Dealer/Load Processing (if applicable. Provide reports for tracking rights of accumulation and purchases made under a Letter of Intent. Account for separation of shareholder investments from transaction sale charges for purchase of Fund shares. Calculate fees due under 12b-1 plans for distribution and marketing expenses. Track sales and commission statistics by dealer and provide for payment of commissions on direct shareholder purchases in a load Fund.
Appears in 2 contracts
Sources: Transfer Agency Agreement (Security Mid Cap Growth Fund), Transfer Agency Agreement (Security Large Cap Value Fund/Ks/)
Dealer/Load Processing (if applicable. (a) Provide reports for tracking rights of accumulation and purchases made under a Letter of Intent. .
(b) Account for separation of shareholder investments from transaction sale charges for purchase of Fund shares. .
(c) Calculate fees due under 12b-1 plans for distribution and marketing expenses. .
(d) Track sales and commission statistics by dealer and provide for payment of commissions on direct shareholder purchases in a load Fund.
Appears in 2 contracts
Sources: Transfer Agency Agreement (Security Equity Fund), Transfer Agency Agreement (Security Income Fund /Ks/)
Dealer/Load Processing (if applicable. a. Provide reports for tracking rights of accumulation and purchases made under a Letter of Intent. .
b. Account for separation of shareholder investments from transaction sale charges for purchase of Fund shares. .
c. Calculate fees due under 12b-1 plans for distribution and marketing expenses. .
d. Track sales and commission statistics by dealer and provide for payment of commissions on direct shareholder purchases in a load Fund.
Appears in 1 contract