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Common use of Covered Transactions Clause in Contracts

Covered Transactions. All annuity sales Indexed annuities only (Requires the representative to maintain two agent numbers)

Appears in 4 contracts

Sources: Broker/Dealer Master Agreement, Broker/Dealer Master Agreement, Broker/Dealer Master Agreement

Parent Clauses

  • Miscellaneous
  • Representations and Warranties of Parent and Merger Subs
  • Restrictions on Transfer Actions for Partition
  • Rights of First Refusal – Sale
  • Right of First Refusal - Lease

Sub-Clauses

  • Merger or Consolidation
  • Collateral Custodian Compensation
  • Designation of Collateral Custodian
  • Duties
  • Collateral Custodian as Agent of Collateral Agent
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