Concerning Knowledge Clause Samples
Concerning Knowledge. When used herein, a reference to the "knowledge" of the Adviser or the Fund means the actual knowledge of a Senior Officer of such Person of the matter in question, and not just the facts giving rise to the matter. For purposes hereof, the term Senior Officer means (i) in the case of the Adviser, an officer who is a Director or occupies a more senior position, and (ii) in the case of the Fund, the President, any Vice-President, the Treasurer or the Secretary of the Fund.
Concerning Knowledge. 45 Section 12.15 No Additional Trust Created ................................................ 45 Exhibit A Form of Financial Guarantee Insurance Policy Exhibit B Form of Direction and Undertaking Regarding Remedies Schedule 1 Notice Procedures Schedule 2 Form of Daily Report (Calculation Agent) Schedule 3 Form of Holdings Report (Fund Accounting Agent) Schedule 4 Form of Trial Balance Report (Fund Accounting Agent) Schedule 5 Form of Purchases and Sales Report (Fund Accounting Agent) Schedule 6 Form of Weekly Investment Restrictions Report (Adviser) Schedule 7 Form of Weekly Sector Weights Report (Adviser) Schedule 8 Form of Weekly Fund Statistics Report (Adviser) FINANCIAL GUARANTEE AGREEMENT FINANCIAL GUARANTEE AGREEMENT, dated as of January 17, 2003 (the "Agreement"), among AMBAC ASSURANCE CORPORATION, a Wisconsin domiciled stock insurance company (the "Insurer"), FRANK RUSSELL INVESTMENT MANAGEMENT COMPANY, a Washington corporati▇▇ (▇▇▇ "▇▇▇▇ser"), SALOMON SMITH BARNEY INC., a corporation organized under the laws o▇ ▇▇▇ ▇▇▇▇▇ ▇f New York (the "Calculation Agent"), and FRANK RUSSELL INVESTMENT COMPANY, a Massachusetts business trust (t▇▇ "▇▇▇▇▇"), on behalf of its series RUSSELL MULTI-MANAGER PRINCIPAL PROTECTED FUND (the "Fund").
Concerning Knowledge. 41 Section 12.15 No Additional Trust Created..............................41 Exhibit A Form of Financial Guarantee Insurance Policy Exhibit B Form of Direction and Undertaking Regarding Remedies Schedule 1-A Form of Daily Gap Risk Report Schedule 1-B Form of Daily Portfolio Requirements Report Schedule 2 Form of Weekly Report Schedule 3 Notice Procedures Schedule 4 Duration Calculation Methodology FINANCIAL GUARANTEE AGREEMENT FINANCIAL GUARANTEE AGREEMENT, dated as of February 26, 2003 (the "AGREEMENT"), among AMBAC ASSURANCE CORPORATION, a Wisconsin domiciled stock insurance company (the "INSURER"), PIONEER INVESTMENT MANAGEMENT, INC., a Delaware corporation (the "ADVISER"), and PIONEER PROTECTED PRINCIPAL TRUST, a Delaware business trust (the "TRUST"), on behalf of its series PIONEER PROTECTED PRINCIPAL PLUS FUND II (the "FUND").
Concerning Knowledge. 35 Section 12.15 No Additional Trust Created.............................................35 Section 12.16
Concerning Knowledge. 33 Exhibit A Form of Financial Guarantee Insurance Policy Exhibit B Form of Direction and Undertaking Regarding Remedies Schedule 1 Form of Daily Report Schedule 2 Litigation Disclosure FINANCIAL GUARANTEE AGREEMENT FINANCIAL GUARANTEE AGREEMENT, dated as of March 29, 2002 (the "Agreement"), among AMBAC ASSURANCE CORPORATION, a Wisconsin domiciled stock insurance company (the "Insurer"), ▇▇▇▇▇ ▇▇▇▇▇▇ FUND MANAGEMENT LLC, a Delaware limited liability company (the "Adviser"), and ▇▇▇▇▇ ▇▇▇▇▇▇ TRUST II, a Massachusetts business trust (the "Trust"), on behalf of its series ▇▇▇▇▇ ▇▇▇▇▇▇ CAPITAL PRESERVATION FUND (the "Fund").
Concerning Knowledge. 40 Section 12.15 No Additional Trust Created....................................40 Exhibit A Form of Financial Guarantee Insurance Policy Exhibit B Form of Direction and Undertaking Regarding Remedies Schedule 1 Form of Daily Report Schedule 2 Intentionally omitted. Schedule 3 Notice Procedures Schedule 4 Confidentiality Undertaking FINANCIAL GUARANTEE AGREEMENT FINANCIAL GUARANTEE AGREEMENT, dated as of January 9, 2003, (the "Agreement"), among AMBAC ASSURANCE CORPORATION, a Wisconsin domiciled stock insurance company (the "Insurer"), FUND ASSET MANAGEMENT, L.P., a Delaware limited partnership (the "Adviser"), and MERRILL LYNCH PRINCIPAL PROTECTED TRUST, a Delaware statutory t▇▇▇▇ (▇h▇ "▇▇ust"), on behalf of its series MERRILL LYNCH CORE PRINCIPAL PROTECTED FUND (the "Fund").