Compliance with Securities Laws. (i) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and the shares of Warrant Stock to be issued upon exercise hereof are being acquired solely for the Holder's own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 261 contracts
Samples: Note and Warrant Purchase Agreement (Eden Energy Corp), Warrant Acknowledgement (BPO Management Services), Registration Rights Agreement (Impart Media Group Inc)
Compliance with Securities Laws. (i) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and the shares of Warrant Stock to be issued upon exercise hereof are being acquired solely for the Holder's ’s own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 196 contracts
Samples: Agreement (Comprehensive Care Corp), Securities Purchase Agreement (Amacore Group, Inc.), Waiver for Securities Purchase Agreement (Neoprobe Corp)
Compliance with Securities Laws. (i) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and or the shares of Warrant Stock to be issued upon exercise hereof are being acquired solely for the Holder's own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 111 contracts
Samples: Wave Systems Corp, Home Solutions of America Inc, Health Sciences Group Inc
Compliance with Securities Laws. (i) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and or the shares of Warrant Stock to be issued upon exercise hereof are being acquired solely for the Holder's ’s own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 19 contracts
Samples: Chembio Diagnostics, Inc., Apollo Resources International Inc, Siebert Lawrence A.
Compliance with Securities Laws. (i) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and the shares of Warrant Stock Shares to be issued upon exercise hereof are being acquired solely for the Holder's ’s own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock Shares to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 9 contracts
Samples: Share Purchase Agreement (Leisure Acquisition Corp.), Share Purchase Agreement (FibroBiologics Inc.), Share Purchase Agreement (Med-X, Inc.)
Compliance with Securities Laws. (i) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and or the shares of Warrant Stock Shares to be issued upon exercise hereof are being acquired solely for the Holder's own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock Shares to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 8 contracts
Samples: Share Purchase Agreement (Hienergy Technologies Inc), Debt Conversion Agreement (Hienergy Technologies Inc), Debt Conversion Agreement (Hienergy Technologies Inc)
Compliance with Securities Laws. (i) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and or the shares of Warrant Stock to be issued upon exercise hereof hereof, as applicable, are being acquired solely for the Holder's own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock to be issued upon exercise hereof hereof, except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 8 contracts
Samples: VisualMED Clinical Solutions Corp., VisualMED Clinical Solutions Corp., Communication Intelligence Corp
Compliance with Securities Laws. (i) 1. The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and or the shares of Warrant Stock to be issued upon exercise hereof are being acquired solely for the Holder's own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 4 contracts
Samples: Virtual Communities Inc/De/, Virtual Communities Inc/De/, Virtual Communities Inc/De/
Compliance with Securities Laws. (i) The Holder of this Warrant, by acceptance hereof, hereof acknowledges that this Warrant and the shares of Warrant Common Stock or Common Stock to be issued upon exercise hereof or conversion thereof are being acquired solely for the Holder's ’s own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Common Stock or Common Stock to be issued upon exercise hereof or conversion thereof except pursuant to an effective registration statement, under circumstances that will not result in a violation of the Act or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 3 contracts
Samples: MHR Capital Partners Master Account LP, MHR Capital Partners Master Account LP, MHR Capital Partners Master Account LP
Compliance with Securities Laws. (i) The Holder of this WarrantWarrant Certificate, by acceptance hereof, acknowledges that this Warrant the Warrants and the shares of Warrant Stock to be issued upon exercise hereof are being acquired solely for the Holder's ’s own account and not as a nominee for any other party, and for investment, and agrees that the Holder will not acquire the Warrant Stock, offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 3 contracts
Samples: Unit Subscription Agreement (Flux Power Holdings, Inc.), Unit Subscription Agreement (Flux Power Holdings, Inc.), Security Agreement (Flux Power Holdings, Inc.)
Compliance with Securities Laws. (i) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and the shares of Warrant Stock Shares to be issued upon exercise hereof are being acquired solely for the Holder's ’s own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock Shares to be issued upon exercise hereof except pursuant to an effective registration statementunder circumstances that will not result in a violation of this Warrant, or an exemption from registration, under the Securities Act and or any applicable state securities laws.
Appears in 3 contracts
Samples: Shareholders’ Agreement (Inversiones Los Avellanos), Shareholders’ Agreement (Inversiones Los Avellanos), Inversiones Los Avellanos
Compliance with Securities Laws. (i) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and or the shares of Warrant Stock to be issued upon exercise hereof are being acquired solely for the Holder's own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell sell, pledge or otherwise dispose of this Warrant or any shares of Warrant Stock to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 3 contracts
Samples: Purchase Agreement (Sassower Philip S), Purchase Agreement (JLM Industries Inc), JLM Industries Inc
Compliance with Securities Laws. (i) 2.7.1 The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and the shares of Warrant Stock to be issued upon exercise hereof are being acquired solely for the Holder's ’s own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 3 contracts
Samples: VistaGen Therapeutics, Inc., VistaGen Therapeutics, Inc., VistaGen Therapeutics, Inc.
