CPIM Sample Clauses

CPIM. 17.2.1 does not have any obligation to ensure, check or verify that the Intermediary or the Named Individual are in compliance with any rules or requirements of the FCA or of ; 17.2.2 owes no duty to advise the Intermediary or the Named Individual with respect to the Intermediary or the Named Individual to ensure that the Intermediary or Named Individual are in compliance with the requirements of the FCA or FSMA