Common use of Compliance with Securities Clause in Contracts

Compliance with Securities. Regulations and Commission ----------------------------------------------------- Requests. The Company, subject to Section 3(a)(ii), will comply with the -------- requirements of Rule 430A or Rule 434, as applicable, and will notify the Global Coordinator as soon as reasonably practicable, and confirm the notice in writing, (A) when any post-effective amendment to the Registration Statement, shall become effective, or any supplement to the Prospectuses or any amended Prospectuses shall have been filed, (B) of the receipt of any comments from the Commission, (C) of any request by the Commission for any amendment to the Registration Statement or any amendment or supplement to the Prospectuses or for additional information, and (D) of the issuance by the Commission of any stop order suspending the effectiveness of the Registration Statement or of any order preventing or suspending the use of any preliminary prospectus, or of the suspension of the qualification of the U.S. Securities for offering or sale in any jurisdiction, or of the initiation or threatening of any proceedings for any of such purposes. The Company will promptly effect the filings necessary pursuant to Rule 424(b) and will take such steps as it deems necessary to ascertain promptly whether the form of prospectus transmitted for filing under Rule 424(b) was received for filing by the Commission and, in the event that it was not, it will promptly file such prospectus. The Company will make every reasonable effort to prevent the issuance of any stop order and, if any stop order is issued, to obtain the lifting thereof at the earliest possible moment.

Appears in 2 contracts

Samples: Purchase Agreement (Apex Mortgage Capital Inc), Purchase Agreement (Apex Mortgage Capital Inc)

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Compliance with Securities. Regulations and Commission ----------------------------------------------------- Requests. The Company, subject to Section 3(a)(ii), will comply with the -------- requirements of Rule 430A or Rule 434, as applicable, and will notify the Global Coordinator as soon as reasonably practicable, and confirm the notice in writing, (A) when any post-effective amendment to the Registration Statement, shall become effective, or any supplement to the Prospectuses or any amended Prospectuses shall have been filed, (B) of the receipt of any comments from the Commission, (C) of any request by the Commission for any amendment to the Registration Statement or any amendment or supplement to the Prospectuses or for additional information, and (D) of the issuance by the Commission of any stop order suspending the effectiveness of the Registration Statement or of any order preventing or suspending the use of any preliminary prospectus, or of the suspension of the qualification of the U.S. Securities for offering or sale in any jurisdiction, or of the initiation or threatening of any proceedings for any of such purposes. The Company will promptly effect the filings necessary pursuant to Rule 424(b) and will take such steps as it deems necessary to ascertain promptly whether the form of prospectus transmitted for filing under Rule 424(b) was received for filing by the Commission and, in the event that it was not, it will promptly file such prospectus. The Company will make every reasonable effort to prevent the issuance of any stop order and, if any stop order is issued, to obtain the lifting thereof at the earliest possible moment.

Appears in 2 contracts

Samples: Management Agreement (Apex Mortgage Capital Inc), International Purchase Agreement (Apex Mortgage Capital Inc)

Compliance with Securities. Regulations and Commission ----------------------------------------------------- Requests. The Company, subject to Section 3(a)(ii3(b), will comply with the -------- requirements of Rule 430A or Rule 434, as applicable, and will notify the Global Coordinator as soon as reasonably practicableimmediately, and confirm the notice in writing, (Ai) when any post-effective amendment to the Registration Statement, Statement shall become effective, or any supplement to the Prospectuses or any amended Prospectuses shall have been filed, (Bii) of the receipt of any comments from the Commission, (Ciii) of any request by the Commission for any amendment to the Registration Statement or any amendment or supplement to the Prospectuses or for additional information, and (Div) of the issuance by the Commission of any stop order suspending the effectiveness of the Registration Statement or of any order preventing or suspending the use of any preliminary prospectus, or of the suspension of the qualification of the U.S. Securities for offering or sale in any jurisdiction, or of the initiation or threatening of any proceedings for any of such purposes. The Company will promptly effect the filings necessary pursuant to Rule 424(b) and will take such steps as it deems necessary to ascertain promptly whether the form of prospectus transmitted for filing under Rule 424(b) was received for filing by the Commission and, in the event that it was not, it will promptly file such prospectus. The Company will make every reasonable effort to prevent the issuance of any stop order and, if any stop order is issued, to obtain the lifting thereof at the earliest possible moment.

Appears in 1 contract

Samples: International Purchase Agreement (Opentv Corp)

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Compliance with Securities. Regulations and Commission ----------------------------------------------------- Requests. Requests --- -------------------------------------------------------------- The Company, subject to Section 3(a)(ii3(b), will comply with the -------- requirements of Rule 430A or Rule 434, as applicable, and will notify the Global Coordinator as soon as reasonably practicableRepresentatives immediately, and confirm the notice in writing, (Ai) when any post-effective amendment to the Registration Statement, Statement shall become effective, or any supplement to the Prospectuses Prospectus or any amended Prospectuses Prospectus shall have been filed, (Bii) of the receipt of any comments from the Commission, (Ciii) of any request by the Commission for any amendment to the Registration Statement or any amendment or supplement to the Prospectuses Prospectus or for additional information, and (Div) of the issuance by the Commission of any stop order suspending the effectiveness of the Registration Statement or of any order preventing or suspending the use of any preliminary prospectus, or of the suspension of the qualification of the U.S. Securities for offering or sale in any jurisdiction, or of the initiation or threatening of any proceedings for any of such purposes. The Company will promptly effect the filings necessary pursuant to Rule 424(b) and will take such steps as it deems necessary to ascertain promptly whether the form of prospectus transmitted for filing under Rule 424(b) was received for filing by the Commission and, in the event that it was not, it will promptly file such prospectus. The Company will make every use reasonable effort efforts to prevent the issuance of any stop order and, if any stop order is issued, to obtain the lifting thereof at the earliest possible moment.

Appears in 1 contract

Samples: Underwriting Agreement (Puget Sound Energy Inc)

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