Common use of Customer Identification Program Notice Clause in Contracts

Customer Identification Program Notice. To help the U.S. government fight the funding of terrorism and money laundering activities, U.S. Federal law requires each financial institution to obtain, verify, and record certain information that identifies each person who initially opens an account with that financial institution on or after October 1, 2003. Certain of PNC’s affiliates are financial institutions, and PNC may, as a matter of policy, request (or may have already requested) the Fund’s name, address and taxpayer identification number or other government-issued identification number, and, if such party is a natural person, that party’s date of birth. PNC may also ask (and may have already asked) for additional identifying information, and PNC may take steps (and may have already taken steps) to verify the authenticity and accuracy of these data elements.

Appears in 33 contracts

Samples: Transfer Agency Services Agreement (Motley Fool Funds Trust), Sub Administration and Accounting Services Agreement (Virtus Opportunities Trust), Transfer Agency Services Agreement (PNC Advantage Funds)

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Customer Identification Program Notice. To help the U.S. government fight the funding of terrorism and money laundering activities, U.S. Federal law requires each financial institution to obtain, verify, and record certain information that identifies each person who initially opens an account with that financial institution on or after October 1, 2003. Certain of PNC’s PFPC's affiliates are financial institutions, and PNC PFPC may, as a matter of policy, request (or may have already requested) the Fund’s 's name, address and taxpayer identification number or other government-issued identification number, and, if such party is a natural person, that party’s 's date of birth. PNC PFPC may also ask (and may have already asked) for additional identifying information, and PNC PFPC may take steps (and may have already taken steps) to verify the authenticity and accuracy of these data elements.

Appears in 28 contracts

Samples: Transfer Agency Services Agreement (Sparx Funds Trust), Transfer Agency Services Agreement (MGI Funds), Transfer Agency Services Agreement (MGI Funds)

Customer Identification Program Notice. To help the U.S. government fight the funding of terrorism and money laundering activities, U.S. Federal law requires each financial institution to obtain, verify, and record certain information that identifies each person who initially opens an account with that financial institution on or after October 1, 2003. Certain of PNCPFPC’s affiliates are financial institutions, and PNC PFPC may, as a matter of policy, request (or may have already requested) the Fund’s name, address and taxpayer identification number or other government-issued identification number, and, if such party is a natural person, that party’s date of birth. PNC PFPC may also ask (and may have already asked) for additional identifying information, and PNC PFPC may take steps (and may have already taken steps) to verify the authenticity and accuracy of these data elements.

Appears in 19 contracts

Samples: Transfer Agency Services Agreement (Torray Fund), Services Agreement (Metropolitan West Funds), Form of Transfer Agency Services Agreement (Allianz RCM Global EcoTrends Fund)

Customer Identification Program Notice. To help the U.S. government fight the funding of terrorism and money laundering activities, U.S. Federal law requires each financial institution to obtain, verify, and record certain information that identifies each person who initially opens an account with that financial institution on or after October 1, 2003. Certain of PNC’s 's affiliates are financial institutions, and PNC may, as a matter of policy, request (or may have already requested) the Fund’s 's name, address and taxpayer identification number or other government-issued identification number, and, if such party is a natural person, that party’s 's date of birth. PNC may also ask (and may have already asked) for additional identifying information, and PNC may take steps (and may have already taken steps) to verify the authenticity and accuracy of these data elements.

Appears in 5 contracts

Samples: Agreement (ACAP Strategic Fund), Transfer Agency Services Agreement (First Trust Active Dividend Income Fund), Transfer Agency Services Agreement (First Trust Senior Floating Rate Income Fund Ii)

Customer Identification Program Notice. To help the U.S. government fight the funding of terrorism and money laundering activities, U.S. Federal law requires each financial institution to obtain, verify, and record certain information that identifies each person who initially opens an account with that financial institution on or after October 1, 2003. Certain of PNC’s PFPC's affiliates are financial institutions, and PNC may, as a matter of policy, policy PFPC will request (or may have already has requested) the Fund’s 's name, address and taxpayer identification number or other government-issued identification number, and, if such party is a natural person, that party’s 's date of birth. PNC PFPC may also ask (and may have already asked) for additional identifying information, and PNC PFPC may take steps (and may have already taken steps) to verify the authenticity and accuracy of these data elements.

