement thereto or document incorporated by reference thereinthereto.

Appears in 1 contract

Samples: Underwriting Agreement (Tilray, Inc.)

Delivery of SEC Correspondence. To supply the Underwriters with copies of all correspondence to and from, and all documents issued to and by, the Commission in connection with the registration of the Stock under the Securities Act or any of the Registration Statement, any Preliminary Prospectus the Pricing Prospectus, or the Prospectus, or any amendment or supplement thereto or document incorporated by reference therein.

Appears in 1 contract

Samples: Underwriting Agreement (AN2 Therapeutics, Inc.)

Delivery of SEC Correspondence. To supply the Underwriters with copies of all correspondence to and from, and all documents issued to and by, the Commission in connection with the registration of the Stock under the Securities Act or any of the Registration Statement, any Preliminary Prospectus Statement or the Prospectus, or any amendment or supplement thereto or document incorporated by reference therein.

Appears in 1 contract

Samples: Underwriting Agreement (Ikena Oncology, Inc.)

Delivery of SEC Correspondence. To supply the Underwriters with copies of all correspondence to and from, and all documents issued to and by, the Commission in connection with the registration of the Stock Shares, Warrants and Pre-Funded Warrants under the Securities Act or any of the Registration Statement, any Preliminary Prospectus or the Prospectus, or any amendment or supplement thereto or document incorporated by reference therein.

Appears in 1 contract

Samples: Underwriting Agreement (Mast Therapeutics, Inc.)

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Delivery of SEC Correspondence. To Prior to the termination of the offering, to supply the Underwriters with copies of all correspondence to and from, and all documents issued to and by, the Commission in connection with the registration of the Stock under the Securities Act or any of the Registration Statement, any the Preliminary Prospectus or the Prospectus, or any amendment or supplement thereto or document incorporated by reference therein.

Appears in 1 contract

Samples: Underwriting Agreement (Intricon Corp)

Delivery of SEC Correspondence. To supply the Underwriters with copies of all correspondence to and from, and all documents issued to and by, the Commission in connection with the registration of the Stock Units and the Securities under the Securities Act or any of the Registration Statement, any Preliminary Prospectus or the Prospectus, or any amendment or supplement thereto or document incorporated by reference therein.

Appears in 1 contract

Samples: Underwriting Agreement (BIND Therapeutics, Inc)

Delivery of SEC Correspondence. To Upon the request of the Representatives and to the extent not available on XXXXX, the Company will supply the Underwriters with copies of all correspondence to and from, and all documents issued to and by, the Commission in connection with the registration of the Stock Offered Shares under the Securities Act or any of the Registration Statement, any Preliminary Prospectus or the Prospectus, or any amendment or supplement thereto or document incorporated by reference thereinthereto.

Appears in 1 contract

Samples: Underwriting Agreement (Centogene N.V.)

Delivery of SEC Correspondence. To supply the Underwriters with copies of all correspondence to and from, and all documents issued to and by, the Commission in connection with the registration of the Stock under the Securities Act or any of the Registration StatementStatements, any Preliminary Prospectus or the Prospectus, or any amendment or supplement thereto or document incorporated by reference therein.

Appears in 1 contract

Samples: Underwriting Agreement (Viveve Medical, Inc.)

Delivery of SEC Correspondence. To supply the Underwriters with copies of all correspondence to and from, and all documents issued to and by, the Commission in connection with the registration of the Stock Shares under the Securities Act or any of the Registration Statement, any Preliminary Prospectus or the Prospectus, or any amendment or supplement thereto or document incorporated by reference therein.

Appears in 1 contract

Samples: Underwriting Agreement (SuperCom LTD)

Delivery of SEC Correspondence. To Upon the request of the Representatives and to the extent not available on XXXXX, to supply the Underwriters with copies of all correspondence to and from, and all documents issued to and by, the Commission in connection with the registration of the Stock under the Securities Act or any of the Registration Statement, any Preliminary Prospectus or the Prospectus, or any amendment or supplement thereto or document incorporated by reference thereinthereto.

Appears in 1 contract

Samples: Underwriting Agreement (Centogene B.V.)

Delivery of SEC Correspondence. To the extent not available on XXXXX, supply the Underwriters Underwriter with copies of all correspondence to and from, and all documents issued to and by, the Commission in connection with the registration of the Stock Securities under the Securities Act or any of the Registration Statement, any Preliminary Prospectus or the Prospectus, or any amendment or supplement thereto or document incorporated by reference therein.

Appears in 1 contract

Samples: Underwriting Agreement (Emcore Corp)

Delivery of SEC Correspondence. To the extent not available on XXXXX, supply the Underwriters with copies of all correspondence to and from, and all documents issued to and by, the Commission in connection with the registration of the Stock under the Securities Act or any of the Registration Statement, any Preliminary Prospectus or the Prospectus, or any amendment or supplement thereto or document incorporated by reference therein.

Appears in 1 contract

Samples: Underwriting Agreement (Clearfield, Inc.)

Delivery of SEC Correspondence. To the extent not available on EXXXX, supply the Underwriters with copies of all correspondence to and from, and all documents issued to and by, the Commission in connection with the registration of the Stock under the Securities Act or any of the Registration Statement, any Preliminary Prospectus or the Prospectus, or any amendment or supplement thereto or document incorporated by reference therein.

Appears in 1 contract

Samples: Underwriting Agreement (Emcore Corp)

Delivery of SEC Correspondence. To supply the Underwriters with copies of all correspondence to and from, and all documents issued to and by, the Commission in connection with the registration of the Stock Offered Securities under the Securities Act or any of the Registration Statement, the Base Prospectus, any Preliminary Prospectus or the Prospectus, or any amendment or supplement thereto or document incorporated by reference therein.

Appears in 1 contract

Samples: Underwriting Agreement (Milestone Pharmaceuticals Inc.)

Delivery of SEC Correspondence. To supply the Underwriters Underwriter with copies of all correspondence to and from, and all documents issued to and by, the Commission in connection with the registration of the Stock under the Securities Act or any of the Registration Statement, any Preliminary Prospectus or the Prospectus, or any amendment or supplement thereto or document incorporated by reference thereinthereto.

Appears in 1 contract

Samples: Underwriting Agreement (AerSale Corp)

Delivery of SEC Correspondence. To supply the Underwriters with copies of all written correspondence to and from, and all documents issued to and by, the Commission in connection with the registration of the Stock Securities and the Underlying Securities under the Securities Act or any of the Registration Statement, any Preliminary Prospectus or the Prospectus, or any amendment or supplement thereto or document incorporated by reference thereinthereto.

Appears in 1 contract

Samples: Underwriting Agreement (Tilray Brands, Inc.)

Delivery of SEC Correspondence. To supply the Underwriters with copies of all correspondence to and from, and all documents issued to and by, the Commission in connection with the registration of the Stock Shares and Warrants under the Securities Act or any of the Registration Statement, any Preliminary Prospectus or the Prospectus, or any amendment or supplement thereto or document incorporated by reference therein.

Appears in 1 contract

Samples: Warrant Agreement (American Superconductor Corp /De/)

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