Common use of Dealing Practices Clause in Contracts

Dealing Practices. 8.1 The Company may determine the priority in the execution of Instructions having due regard to market practice, applicable regulations and fairness to all Clients. 8.2 The Company may, without prior notice to the Client, combine for execution his Instructions with the instructions of other Clients in accordance with applicable laws and regulations. Where there are insufficient securities to satisfy instructions so combined, the transactions will be allocated between Clients with due regard to market practice and fairness to Clients provided that the instructions of the Clients shall have priority over instructions of the Company for its own account. 8.3 The Company will not be liable for delays or failure in the transmission of Instructions due to breakdown or collapse of communication facilities or for any other delay or failure beyond the control of the Company. 8.4 By reason of physical restraints and rapid changes of securities prices, the Company may not always be able to execute Instructions in full or at the prices quoted at any specific time or “at best” or “at market” and the Client agrees to be bound by such executions. 8.5 A request to cancel or amend an Instruction is only possible before it has been executed and is subject to acceptance (the Company shall not refuse to accept such a request unless on reasonable grounds) by the Company. In the case of full or partial execution of any Instruction before the request for cancellation has been accepted by the Company, the Client agrees to accept full responsibility for the transactions. Instructions are, unless accepted by the Company for cancellation or amendment, good for the trading day on which it was accepted by the Company and shall lapse if not executed by the end of such trading day unless otherwise agreed to by the Company. 8.6 The Company will upon request provide the Client with product specification and any prospectus or other offering documents in relation to any derivative products, which the Client instructs the Company to purchase or sell on the Client’s behalf pursuant to the terms of the Agreement. 8.7 The Company may tape record conversations with the Client and Authorized Persons in order to permit the Company to verify information concerning Instructions or any other matters. The Client hereby consents to the recording of such telephone conversations.

Dealing Practices. 8.1 The the Company may determine the priority in the execution of Instructions having due regard to market practice, applicable regulations and fairness to all Clients. 8.2 The the Company may, without prior notice to the Client, combine for execution his Instructions with the instructions of other Clients in accordance with applicable laws and regulations. Where there are insufficient securities to satisfy instructions so combined, the transactions will be allocated between Clients with due regard to market practice and fairness to Clients provided that the instructions of the Clients shall have priority over instructions of the Company for its own account. 8.3 The the Company will not be liable for delays or failure in the transmission of Instructions due to breakdown or collapse of communication facilities or for any other delay or failure beyond the control of the Company. 8.4 By reason of physical restraints and rapid changes of securities prices, the Company may not always be able to execute Instructions in full or at the prices quoted at any specific time or “at best” or “at market” and the Client agrees to be bound by such executions. 8.5 A request to cancel or amend an Instruction is only possible before it has been executed and is subject to acceptance (the Company shall not refuse to accept such a request unless on reasonable grounds) by the Company. In the case of full or partial execution of any Instruction before the request for cancellation has been accepted by the Company, the Client agrees to accept full responsibility for the transactions. Instructions are, unless accepted by the Company for cancellation or amendment, good for the trading day on which it was accepted by the Company and shall lapse if not executed by the end of such trading day unless otherwise agreed to by the Company. 8.6 The the Company will upon request provide the Client with product specification and any prospectus or other offering documents in relation to any derivative products, products which the Client instructs the Company to purchase or sell on the Client’s behalf pursuant to the terms of the Agreement. 8.7 The the Company may tape record conversations with the Client and Authorized Persons in order to permit the Company to verify information concerning Instructions or any other matters. The Client hereby consents to the recording of such telephone conversations.