Compliance with Rule 15c2-8. In the case of a Registered Offering and any other Offering to which the provisions of Rule 15c2-8 under the 1934 Act are made applicable pursuant to the AAU or otherwise, you will comply with such Rule in connection with the Offering. In the case of an Offering other than a Registered Offering, you will comply with applicable Federal and state laws and the applicable rules and regulations of any regulatory body promulgated thereunder governing the use and distribution of offering circulars by underwriters.
Appears in 172 contracts
Samples: Master Agreement (Calamos Dynamic Convertible & Income Fund), Master Agreement, Master Agreement (Goldman Sachs MLP & Energy Renaissance Fund)
Compliance with Rule 15c2-8. In the case of a Registered Offering and any other Offering to which the provisions of Rule 15c2-8 under the 1934 Act are made applicable pursuant to the AAU or otherwise, you will agree to comply with such Rule in connection with the Offering. In the case of an Offering other than a Registered Offering, you will agree to comply with applicable Federal and state laws and the applicable rules and regulations of any regulatory body promulgated thereunder governing the use and distribution of offering circulars by underwriters.
Appears in 23 contracts
Samples: Master Agreement (Madison Strategic Sector Premium Fund), Master Agreement (Seligman Premium Technology Growth Fund, Inc.), Master Agreement (Western Asset Municipal Defined Opportunity Trust Inc.)
Compliance with Rule 15c2-8. In the case of a Registered Offering and any other Offering to which the provisions of Rule 15c2-8 under the 1934 Act are made applicable pursuant to the AAU or otherwise, you will comply with such Rule in connection with the Offering. In the case of an Offering other than a Registered Offering, you will comply with applicable Federal and state laws, the applicable non-U.S. laws and the applicable rules and regulations of any regulatory body promulgated thereunder governing the use and distribution of offering circulars by underwriters.
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