Appears in 5 contracts

Samples: Agreement (Btop50 Cta Index Fund), Transfer Agency Services Agreement (BlackRock Kelso Capital CORP), Transfer Agency Services Agreement (BlackRock Kelso Capital CORP)

Customer Identification Program Notice. To help the U.S. government fight the funding of terrorism and money laundering activities, U.S. Federal law requires each financial institution to obtain, verify, and record certain information that identifies each person who initially opens an account with that financial institution on or after October 1, 2003. Certain of PNC’s PFPC's affiliates are financial institutions, and PNC PFPC may, as a matter of policy, request (or may have already requested) the each Fund’s 's name, address and taxpayer identification number or other government-issued identification number, and, if such party is a natural person, that party’s 's date of birth. PNC PFPC may also ask (and may have already asked) for additional identifying information, and PNC PFPC may take steps (and may have already taken steps) to verify the authenticity and accuracy of these data elements.

Appears in 4 contracts

Samples: Transfer Agency Services Agreement (Allegiant Funds), Transfer Agency Services Agreement (Allegiant Advantage Fund), Transfer Agency Services Agreement (Eip Investment Trust)

Customer Identification Program Notice. To help the U.S. United States government fight the funding of terrorism and money laundering activities, U.S. Federal United States federal law requires each financial institution to obtain, verify, and record certain information that identifies each person who initially opens an account with that financial institution on or after October 1, 2003. Certain of PNCPFPC’s affiliates are financial institutions, and PNC PFPC may, as a matter of policy, request (or may have already requested) the Fund’s name, address and taxpayer identification number or other government-issued identification number, and, if such party is a natural person, that party’s date of birth. PNC PFPC may also ask (and may have already asked) for additional identifying information, and PNC PFPC may take steps (and may have already taken steps) to verify the authenticity and accuracy of these data elements.

Appears in 4 contracts

Samples: Transfer Agency Agreement (Blackrock Funds), Transfer Agency Agreement (Blackrock Bond Allocation Target Shares), Transfer Agency Services Agreement (Blackrock Liquidity Funds)

Customer Identification Program Notice. To help the U.S. government fight the funding of terrorism and money laundering activities, U.S. Federal law requires each financial institution to obtain, verify, and record certain information that identifies each person who initially opens an account with that financial institution on or after October 1, 2003. Certain of PNCPFPC’s affiliates are financial institutions, and PNC PFPC may, as a matter of policy, request (or may have already requested) the FundTrust’s name, address and taxpayer identification number or other government-issued identification number, and, if such party is a natural person, that party’s date of birth. PNC PFPC may also ask (and may have already asked) for additional identifying information, and PNC PFPC may take steps (and may have already taken steps) to verify the authenticity and accuracy of these data elements.

Appears in 4 contracts

Samples: Transfer Agency and Blue Sky Services Agreement (BB&T Variable Insurance Funds), Transfer Agency Services Agreement (Pax World Balanced Fund), Transfer Agency Services Agreement (FundVantage Trust)

Customer Identification Program Notice. To help the U.S. government fight the funding of terrorism and money laundering activities, U.S. Federal law requires each financial institution to obtain, verify, and record certain information that identifies each person who initially opens an account with that financial institution on or after October 1, 2003. Certain of PNC’s PFPC's affiliates are financial institutions, and PNC PFPC may, as a matter of policy, request (or may have already requested) the Fund’s Trust's name, address and taxpayer identification number or other government-issued identification number, and, if such party is a natural person, that party’s 's date of birth. PNC PFPC may also ask (and may have already asked) for additional identifying information, and PNC PFPC may take steps (and may have already taken steps) to verify the authenticity and accuracy of these data elements.

Appears in 3 contracts

Samples: Transfer Agency Services Agreement (BHR Institutional Funds), Transfer Agency and Blue Sky Services Agreement (Bb&t Funds /), Services Agreement (BB&T Variable Insurance Funds)

Customer Identification Program Notice. To help the U.S. government fight the funding of terrorism and money laundering activities, U.S. Federal law requires each financial institution to obtain, verify, and record certain information that identifies each person who initially opens an account with that financial institution on or after October 1, 2003. Certain of PNCPFPC’s affiliates are financial institutions, and PNC PFPC may, as a matter of policy, request (or may have already requested) the each Fund’s name, address and taxpayer identification number or other government-issued identification number, and, if such party is a natural person, that party’s date of birth. PNC PFPC may also ask (and may have already asked) for additional identifying information, and PNC PFPC may take steps (and may have already taken steps) to verify the authenticity and accuracy of these data elements.

