Delegation. 1.1 In order to assist the Fund with the Fund’s AML responsibilities under applicable AML laws, the Transfer Agent offers certain risk-based AML Procedures that are reasonably designed to: (i) promote the detection and reporting of potential money laundering activities and terrorist financing; and (ii) assist in the verification of persons opening accounts with the Fund. The Fund has had an opportunity to review the AML Procedures with the Transfer Agent and desires to implement the AML Procedures as part of the Fund’s overall AML program (the “AML Program”).
Appears in 34 contracts
Samples: Transfer Agency and Service Agreement (Morgan Stanley Institutional Fund Inc), Transfer Agency and Service Agreement (Morgan Stanley Institutional Fund Trust), Transfer Agency and Service Agreement (Morgan Stanley Institutional Fund Trust)
Delegation. 1.1 In order to assist the Fund with the Fund’s AML responsibilities under applicable AML laws, the Transfer Agent offers certain risk-based AML Procedures that are reasonably designed to: (i) promote the detection and reporting of potential money laundering activities and terrorist financingactivities; and (ii) assist in the verification of persons opening accounts with the Fund. The Fund has had an opportunity to review the AML Procedures with the Transfer Agent and desires to implement the AML Procedures as part of the Fund’s overall AML program (the “AML Program”).
Appears in 28 contracts
Samples: Transfer Agency and Service Agreement (Calvert World Values Fund Inc), Transfer Agency and Service Agreement (Keeley Funds, Inc.), Transfer Agency and Service Agreement (Commerce Funds)
Delegation. 1.1 In order to assist the Fund with the Fund’s AML responsibilities under applicable Applicable AML lawsLaw, the Transfer Agent offers certain risk-based AML Procedures that are reasonably designed to: (i) promote the detection and reporting of potential money laundering activities and terrorist financingactivities; and (ii) assist in the verification of persons opening accounts with the Fund. The Fund has had an opportunity to review the AML Procedures with the Transfer Agent and desires to implement the AML Procedures as part of the Fund’s overall AML program (the “AML Program”).
Appears in 17 contracts
Samples: Agency and Service Agreement (Federated Index Trust), Transfer Agency and Service Agreement (Federated U S Government Securities Fund 1-3 Years), Transfer Agency and Service Agreement (Federated High Yield Trust)
Delegation. 1.1 In order to assist the Fund with Fund, and upon instruction from the Fund, the Fund’s AML distributor, with responsibilities under applicable AML laws, the Transfer Agent offers certain risk-based AML Procedures that are reasonably designed to: (i) promote the detection and reporting of potential money laundering activities and terrorist financingactivities; and (ii) assist in the verification of persons opening accounts with the Fund. The Fund has had an opportunity to review the AML Procedures with the Transfer Agent and desires to implement the AML Procedures as part of the Fund’s overall AML program (the “AML Program”).
Appears in 5 contracts
Samples: Transfer Agency and Service Agreement (Nuveen Investment Funds Inc), Transfer Agency and Service Agreement (Nuveen Investment Trust Ii), Transfer Agency and Service Agreement (Nuveen Investment Trust Iii)
Delegation. 1.1 In order to assist the Fund with the Fund’s AML and Customer Identification Program (“CIP”) responsibilities under applicable AML laws, the Transfer Agent offers certain risk-based AML Procedures that are reasonably designed to: (i) promote the detection and reporting of potential money laundering activities and terrorist financingactivities; and (ii) assist in the verification of persons opening accounts with the Fund. The Fund has had an opportunity to review the AML Procedures with the Transfer Agent and desires to implement the AML Procedures as part of the Fund’s overall AML program (the “AML Program”).
Appears in 4 contracts
Samples: Transfer Agency and Service Agreement (State Street Institutional Investment Trust), Fees and Expenses (State Street Institutional Investment Trust), Fees and Expenses (Ssga Funds)
Delegation. 1.1 In order to assist the Fund with the Fund’s AML responsibilities under applicable AML laws, the Transfer Agent offers certain risk-based AML Procedures that are reasonably designed to: (i) promote the detection and reporting of potential money laundering activities and terrorist financingactivities; and (ii) assist in the verification of persons opening accounts with the Fund. The Fund has had will have an opportunity to review the AML Procedures with the Transfer Agent and desires to implement the AML Procedures as part of the Fund’s overall AML program program, to the extent mutually agreed (the “AML Program”).
