Customer Identification Program. (A) To assist the Fund in complying with requirements regarding a customer identification program in accordance with applicable regulations promulgated by U.S. Department of Treasury under Section 326 of the USA PATRIOT Act (“CIP Regulations”), BNYM will do the following:
Appears in 50 contracts
Samples: Shareholder Services Agreement (EGA Frontier Diversified Core Fund), Transfer Agency and Shareholder Services Agreement (Versus Capital Infrastructure Income Fund), Form of Transfer Agency Services Agreement (Ge Funds)
Customer Identification Program. (A) To assist the Fund in complying with requirements regarding a customer identification program in accordance with applicable regulations promulgated by U.S. Department of Treasury under Section 326 of the USA PATRIOT Act (“"CIP Regulations”"), BNYM will do the following:
Appears in 35 contracts
Samples: Transfer Agency and Shareholder Services Agreement (Touchstone Strategic Trust), Transfer Agency and Shareholder Services Agreement (Touchstone Variable Series Trust), Form of Transfer Agency and Shareholder Services Agreement (Touchstone Investment Trust)
Customer Identification Program. (A) To assist the Fund in complying with requirements regarding a customer identification program in accordance with applicable regulations promulgated by U.S. Department of Treasury under Section 326 of the USA PATRIOT Act (“"CIP Regulations”REGULATIONS"), BNYM will do the following:
Appears in 3 contracts
Samples: Transfer Agency and Shareholder Services Agreement (First Trust Series Fund), Transfer Agency and Shareholder Services Agreement (First Trust Series Fund), Transfer Agency and Shareholder Services Agreement (First Trust Series Fund)
Customer Identification Program. (A) To assist the Fund in complying with requirements regarding a customer identification program in accordance with applicable regulations promulgated by U.S. Department of Treasury Confidential And Proprietary Execution Version under Section 326 of the USA PATRIOT Act (“CIP Regulations”), BNYM will do the following:
Appears in 2 contracts
Samples: Transfer Agency and Shareholder Services Agreement (Sit Mutual Funds Inc), Transfer Agency and Shareholder Services Agreement (Sit Mutual Funds Ii Inc)
Customer Identification Program. (A) To assist the Fund a Client in complying with requirements regarding a customer identification program in accordance with applicable regulations promulgated by U.S. Department of Treasury under Section 326 of the USA PATRIOT Act (“CIP Regulations”), BNYM will do the following:
Appears in 2 contracts
Samples: Transfer Agency and Shareholder Services Agreement (Manning & Napier Fund, Inc /Ny/), Draft Transfer Agency and Shareholder Services Agreement (Manning & Napier Fund, Inc /Ny/)
Customer Identification Program. (A) To assist the Fund in complying with requirements regarding a customer identification program in accordance with applicable regulations promulgated by U.S. Department of Treasury under Section 326 526 of the USA PATRIOT Act (“CIP Regulations”), BNYM BNY Mellon will do the following:
Appears in 1 contract
Samples: Administrative Services Agreement (Ironwood Multi-Strategy Fund LLC)
Customer Identification Program. (A) To assist the Fund in complying with its Anti-Money Laundering Program and Customer Identification Program, and requirements regarding a customer identification program in accordance with applicable regulations promulgated by U.S. Department of Treasury under Section 326 of the USA PATRIOT Act (“CIP Regulations”), BNYM will do the following:
Appears in 1 contract
Customer Identification Program. (A) To assist the Fund Trust in complying with requirements regarding a customer identification program in accordance with applicable regulations promulgated by U.S. Department of Treasury under Section 326 of the USA PATRIOT Act (“CIP Regulations”), BNYM will do the following:
Appears in 1 contract
Samples: Agency and Unitholder Services Agreement (Afl Cio Housing Investment Trust)
Customer Identification Program. (A) To assist the Fund in complying with requirements regarding a customer identification program in accordance with applicable regulations promulgated by U.S. Department of Treasury under Section 326 of the USA PATRIOT Act (“”CIP Regulations”), BNYM will do the following:
Appears in 1 contract
Samples: Transfer Agency and Shareholder Services Agreement (KKR US Direct Lending Fund-U)