Appears in 3 contracts

Samples: Transfer Agency Services Agreement (Managers Funds), Transfer Agency Services Agreement (Managers Trust Ii), Transfer Agency Services Agreement (Managers Amg Funds)

Customer Identification Program Notice. To help the U.S. United States government fight the funding of terrorism and money laundering activities, U.S. Federal United States federal law requires each financial institution to obtain, verify, and record certain information that identifies each person who initially opens an account with that financial institution on or after October 1, 2003. Certain of PNC’s PFPC's affiliates are financial institutions, and PNC PFPC may, as a matter of policy, request (or may have already requested) the Fund’s 's name, address and taxpayer identification number or other government-issued identification number, and, if such party is a natural person, that party’s 's date of birth. PNC PFPC may also ask (and may have already asked) for additional identifying information, and PNC PFPC may take steps ({and may have already taken steps) to verify the authenticity and accuracy of these data elements.

Appears in 2 contracts

Samples: Transfer Agency Agreement (Merrill Lynch Multi State Municipal Series Trust), Transfer Agency Agreement (Merrill Lynch Bond Fund Inc)

Customer Identification Program Notice. To help the U.S. government fight the funding of terrorism and money laundering activities, U.S. Federal law requires each financial institution to obtain, verify, and record certain information that identifies each person who initially opens an account with that financial institution on or after October 1, 2003. Certain of PNC’s affiliates are financial institutions, and PNC may, as a matter of policy, request (or may have already requested) the FundPartnership’s name, address and taxpayer identification number or other government-issued identification number, and, if such party is a natural person, that party’s date of birth. PNC may also ask (and may have already asked) for additional identifying information, and PNC may take steps (and may have already taken steps) to verify the authenticity and accuracy of these data elements.

Appears in 1 contract

Samples: Administration, Accounting and Investor Services Agreement (Superfund Gold, L.P.)

Customer Identification Program Notice. To help the U.S. government fight the funding of terrorism and money laundering activities, U.S. Federal law requires each financial institution to obtain, verify, and record certain information that identifies each person who initially opens an account with that financial institution on or after October 1, 2003. Certain PFPC and certain of PNC’s its affiliates are financial institutions, and PNC PFPC may, as a matter of policy, request (or may have already requested) the FundCompany’s name, address and taxpayer identification number or other government-issued identification number, and, if such party is a natural person, that party’s date of birth. PNC PFPC may also ask (and may have already asked) for additional identifying information, and PNC PFPC may take steps (and may have already taken steps) to verify the authenticity and accuracy of these data elements.

Appears in 1 contract

Samples: Sub Administration Services Agreement (Highland Distressed Opportunities Fund, Inc.)

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Customer Identification Program Notice. To help the U.S. government fight the funding of terrorism and money laundering activities, U.S. Federal law requires each financial institution to obtain, verify, and record certain information that identifies each person who initially opens an account with that financial institution on or after October 1, 2003. Certain of PNC’s affiliates are financial institutions, and PNC may, as a matter of policy, request (or may have already requested) the Fund’s name, address and taxpayer identification number or other government-issued identification number, and, if such party is a natural person, that party’s date of birth. PNC may also ask (and may have already asked) for additional identifying information, and PNC may take steps (and may have already taken steps) to verify the authenticity and accuracy of these data elementssuch information.

Appears in 1 contract

Samples: Shareholder Services Agreement (Meridian Fund Inc)

Customer Identification Program Notice. To help the U.S. government fight the funding of terrorism and money laundering activities, U.S. Federal law requires each financial institution to obtain, verify, and record certain information that identifies each person who initially opens an account with that financial institution on or after October 1, 2003. Certain of PNCPFPC’s affiliates Affiliates are financial institutions, and PNC PFPC may, as a matter of policy, request (or may have already requested) the Fund’s name, address and taxpayer identification number or other government-issued identification number, and, if such party is a natural person, that party’s date of birth. PNC PFPC may also ask (and may have already asked) for additional identifying information, and PNC PFPC may take steps (and may have already taken steps) to verify the authenticity and accuracy of these data elements.