Appears in 4 contracts
Samples: Transfer Agency and Service Agreement (Dimensional Investment Group Inc), Transfer Agency and Service Agreement (Dfa Investment Dimensions Group Inc), Transfer Agency and Service Agreement (Dimensional Emerging Markets Value Fund)
Delegation. 1.1 In order to assist the Fund Funds with the each Fund’s AML responsibilities under applicable AML laws, the Transfer Agent Agent, through its affiliate, BFDS, offers certain risk-based AML Procedures that are reasonably designed to: (i) promote the detection and reporting of potential money laundering activities and terrorist financingactivities; and (ii) assist in the verification of persons opening accounts with the FundFunds. The Each Fund has had an opportunity to review the AML Procedures with the Transfer Agent the AML Procedures set forth in Section 4 below (the “AML Procedures”) and desires to implement the AML Procedures as part of the Fund’s overall AML program (the “AML Program”)program.
Appears in 2 contracts
Samples: Master Transfer Agency and Service Agreement (Calvert Variable Products, Inc.), Master Transfer Agency and Service Agreement (Calvert Social Investment Fund)
Delegation. 1.1 In order to assist the Fund with the Fund’s Fund‘s AML responsibilities under applicable AML laws, the Transfer Agent offers certain risk-based AML Procedures that are reasonably designed to: (i) promote the detection and reporting of potential money laundering activities and terrorist financingactivities; and (ii) assist in the verification of persons opening accounts with the Fund. The Fund has had an opportunity to review the AML Procedures with the Transfer Agent and desires to implement the AML Procedures as part of the Fund’s overall AML program (the “AML Program”).
Appears in 2 contracts
Samples: Transfer Agency and Service Agreement (Highland Global Allocation Fund Ii), Transfer Agency and Service Agreement (Highland Global Allocation Fund)
Delegation. 1.1 In order to assist the Fund with the Fund’s Fund‘s AML responsibilities under applicable AML laws, the Transfer Agent offers certain risk-based AML Procedures that are reasonably designed to: (i) promote the detection and reporting of potential money laundering activities and terrorist financingactivities; and (ii) assist in the verification of persons opening accounts with the Fund. The Fund has had an opportunity to review the AML Procedures with the Transfer Agent and desires to implement the AML Procedures as part of the Fund’s Fund ‘s overall AML program (the “AML Program”).
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Highland Floating Rate Opportunities Fund Ii)
Delegation. 1.1 In order to assist the Fund Funds with the Fund’s their AML responsibilities under applicable AML laws, the Transfer Agent offers certain risk-based AML Procedures that are reasonably designed to: (i) promote the detection and reporting of potential money laundering activities and terrorist financingactivities; and (ii) assist in the verification of persons opening accounts with the FundFunds. The Fund has Funds have had an opportunity to review the AML Procedures with the Transfer Agent and desires to implement the AML Procedures as part of the Fund’s Funds’ overall AML program (the “AML Program”).
Appears in 1 contract
Delegation. 1.1 In order to assist the each Fund with the Fund’s 's AML responsibilities under applicable AML laws, the Transfer Agent offers certain risk-based AML Procedures that are reasonably designed to: (i) promote the detection and reporting of potential money laundering activities and terrorist financingactivities; and (ii) assist in the verification of persons opening accounts with the a Fund. The Each Fund has had an opportunity to review the AML Procedures with the Transfer Agent and desires to implement the AML Procedures as part of the each Fund’s 's overall AML program (the “"AML Program”").
Appears in 1 contract
Delegation. 1.1 In order to assist the Fund Funds with the Fund’s Funds’ AML responsibilities under applicable AML laws, the Transfer Agent offers certain risk-based AML Procedures that are reasonably designed to: (i) promote the detection and reporting of potential money laundering activities and terrorist financingactivities; and (ii) assist in the verification of persons opening accounts with the FundFunds. The Fund has Funds have had an opportunity to review the AML Procedures with the Transfer Agent and desires to implement the AML Procedures as part of the Fund’s Funds’ overall AML program (the “AML Program”).
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Sentinel Group Funds Inc)
