Compliance with Xxxxxxxx-Xxxxx Act of 2002. The Company and, to the best of its knowledge, its officers and directors are in compliance with applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewith (the “Xxxxxxxx-Xxxxx Act”) that are effective and are actively taking steps to ensure that they will be in compliance with other applicable provisions of the Xxxxxxxx-Xxxxx Act upon the effectiveness of such provisions, including Section 402 related to loans and Sections 302 and 906 related to certifications.
Appears in 13 contracts
Samples: Underwriting Agreement (Methes Energies International LTD), Underwriting Agreement (Methes Energies International LTD), Underwriting Agreement (S&W Seed Co)
Compliance with Xxxxxxxx-Xxxxx Act of 2002. The Company and, to the best of its knowledge, its officers and directors are in compliance with applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewith (the “"Xxxxxxxx-Xxxxx Act”") that are effective and are actively taking steps to ensure that they will be in compliance with other applicable provisions of the Xxxxxxxx-Xxxxx Act upon the effectiveness of such provisions, including Section 402 related to loans and Sections 302 and 906 related to certifications.
Appears in 3 contracts
Samples: Underwriting Agreement (McCormick & Schmicks Seafood Restaurants Inc.), McCormick & Schmicks Seafood Restaurants Inc., Ascent Solar Technologies, Inc.
Compliance with Xxxxxxxx-Xxxxx Act of 2002. The Company and, to the best of its knowledge, its officers and directors are in compliance with applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewith (the “Xxxxxxxx-Xxxxx Act”) that are effective and are actively taking steps to ensure that they will be in compliance with other applicable provisions of the Xxxxxxxx-Xxxxx Act upon the effectiveness of such provisions, including including, without limitation, Section 402 related to loans loans, Section 404 related to management’s assessment of internal controls and Sections 302 and 906 related to certifications.
Appears in 3 contracts
Samples: Underwriting Agreement (Quantum Group Inc /Fl), Underwriting Agreement (Quantum Group Inc /Fl), Underwriting Agreement (Quantum Group Inc /Fl)
Compliance with Xxxxxxxx-Xxxxx Act of 2002. The Company and, to the best of its knowledge, its officers and directors directors, are in compliance with applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewith (the “Xxxxxxxx-Xxxxx Act”) that are effective and are actively taking steps to ensure that they will be in compliance with other applicable provisions of the Xxxxxxxx-Xxxxx Act upon the effectiveness of such provisions, including Section 402 related to loans and Sections 302 and 906 related to certifications.
Appears in 2 contracts
Samples: Underwriting Agreement (Smart Move, Inc.), Underwriting Agreement (Smart Move, Inc.)
Compliance with Xxxxxxxx-Xxxxx Act of 2002. The Company and, to the best of its knowledge, and its officers and directors are in compliance in all material respects with applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewith (that, with respect to the “Xxxxxxxx-Xxxxx Act”) that Company, are effective and are actively taking steps to ensure that they will be in compliance with other applicable provisions as of the Xxxxxxxx-Xxxxx Act upon the effectiveness of such provisions, including Section 402 related to loans and Sections 302 and 906 related to certificationsdate hereof.
Appears in 2 contracts
Samples: Purchase Agreement (Chattem Canada Holdings Inc), Purchase Agreement (Venture Holdings, Inc.)
Compliance with Xxxxxxxx-Xxxxx Act of 2002. The Company and, to the its best of its knowledge, its officers and directors are in compliance in all material respects with the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewith (the “"Xxxxxxxx-Xxxxx Act”") that are effective and are actively taking steps to ensure that they will be in compliance with other applicable provisions of the Xxxxxxxx-Xxxxx Act upon the effectiveness of such provisions, including Section 402 related to loans and Sections 302 and 906 related to certificationseffective.
Appears in 2 contracts
Samples: 2011 Purchase Agreement (Qwest Communications International Inc), Purchase Agreement (Qwest Corp)
Compliance with Xxxxxxxx-Xxxxx Act of 2002. The Company and, to the best of its knowledge, its officers and directors are in compliance in all material respects with the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewith (the “"Xxxxxxxx-Xxxxx Act”") that are effective and are actively taking steps to ensure that they will be in compliance with other applicable provisions of the Xxxxxxxx-Xxxxx Act upon the effectiveness of such provisions, including Section 402 related to loans and Sections 302 and 906 related to certificationseffective.
Appears in 1 contract
Samples: Purchase Agreement (Qwest Communications International Inc)
Compliance with Xxxxxxxx-Xxxxx Act of 2002. The Company and, to the best of its knowledge, its officers and directors are in compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewith (the “Xxxxxxxx-Xxxxx Act”) that are effective and are actively taking steps to ensure that they will be in compliance with other applicable provisions of the Xxxxxxxx-Xxxxx Act upon the effectiveness of such provisions, including Section 402 related to loans and Sections 302 and 906 related to certifications.