Appears in 1 contract

Samples: Transfer Agency Services Agreement (IndexIQ Trust)

Customer Identification Program Notice. To help the U.S. government fight the funding of terrorism and money laundering activities, U.S. Federal law requires each financial institution to obtain, verify, and record certain information that identifies each person who initially opens an account with that financial institution on or after October 1, 2003. Certain PFPC and certain of PNC’s its affiliates are financial institutions, and PNC PFPC may, as a matter of policy, request (or may have already requested) the FundTrust’s name, address and taxpayer identification number or other government-issued identification number, and, if such party is a natural person, that party’s date of birth. PNC PFPC may also ask (and may have already asked) for additional identifying information, and PNC PFPC may take steps (and may have already taken steps) to verify the authenticity and accuracy of these data elements.

Appears in 1 contract

Samples: Sub Administration Services Agreement (Highland Capital Multi-Strategy Fund)

Customer Identification Program Notice. To help the U.S. government fight the funding of terrorism and money laundering activities, U.S. Federal law requires each financial institution to obtain, verify, and record certain information that identifies each person who initially opens an account with that financial institution on or after October 1, 2003. Certain of PNC’s PFPC's affiliates are financial institutions, and PNC PFPC may, as a matter of policy, request (or may have already requested) the Fund’s 's name, address and taxpayer identification number or other government-issued identification number, and, if such party is a natural person, that party’s 's date of birth. PNC PFPC may also ask (and may have 20 already asked) for additional identifying information, and PNC PFPC may take steps (and may have already taken steps) to verify the authenticity and accuracy of these data elements.

Appears in 1 contract

Samples: Services Agreement (Horace Mann Mutual Funds)

Customer Identification Program Notice. To help the U.S. United States government fight the funding finding of terrorism and money laundering activities, U.S. Federal United States federal law requires each financial institution to obtain, verify, and record certain information that identifies each person who initially opens an account with that financial institution on or after October 1l, 2003. Certain of PNC’s PFPC's affiliates are financial institutions, and PNC PFPC may, as a matter of policy, request (or may have already requested) the Fund’s 's name, address and taxpayer identification number or other government-issued identification number, and, if such party is a natural person, that party’s 's date of birth. PNC PFPC may also ask (and may have already asked) for additional identifying information, and PNC PFPC may take steps (and may have already taken steps) to verify the authenticity and accuracy of these data elements.

Appears in 1 contract

Samples: Transfer Agency Agreement (BlackRock Variable Series Funds, Inc.)

Customer Identification Program Notice. To help the U.S. United States government fight the funding of terrorism and money laundering activities, U.S. Federal United States federal law requires each financial institution to obtain, verify, and record certain information that identifies each person who initially opens an account with that financial institution on or after October 1, 2003. Certain of PNC’s affiliates are financial institutions, and PNC may, as a matter of policy, request (or may have already requested) the Fund’s name, address and taxpayer identification number or other government-issued identification number, and, if such party is a natural person, that party’s date of birth. PNC may also ask (and may have already asked) for additional identifying information, and PNC may take steps (and may have already taken steps) to verify the authenticity and accuracy of these data elements.

Appears in 1 contract

Samples: Transfer Agency Agreement (BlackRock Funds III)

Customer Identification Program Notice. To help the U.S. government fight the funding of terrorism and money laundering activities, U.S. Federal law requires each financial institution to obtain, verify, and record certain information that identifies each person who initially opens an account with that financial institution on or after October 1, 2003. Certain PFPC and certain of PNC’s its affiliates are financial institutions, and PNC PFPC may, as a matter of policy, request (or may have already requested) the Fund’s name, address and taxpayer identification number or other government-issued identification number, and, if such party is a natural person, that party’s date of birth. PNC PFPC may also ask (and may have already asked) for additional identifying information, and PNC PFPC may take steps (and may have already taken steps) to verify the authenticity and accuracy of these data elements.

Appears in 1 contract

Samples: Sub Administration Services Agreement (Highland Special Situations Fund II)

Customer Identification Program Notice. To help the U.S. United States government fight the funding of terrorism and money laundering activities, U.S. Federal United States federal law requires each financial institution to obtain, verify, and record certain information that identifies each person who initially opens an account with that financial institution on or after October 1, 2003. Certain of PNC’s PFPC's affiliates are financial institutions, and PNC PFPC may, as a matter of policy, request (or may have already requested) the Fund’s 's name, address and taxpayer identification number or other government-issued identification number, and, if such party is a natural person, that party’s 's date of birth. PNC PFPC may also ask (and may have already asked) for additional identifying information, and PNC PFPC may take steps (and may have already taken steps) to verify the authenticity and accuracy of these data elements.

Appears in 1 contract

Samples: Transfer Agency Agreement (BlackRock Variable Series Funds, Inc.)

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