Conflicts of Interests and Prohibited Activities. The following provisions in this Section 10 shall apply for only so long as the shares of the Company are not listed on a national securities exchange.
Appears in 11 contracts
Samples: Investment Advisory and Management Services Agreement (Business Development Corp of America), Investment Advisory and Management Services Agreement (Business Development Corp of America), Investment Advisory and Management Services Agreement (Business Development Corp of America)
Conflicts of Interests and Prohibited Activities. The following provisions in this Section 10 shall apply for only so long as the shares of common stock (the “shares”) of the Company are not listed on a national securities exchange.
Appears in 7 contracts
Samples: Investment Advisory Agreement (VII Peaks-KBR Co-Optivist Income BDC II, Inc.), Investment Advisory Agreement (Sierra Income Corp), Investment Advisory Agreement (Sierra Income Corp)
Conflicts of Interests and Prohibited Activities. The following provisions in this Section 10 shall apply for only so long as the shares Common Shares of the Company are not listed on a national securities exchange.
Appears in 6 contracts
Samples: Investment Advisory And (HMS Income Fund, Inc.), Investment Advisory And (Main Street Capital CORP), Investment Advisory And (HMS Income Fund, Inc.)
Conflicts of Interests and Prohibited Activities. The following provisions in this Section 10 shall apply for only so long as the shares of the Company Company’s common stock are not listed on a national securities exchange.
Appears in 5 contracts
Samples: Investment Advisory Agreement (CION Investment Corp), Investment Advisory and Administrative Services Agreement (Yorke Capital Corp), Services Agreement (Yorke Capital Corp)
Conflicts of Interests and Prohibited Activities. The following provisions in this Section 10 shall apply for only so long as the shares of the Company Corporation are not listed on a national securities exchange.
Appears in 3 contracts
Samples: Investment Advisory Agreement (Prospect Flexible Income Fund, Inc.), Investment Advisory Agreement (Prospect Flexible Income Fund, Inc.), Investment Advisory Agreement (TP Flexible Income Fund, Inc.)
Conflicts of Interests and Prohibited Activities. The following provisions in this Section 10 shall apply for only so long as the shares of the Company Common Shares are not listed on a national securities exchange.
Appears in 3 contracts
Samples: Administrative Services Agreement (FS Energy & Power Fund II), Administrative Services Agreement (FS Energy & Power Fund II), Administrative Services Agreement (FS Energy & Power Fund II)
Conflicts of Interests and Prohibited Activities. The following provisions in this Section 10 shall apply for only so long as the shares Common Shares of the Company Fund are not listed on a national securities exchange.
Appears in 2 contracts
Samples: Investment Advisory And (FS Energy & Power Fund), Administrative Services Agreement (FS Energy & Power Fund)
Conflicts of Interests and Prohibited Activities. The following provisions in this Section 10 shall apply for only so long as the shares of the Company Shares are not listed on a national securities exchange.
Appears in 1 contract
Samples: Investment Advisory (BUSINESS DEVELOPMENT Corp OF AMERICA II)
Conflicts of Interests and Prohibited Activities. The following provisions in this Section 10 shall apply for only so long as the shares Common Stock of the Company Corporation are not listed on a national securities exchange.
Appears in 1 contract
Conflicts of Interests and Prohibited Activities. The following provisions in this Section 10 shall apply for only so long as the shares of the Company Common Shares are not listed on a national securities exchange.
Appears in 1 contract
Samples: Investment Advisory and Administrative Services Agreement (FS Energy & Power Fund)