Compliance with Securities Laws. (i) The Holder of this WarrantHolder, by acceptance hereof, acknowledges that this Warrant and the shares of Warrant Stock Shares to be issued upon exercise hereof are being acquired solely for the Holder's ’s own account account, and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock Shares to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 3 contracts
Samples: Registration Rights Agreement (Expedia Group, Inc.), Investment Agreement (Envestnet, Inc.), Registration Rights Agreement (Expedia Group, Inc.)
Compliance with Securities Laws. (i1) The Holder holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and the shares of Warrant Common Stock to be issued upon exercise hereof or conversion thereof are being acquired solely for the Holderholder's own account and not as a nominee for any other party, and for investment, and that the Holder holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Common Stock to be issued upon exercise hereof or conversion thereof except pursuant to an effective registration statement, or an exemption from registration, under circumstances that will not result in a violation of the Securities Act and or any applicable state securities laws.
Appears in 3 contracts
Samples: Common Stock Purchase Agreement (Collagenex Pharmaceuticals Inc), Cardiac Science Inc, Pearl Frank H
Compliance with Securities Laws. (i) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and the shares of Warrant Common Stock to be issued upon exercise hereof are being acquired solely for the Holder's own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Common Stock to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under circumstances that will not result in a violation of the Securities Act and or any applicable state securities laws.
Appears in 2 contracts
Samples: Temtex Industries Inc, Temtex Industries Inc
Compliance with Securities Laws. (i) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and the shares of Warrant Stock to be issued upon exercise hereof are being acquired solely for the Holder's ’s own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 2 contracts
Samples: Westergaard Com Inc, Westergaard Com Inc
Compliance with Securities Laws. (i) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and the shares of Warrant Stock Shares to be issued upon exercise hereof are being acquired solely for the Holder's own account and not as a nominee for any other party, and for investmentinvestment purposes, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock Shares to be issued upon exercise hereof except pursuant to an effective registration statement, under circumstances that will not result in a violation of the Act or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 2 contracts
Samples: Security Agreement (Glen Rose Petroleum CORP), Consulting Agreement (United Heritage Corp)
Compliance with Securities Laws. (i) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and the shares of Warrant Stock Shares to be issued upon exercise hereof are being acquired solely for the such Holder's own account account, and not as a nominee for any other party, and solely for purposes of investment, and that the such Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock Shares to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 2 contracts
Samples: Conversion Agreement (Hienergy Technologies Inc), Debt Conversion Agreement (Hienergy Technologies Inc)
Compliance with Securities Laws. (i) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and or the shares of Warrant Stock to be issued upon exercise hereof hereof, as applicable, are being acquired solely for the Holder's ’s own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock to be issued upon exercise hereof hereof, except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 2 contracts
Samples: Communication Intelligence Corp, Communication Intelligence Corp
Compliance with Securities Laws. (i) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and the shares of Warrant Stock Shares to be issued upon exercise hereof are being acquired solely for the Holder's own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock Shares to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 2 contracts
Samples: Competitive Companies Inc, Envision Solar International, Inc.
Compliance with Securities Laws. (i) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and the shares of Warrant Stock to be issued upon exercise hereof are being acquired solely for the Holder's own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 2 contracts
Samples: China Agri-Business, Inc., China Agri-Business, Inc.
Compliance with Securities Laws. (i) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and the shares of Warrant Preferred Stock to be issued upon exercise hereof are being acquired solely for the Holder's own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Preferred Stock to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 1 contract
Samples: Edgewater Foods International, Inc.
Compliance with Securities Laws. (i) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and or the shares of Warrant Stock to be issued upon exercise hereof are being acquired solely for the Holder's own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 1 contract
Samples: Fatbrain Com Inc
Compliance with Securities Laws. (i1) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and or the shares of Warrant Stock to be issued upon exercise hereof are being acquired solely for the Holder's own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 1 contract
Compliance with Securities Laws. (i) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and the shares of Warrant Stock Shares to be issued upon exercise hereof are being acquired solely for the Holder's own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock Shares to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 1 contract
Samples: Gulfstream International Group Inc
Compliance with Securities Laws. (i) 2.6.1 The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and the shares of Warrant Stock to be issued upon exercise hereof are being acquired solely for the Holder's ’s own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 1 contract
Samples: Spotlight Innovation, Inc.
Compliance with Securities Laws. (i) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and or the shares of Warrant Stock to be issued upon exercise hereof are being acquired solely for the Holder's ’s own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell sell, or otherwise dispose of this Warrant or any shares of Warrant Stock to be issued upon exercise hereof hereof, except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 1 contract
Compliance with Securities Laws. (i) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and the shares of Warrant Stock to be issued upon exercise hereof and Underlying Common Stock issuable hereunder are being acquired solely for the Holder's ’s own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock or Underlying Common Stock to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 1 contract
Samples: Victory Divide Mining CO
Compliance with Securities Laws. (i) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and or the shares of Warrant Stock to be issued upon exercise hereof are being acquired solely for the Holder's ’s own account and not as a nominee for any other party, and for investmentnot with a view to or in connection with a distribution, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 1 contract
Samples: FLO Corp
Compliance with Securities Laws. (i) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and the shares of Warrant Preferred Stock to be issued upon exercise hereof are being acquired solely for the Holder's ’s own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Preferred Stock to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 1 contract
Samples: NovaRay Medical, Inc.
