Common use of Compliance with United States Securities Laws Clause in Contracts

Compliance with United States Securities Laws. 17.1 The Agents make the representations, warranties and covenants applicable to them in Schedule "A" hereto and agree, on behalf of themselves and their United States registered broker-dealer affiliates, for the benefit of the Corporation, to comply with the U.S. selling restrictions imposed by United States federal and state securities laws as set forth in Schedule "A" hereto, which forms part of this Agreement. The Agents also agree to obtain such an agreement from each member of the Selling Firms.

Appears in 2 contracts

Samples: Agency Agreement, Agency Agreement

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Compliance with United States Securities Laws. 17.1 16.1 The Agents make Agent makes the representations, warranties and covenants applicable to them in Schedule "A" hereto and agreeagrees, on behalf of themselves itself and their its United States registered broker-dealer affiliates, for the benefit of the Corporation, to comply with the U.S. selling restrictions imposed by United States federal and state securities laws as set forth in Schedule "A" hereto, which forms part of this Agreement. The Agents Agent also agree agrees to obtain such an agreement from each member of the Selling Firms.

Appears in 1 contract

Samples: Agency Agreement

Compliance with United States Securities Laws. 17.1 (a) The Agents make Agent makes the representations, warranties and covenants applicable to them in Schedule "A" hereto and agreeagrees, on behalf of themselves itself and their United States registered broker-dealer affiliatesits U.S. Affiliate, for the benefit of the CorporationCompany, to comply with the U.S. selling restrictions imposed by the laws of the United States federal and state securities laws as set forth in Schedule "A" hereto, which forms part of this Agreement. The Agents also agree to obtain such an agreement from each member of the Selling Firms.

Appears in 1 contract

Samples: Agency Agreement

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Compliance with United States Securities Laws. 17.1 The Agents make Agent makes the representations, warranties and covenants applicable to them in Schedule "A" hereto and agree, on behalf of themselves and their United States registered broker-dealer affiliates, for the benefit of the Corporation, to comply with the U.S. selling restrictions imposed by United States federal and state securities laws as set forth in Schedule "A" hereto, which forms part of this Agreement. The Agents Agent also agree agrees to obtain such an agreement from each member of the Selling Firms.

Appears in 1 contract

Samples: Agency Agreement

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