Compliance with Rule 433 Sample Clauses
The Compliance with Rule 433 clause requires parties to adhere to the specific requirements set forth in Rule 433 of the Securities Act, which governs the use and content of free writing prospectuses in securities offerings. In practice, this means that any marketing or informational materials distributed must be properly filed with the SEC, include necessary legends, and not contain material misstatements or omissions. This clause ensures that all communications related to the offering are transparent and compliant with regulatory standards, thereby reducing legal risk and promoting fair disclosure to investors.
Compliance with Rule 433. The Company has complied and will comply with the requirements of Rule 433 under the Act applicable to any Issuer Free Writing Prospectus, including timely filing with the Commission or retention where required and legending; and the Company represents that it has satisfied and agrees that it will satisfy the conditions under Rule 433 under the Act to avoid a requirement to file with the Commission any electronic road show;
Compliance with Rule 433. The Company will comply with Rule 433(d) and Rule 433(g) under the Securities Act.
Compliance with Rule 433. The Company will comply with Rule 433(d) (without reliance on Rule 164(b)) and Rule 433(g).
Compliance with Rule 433. To comply with Rule 433(d) under the Act (without reliance on Rule 164(b) under the Act) and with Rule 433(g) under the Act;
Compliance with Rule 433. The Company shall comply with Rule 433 under the Securities Act, including causing there to be made available at least one version of a “bona fide electronic road show” (as defined in Rule 433) in a manner that causes the Company not to be required, pursuant to Rule 433(d), to file with the Commission any Road Show (as defined in Rule 433).
Compliance with Rule 433. The Company will comply with Rule 433(d) (without reliance on Rule 164(b)) and Rule 433(g)). The Company will furnish to the Representatives a copy of each proposed free writing prospectus to be prepared by or on behalf of, used by, or referred to by the Company and not to use or refer to any proposed free writing prospectus to which the Representatives reasonably object. Without the prior written consent of the Representatives, The Company will not take any action that would result in an Underwriter or the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of the Underwriter that the Underwriter otherwise would not have been required to file thereunder.