Confirmation by Broker/Dealer. Broker/Dealer must provide written confirmation to the Fund that instructions have been executed. Broker/Dealer agrees to provide confirmation as soon as reasonably practicable, but not later than ten business days after the instructions have been executed.
Appears in 52 contracts
Samples: Form of Broker Dealer (Harvest Volatility Edge Trust), Broker Dealer (Transparent Value Trust), Broker Dealer (Transparent Value Trust)
Confirmation by Broker/Dealer. Broker/-Dealer must provide written confirmation to the Fund that instructions have been executed. Broker/-Dealer agrees to provide confirmation as soon as reasonably practicable, but not later than ten business days after the instructions have been executed.
Appears in 9 contracts
Samples: Broker Dealer (FS Credit Income Fund), Broker Dealer (Resource Credit Income Fund), Broker Dealer (List Income Opportunities Fund)
Confirmation by Broker/Dealer. Broker/-Dealer must provide written confirmation to the Fund that instructions have been executed. Broker/-Dealer agrees to provide confirmation as soon as reasonably practicable, but not later than ten 10 business days after the instructions have been executed.
Appears in 5 contracts
Samples: Broker Dealer (Brandes Investment Trust), Broker Dealer (FS Series Trust), Broker Dealer Selling Agreement (ALPS Series Trust)
Confirmation by Broker/Dealer. Broker/-Dealer must provide written confirmation to the Fund Company that instructions have been executed. Broker/-Dealer agrees to provide confirmation as soon as reasonably practicable, but not later than ten business days after the instructions have been executed.
Appears in 1 contract