Appears in 1 contract
Samples: Underwriting Agreement (CHINA METRO-RURAL HOLDINGS LTD)
Compliance with Xxxxxxxx-Xxxxx Act of 2002. The Company and, to the best of its knowledge, its officers and directors are in compliance with applicable effective provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewith (the “Xxxxxxxx-Xxxxx Act”) that are effective ), and are actively taking steps to ensure that they will be in compliance with other applicable provisions of the Xxxxxxxx-Xxxxx Act upon the effectiveness of such provisions, including Section 402 related to loans and Sections 302 and 906 related to certificationstheir effectiveness.
Appears in 1 contract
Compliance with Xxxxxxxx-Xxxxx Act of 2002. The Company and, to the best of its knowledge, its officers and directors are in compliance with applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewith (the “Xxxxxxxx-Xxxxx Act”) that are effective and are actively taking steps to ensure that they will be in compliance with other applicable provisions of the Xxxxxxxx-Xxxxx Act upon the effectiveness of such provisions, provisions including Section 402 related to loans and Sections 302 and 906 related to certifications.
Appears in 1 contract
Samples: Purchase Agreement (Boston Private Financial Holdings Inc)
Compliance with Xxxxxxxx-Xxxxx Act of 2002. The Company and, to the best of its knowledge, its officers and directors are in compliance with applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewith (the “"Xxxxxxxx-Xxxxx Act”") that are effective and are actively taking steps to ensure that they will be in compliance with other applicable provisions of the Xxxxxxxx-Xxxxx Act upon the effectiveness of such provisions, including Section 402 related to loans and Sections 302 and 906 related to certifications.
Appears in 1 contract
Samples: Syngence Corp
Compliance with Xxxxxxxx-Xxxxx Act of 2002. The Company and, to the best of its Company's knowledge, its the officers and directors of the Company, in their capacities as such, are in compliance with applicable provisions in all material respects with, and have complied with, the provisions, to the extent effective, of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewith (the “Xxxxxxxx-Xxxxx Act”) that are effective and are actively taking steps applicable to ensure that they will be in compliance with other applicable provisions of the Xxxxxxxx-Xxxxx Act upon the effectiveness of such provisionsCompany, including without limitation Section 402 thereof related to loans and Sections 302 and 906 thereof related to certifications.
Appears in 1 contract
Samples: Purchase Agreement (WXON, Inc.)
Compliance with Xxxxxxxx-Xxxxx Act of 2002. The Company and, to the best of its knowledge, its officers and directors are in compliance with applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewith (the “Xxxxxxxx"XXXXXXXX-Xxxxx Act”XXXXX ACT") that are effective and are actively taking steps to ensure that they will be in compliance with other applicable provisions of the Xxxxxxxx-Xxxxx Act upon the effectiveness of such provisions, including Section 402 related to loans and Sections 302 and 906 related to certifications.
Appears in 1 contract
Compliance with Xxxxxxxx-Xxxxx Act of 2002. The Company and, to the best of its knowledge, its officers and directors are in compliance in all material respects with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewith (the “Xxxxxxxx-Xxxxx Act”) that are effective and are actively taking steps to ensure that they will be in compliance with other applicable provisions of the Xxxxxxxx-Xxxxx Act upon the effectiveness of such provisions, including Section 402 related to loans and Sections 302 and 906 related to certificationseffective.
Appears in 1 contract
Samples: Underwriting Agreement (Progressive Gaming International Corp)
Compliance with Xxxxxxxx-Xxxxx Act of 2002. The Company and, to the best of its knowledge, its officers and directors directors, are in compliance with applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewith (the “Xxxxxxxx-Xxxxx Act”) that are effective and are actively taking steps to ensure that they will be in compliance with other applicable provisions of the Xxxxxxxx-Xxxxx Act upon the effectiveness of such provisions, including Section 402 related to loans and Sections 302 and 906 related to certifications.
Appears in 1 contract
Compliance with Xxxxxxxx-Xxxxx Act of 2002. The Company and, to the best of its knowledge, its officers and directors are in compliance with applicable effective provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewith (the “"Xxxxxxxx-Xxxxx Act”) that are effective "), and are actively taking steps to ensure that they will be in compliance with other applicable provisions of the Xxxxxxxx-Xxxxx Act upon the effectiveness of such provisions, including Section 402 related to loans and Sections 302 and 906 related to certificationstheir effectiveness.
Appears in 1 contract