Dealer Processing Sample Clauses

Dealer Processing. I. Account for separation of shareholder investments from transaction sale charges for purchase of Fund shares, using system standardized processes and reporting. II. Provide system standard reporting to allow the Trusts and Distributor to calculate fees, as defined in the Fund’s prospectus, in respect of Rule 12b-1 plans for distribution and marketing expenses; ● Provide system standardized extracts and/or reporting to support monthly shareholder data reconciliation of shareholder servicing expenses. III. Track sales and commission statistics by dealer and provide system standardized reporting for payment of commissions on direct shareholder purchases in each load Portfolio. IV. Utilize system standardized processes and reporting pull service fee and other account fees from shareholder accounts on monthly, quarterly, and annual basis. ● In addition to the above, provide the ability to waive fees as directed upon request
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Related to Dealer Processing

  • Miscellaneous The Vendor acknowledges and agrees that continued participation in TIPS is subject to TIPS sole discretion and that any Vendor may be removed from the participation in the Program at any time with or without cause. Nothing in the Agreement or in any other communication between TIPS and the Vendor may be construed as a guarantee that TIPS or TIPS Members will submit any orders at any time. TIPS reserves the right to request additional proposals for items or services already on Agreement at any time.

  • Notices Any notice, request or other document required or permitted to be given or delivered to the Holder by the Company shall be delivered in accordance with the notice provisions of the Purchase Agreement.

  • Governing Law THIS AGREEMENT SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK.

  • WHEREAS the Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and

  • IN WITNESS WHEREOF the parties hereto have executed this Agreement as of the date first above written.