Common use of Compliance with Registration Requirements; No Stop Order; No Objection from NASD Clause in Contracts

Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Shares, the Second Closing Date:

Appears in 149 contracts

Samples: Underwriting Agreement (WPT Enterprises Inc), Underwriting Agreement (Mathstar Inc), Underwriting Agreement (Cabg Medical Inc)

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Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Shares, the Second any Subsequent Closing Date:

Appears in 37 contracts

Samples: Underwriting Agreement (Cal Dive International, Inc.), Underwriting Agreement (Acadia Pharmaceuticals Inc), Underwriting Agreement (Allis Chalmers Energy Inc.)

Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Shares, the Second each Option Closing Date:

Appears in 23 contracts

Samples: Underwriting Agreement (Power Medical Interventions, Inc.), Underwriting Agreement (Warren Resources Inc), Underwriting Agreement (LHC Group, Inc)

Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Shares, the Second Closing Date:

Appears in 20 contracts

Samples: Underwriting Agreement (iPCS, INC), Underwriting Agreement (Radian Group Inc), Underwriting Agreement (Parkway Properties Inc)

Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common SharesUnits, the Second any Subsequent Closing Date:

Appears in 6 contracts

Samples: Underwriting Agreement (Union Street Acquisition Corp.), Underwriting Agreement (Transforma Acquisition Group Inc.), Underwriting Agreement (Transforma Acquisition Group Inc.)

Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness the date of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Shares, the Second each Option Closing Date:

Appears in 6 contracts

Samples: Underwriting Agreement (Aurora Oil & Gas CORP), Underwriting Agreement (Gulfport Energy Corp), Underwriting Agreement (Ceco Environmental Corp)

Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Shares, the Second Closing Date:

Appears in 5 contracts

Samples: Underwriting Agreement (Novastar Financial Inc), Underwriting Agreement (Odyssey Re Holdings Corp), Underwriting Agreement (Triad Medical Inc)

Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Option Shares, the Second Closing Date:

Appears in 5 contracts

Samples: Underwriting Agreement (First Potomac Realty Trust), First Potomac Realty Trust, First Potomac Realty Trust

Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Shares, the Second any Option Closing Date:

Appears in 3 contracts

Samples: Underwriting Agreement (Wireless Ronin Technologies Inc), Underwriting Agreement (Wireless Ronin Technologies Inc), Underwriting Agreement (Wireless Ronin Technologies Inc)

Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common SharesShares (if not purchased on the First Closing Date), the Second Closing Date:

Appears in 3 contracts

Samples: Underwriting Agreement (Charles River Associates Inc), Underwriting Agreement (Charles River Associates Inc), Underwriting Agreement (Charles River Associates Inc)

Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Shares, the Second each Closing Date:

Appears in 3 contracts

Samples: Underwriting Agreement (Double Eagle Petroleum Co), Underwriting Agreement (Boyd Gaming Corp), Underwriting Agreement (Double Eagle Petroleum Co)

Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Shares, the Second relevant Option Closing Date:

Appears in 3 contracts

Samples: Global Signal Inc, Global Signal Inc, Global Signal Inc

Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Shares, the Second Closing Date:.

Appears in 2 contracts

Samples: Underwriting Agreement (Dycom Industries Inc), Underwriting Agreement (Intelligroup Inc)

Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Shares, the Second any Subsequent Closing Date:

Appears in 2 contracts

Samples: Underwriting Agreement (Nuvasive Inc), Underwriting Agreement (Nuvasive Inc)

Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Shares, the Second Subsequent Closing Date:

Appears in 2 contracts

Samples: Underwriting Agreement (Synagro Technologies Inc), Synagro Technologies Inc

Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Shares, the Second Subsequent Closing Date:

Appears in 2 contracts

Samples: Underwriting Agreement (Ev3 Inc.), Underwriting Agreement (Ev3 Inc.)

Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness the date of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Shares, the Second Closing Date:

Appears in 2 contracts

Samples: Underwriting Agreement (Novatel Wireless Inc), Underwriting Agreement (Nexstar Broadcasting Group Inc)

Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Shares, the Second Subsequent Closing Date:

Appears in 2 contracts

Samples: Underwriting Agreement (Synagro Technologies Inc), Underwriting Agreement (Cardiomems Inc)

Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Shares, and the Second Closing Date, as the case may be:

Appears in 2 contracts

Samples: Underwriting Agreement (RFS Hotel Investors Inc), Underwriting Agreement (RFS Hotel Investors Inc)

Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common SharesOption ADSs, the Second any Subsequent Closing Date:

Appears in 2 contracts

Samples: Underwriting Agreement (Nice Systems LTD), Underwriting Agreement (Nice Systems LTD)

Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common SharesADSs, the Second Closing Date:

Appears in 2 contracts

Samples: Infosys Technologies LTD, Infosys Technologies LTD

Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness the date of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Shares, the Second any Subsequent Closing Date:

Appears in 2 contracts

Samples: Underwriting Agreement (Western Refining, Inc.), Underwriting Agreement (Western Refining, Inc.)

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Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common SharesUnits, the Second Closing Date:

Appears in 1 contract

Samples: Underwriting Agreement (Hanover Capital Holdings Inc)

Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Shares, the Second Closing Date, if any:

Appears in 1 contract

Samples: Underwriting Agreement (Windmere Durable Holdings Inc)

Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Shares, the Second Closing DateSecurities:

Appears in 1 contract

Samples: Underwriting Agreement (Alliant Techsystems Inc)

Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Shares, the Second Closing Date, if any:

Appears in 1 contract

Samples: Underwriting Agreement (Windmere Durable Holdings Inc)

Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Class B Common Shares, the Second Closing Date:: -15-

Appears in 1 contract

Samples: Ticketmaster Online Citysearch Inc

Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Shares, the Second any Subsequent Closing Date:: <Page>

Appears in 1 contract

Samples: Underwriting Agreement (Sovran Self Storage Inc)

Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Shares, the Second any Subsequent Closing Date:

Appears in 1 contract

Samples: Underwriting Agreement (Acorda Therapeutics Inc)

Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to or the Optional Common Shares, the Second applicable Option Closing Date, as the case may be:

Appears in 1 contract

Samples: Underwriting Agreement (Prologis)

Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Shares, the First Closing Date or the Second Closing Date, as applicable:

Appears in 1 contract

Samples: Streamline Com Inc

Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Shares, the Second any Subsequent Closing Date:

Appears in 1 contract

Samples: Underwriting Agreement (Ruths Chris Steak House, Inc.)

Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common SharesSecurities, the Second each Option Closing Date:

Appears in 1 contract

Samples: Underwriting Agreement (Avi Biopharma Inc)

Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the purchase of the Optional Common SharesShares after the First Closing Date, the Second Closing Date:

Appears in 1 contract

Samples: Underwriting Agreement (Vacation Properties International Inc)

Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date Time and, with respect to the Optional Common Shares, the Second Closing DateNotes:

Appears in 1 contract

Samples: Underwriting Agreement (Ventas Inc)

Compliance with Registration Requirements; No Stop Order; No Objection from NASD. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common SharesNotes, the Second any Subsequent Closing Date:.

Appears in 1 contract

Samples: Underwriting Agreement (Parker Drilling Co /De/)

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