Compliance with Securities Laws. (i) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and the shares of Warrant Stock to be issued upon exercise hereof are being acquired solely for the Holder's ’s own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell sell, pledge or otherwise dispose of this Warrant or any shares of Warrant Stock to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 1 contract
Samples: JLM Industries Inc
Compliance with Securities Laws. (i) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and the shares of Warrant Stock to be issued upon exercise hereof are being acquired solely for the Holder's own account and not as a nominee for any other party, and for investment, ' and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 1 contract
Samples: Finantra Capital Inc
Compliance with Securities Laws. (i) i. The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and the shares of Warrant Stock to be issued upon exercise hereof are being acquired solely for the Holder's own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 1 contract
Samples: Pameco Corp
Compliance with Securities Laws. (i) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and the shares of Warrant Stock Shares and Series D Warrant to be issued upon exercise hereof are being acquired solely for the Holder's own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock Shares to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 1 contract
Samples: China Agri-Business, Inc.
Compliance with Securities Laws. (i) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and or the shares of Warrant Stock to be issued upon exercise hereof are being acquired solely for the Holder's own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 1 contract
Samples: Ortec International Inc
Compliance with Securities Laws. (i) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and or the shares of Warrant Stock to be issued upon exercise hereof are being acquired solely for the Holder's ’s own account and not as a nominee for any other partyPerson, and for investment, investment and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock to be issued upon exercise hereof except pursuant to an effective registration statement, statement or an exemption from registration, registration under the Securities Act and any applicable state securities laws.
Appears in 1 contract
Samples: Biodel Inc
Compliance with Securities Laws. (i) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and the shares of Warrant Stock Shares to be issued upon exercise hereof are being acquired solely for the Holder's ’s own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock Shares to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under circumstances that will not result in a violation of the Securities Act and or any applicable state securities laws.
Appears in 1 contract
Samples: Professional Services Agreement (NovaRay Medical, Inc.)
Compliance with Securities Laws. (ia) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and the shares of Warrant Stock Shares to be issued upon exercise hereof are being acquired solely for the Holder's own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock Shares to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 1 contract
Samples: Note Purchase Agreement (China SLP Filtration Technology, Inc.)
Compliance with Securities Laws. (i) i. The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and or the shares of Warrant Stock to be issued upon exercise hereof are being acquired solely for the Holder's ’s own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell sell, or otherwise dispose of this Warrant or any shares of Warrant Stock to be issued upon exercise hereof hereof, except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 1 contract
Compliance with Securities Laws. (i) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and or the shares of Warrant Stock to be issued upon exercise hereof hereof, as applicable, are being acquired solely for the Holder's own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 1 contract
Samples: Rs Group of Companies Inc
Compliance with Securities Laws. (i1) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and or the shares of Warrant Stock to be issued upon exercise hereof are being acquired solely for the Holder's own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.for
Appears in 1 contract
Compliance with Securities Laws. (i) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and the shares of Warrant Stock to be issued upon exercise hereof are being acquired beingacquired solely for the Holder's own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 1 contract
Samples: Warrant Purchase Agreement (Bioforce Nanosciences Holdings, Inc.)
Compliance with Securities Laws. (i) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and the shares of Warrant Stock to be issued upon exercise hereof are being acquired solely for the Holder's own account and not as a nominee for any other party, and for investment, and that the 2 Holder will not offer, sell or otherwise dispose of this Warrant or any shares of Warrant Stock to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 1 contract
Samples: Imaging Technologies Corp/Ca
Compliance with Securities Laws. (ia) The Holder of this WarrantNote, by acceptance hereof, acknowledges that this Warrant Note and the shares of Warrant Stock to be issued upon exercise hereof are being acquired solely for the Holder's own account and not as a nominee for any other party, and for investment, and that the Holder will not offer, sell or otherwise dispose of this Warrant Note or any shares of Warrant Stock to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 1 contract
Samples: Asset Purchase Agreement (Ruby Creek Resources, Inc.)
Compliance with Securities Laws. (i) The Holder of this Warrant, by acceptance hereof, acknowledges that this Warrant and the shares of Warrant Stock Shares to be issued upon exercise hereof are being acquired solely for the Holder's own account and not as a nominee for any other party, and for investmentinvestment only, and that the Holder will not offer, sell or sell, otherwise dispose of this Warrant or any shares of Warrant Stock Shares to be issued upon exercise hereof except pursuant to an effective registration statement, or an exemption from registration, under the Securities Act and any applicable state securities laws.
Appears in 1 contract
Samples: Entertainment Boulevard Inc