Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 142 contracts
Samples: Sales Agreement (Corium International, Inc.), Sales Agreement (Onconova Therapeutics, Inc.), Sales Agreement (SemiLEDs Corp)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 91 contracts
Samples: Sales Agreement (Pliant Therapeutics, Inc.), Sales Agreement (Ampio Pharmaceuticals, Inc.), Sales Agreement (Rockwell Medical, Inc.)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Agents for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 35 contracts
Samples: Sales Agreement (Zosano Pharma Corp), Sales Agreement (Galmed Pharmaceuticals Ltd.), Original Agreement (Anavex Life Sciences Corp.)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.S‑T.
Appears in 12 contracts
Samples: Array Biopharma (Array Biopharma Inc), Sales Agreement (Spring Bank Pharmaceuticals, Inc.), Sales Agreement (Biotime Inc)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Distribution Agents for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 11 contracts
Samples: Sales Agreement (HomeStreet, Inc.), Sales Agreement (LIGHTBRIDGE Corp), Equity Distribution Agreement (First Foundation Inc.)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.S‑T.
Appears in 11 contracts
Samples: Sales Agreement (BioCardia, Inc.), Sales Agreement (CollabRx, Inc.), Sales Agreement (Neon Therapeutics, Inc.)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Xx Xxxxx for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 9 contracts
Samples: Sales Agreement (Peregrine Pharmaceuticals Inc), Magnum Hunter Resources Corp, Magnum Hunter Resources Corp
Conformity with XXXXX Filing. The Prospectus delivered to the Distribution Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 5 contracts
Samples: Sales Agreement (LIGHTBRIDGE Corp), Lakeland Bancorp Inc, Unity Bancorp Inc /Nj/
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Agents for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions version of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 4 contracts
Samples: Sales Agreement (Zynerba Pharmaceuticals, Inc.), Sales Agreement (Spectrum Pharmaceuticals Inc), Sales Agreement (Spectrum Pharmaceuticals Inc)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Xxxxx-Xxxxxx for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 4 contracts
Samples: Sales Agreement (Microvision, Inc.), CPS Technologies Corp/De/, Microvision, Inc.
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Agents for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 3 contracts
Samples: Paramount Gold Nevada Corp., YRC Worldwide Inc., ARYx Therapeutics, Inc.
Conformity with XXXXX Filing. The Prospectus Prospectuses delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus Prospectuses created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 2 contracts
Samples: Sales Agreement (Aurinia Pharmaceuticals Inc.), Aurinia Pharmaceuticals Inc.
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Xxxxxxxxxx for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 2 contracts
Samples: Magnum Hunter Resources Corp, Magnum Hunter Resources Corp
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be substantially identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 2 contracts
Samples: MONROE CAPITAL Corp, MONROE CAPITAL Corp
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Manager for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 2 contracts
Samples: Distribution Agency Agreement (Tellurian Inc. /De/), Distribution Agency Agreement (Tellurian Inc. /De/)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.T under the Securities Act.
Appears in 2 contracts
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions version of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.S‑T.
Appears in 2 contracts
Samples: Evogene Ltd., Evogene Ltd.
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXXXXXXX and SEDAR, except to the extent permitted by Regulation S-T.
Appears in 2 contracts
Samples: Sales Agreement (Avino Silver & Gold Mines LTD), Sales Agreement (Avino Silver & Gold Mines LTD)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.T under the Securities Act.
Appears in 2 contracts
Samples: Sales Agreement (Ardelyx, Inc.), OncoMed Pharmaceuticals Inc
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Xxxxxxxxxx for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions version of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 2 contracts
Samples: Market Issuance Sales Agreement (Aeterna Zentaris Inc.), Market Issuance Sales Agreement (Aeterna Zentaris Inc.)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use each Purchaser in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Immucell Corp /De/), Securities Purchase Agreement (Immucell Corp /De/)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Agents for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.S‑T.
Appears in 2 contracts
Samples: Market Sales Agreement (Paratek Pharmaceuticals, Inc.), Sales Agreement (Energy Fuels Inc)
Conformity with XXXXX Filing. The Prospectus delivered to the Placement Agent for use in connection with the sale of the Placement Shares Offered Securities pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Samples: Chiasma, Inc
Conformity with XXXXX Filing. The Prospectus delivered to the Placement Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement the Transaction Documents will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Samples: Securities Purchase Agreement (Tellurian Inc. /De/)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.T. Any certificate signed by an officer of the Company and delivered to the Agent or to counsel for the Agent pursuant to or in connection with this Agreement shall be deemed to be a representation and warranty by the Company, as applicable, to the Agent as to the matters set forth therein.
Appears in 1 contract
Samples: Intrexon Corp
Conformity with XXXXX Filing. The Prospectus delivered to the Placement Agent for use in connection with the sale of the Placement Shares Securities pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.T
Appears in 1 contract
Samples: Akebia Therapeutics, Inc.
Conformity with XXXXX Filing. The Prospectus delivered to the Placement Agent for use in connection with the sale of the Placement Shares Public Securities pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.T under the Securities Act.
Appears in 1 contract
Samples: Pain Therapeutics Inc
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T..
Appears in 1 contract
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions version of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the and Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Samples: Sales Agreement (Durect Corp)
Conformity with XXXXX Filing. The Prospectus delivered to the Placement Agent for use in connection with the sale of the Placement Shares Securities pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.S‑T.
Appears in 1 contract
Conformity with XXXXX Filing. The Prospectus delivered or made available to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Samples: Salem Media Group, Inc. /De/
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Managers for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Samples: Distribution Agency Agreement (Tellurian Inc. /De/)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Xxxxxxx Xxxxxxx for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Samples: Microvision, Inc.
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.T. (oo) [Reserved].
Appears in 1 contract
Samples: Aerie Pharmaceuticals Inc
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.S‑T.
Appears in 1 contract
Samples: Opiant Pharmaceuticals, Inc.
Conformity with XXXXX Filing. The Prospectus delivered upon request to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Samples: Sonoma Pharmaceuticals, Inc.
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Agents for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXXXXXXX and SEDAR, except to the extent permitted by Regulation S-T.S‑T.
Appears in 1 contract
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Agents for use in connection with the sale of the Placement Shares ADSs pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXXXXXXX and SEDAR, except to the extent permitted by Regulation S-T.S‑T.
Appears in 1 contract
Conformity with XXXXX Filing. The Prospectus delivered to the Agent X. Xxxxx for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Conformity with XXXXX Filing. The Prospectus delivered to the each Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created by the Company to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Samples: Brickell Biotech, Inc.
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions version of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Samples: Acasti Pharma Inc.
Conformity with XXXXX Filing. The Prospectus delivered to the Agent X. Xxxxx Securities for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Samples: Umh Properties, Inc.
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Agents for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.S‑T.
Appears in 1 contract
Samples: Cerecor Inc.
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Agents for use in connection with the sale of the Placement Shares pursuant to this Agreement after the date hereof will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares Notes pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Samples: Market Issuance Sales Agreement (Tellurian Inc. /De/)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Samples: Provectus Biopharmaceuticals, Inc.
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Representative for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Agents for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions version of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Samples: Acasti Pharma Inc.
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Agents for use in connection with the sale of the Placement Shares Securities pursuant to this Agreement will be substantially identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Samples: Equity Distribution Agreement (FIDUS INVESTMENT Corp)
