Common use of Compliance with Registration Requirements; No Stop Order; No Objection from FINRA Clause in Contracts

Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. No stop order suspending the effectiveness of the Registration Statement shall have been issued and no proceedings for that purpose shall have been instituted or shall be pending or, to the knowledge of the Company, the Adviser, or BDC Partners, shall be contemplated by the Commission, and FINRA shall have raised no objection to the fairness and reasonableness of the underwriting terms and arrangements; provided, that the Representative has made all necessary filings and timely responded in good faith to any requests of the FINRA staff with respect to any such filings.

Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. No stop order suspending the effectiveness of the Registration Statement shall have been issued and no proceedings for that purpose shall have been instituted or shall be pending or, to the knowledge of the Company, the Adviser, or BDC Partners, shall be contemplated by the Commission, and FINRA shall have raised no objection to the fairness and reasonableness of the underwriting terms and arrangements; provided, that that, the Representative has made all necessary filings and timely responded in good faith to any requests of the FINRA staff with respect to any such filings.

Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. No stop order suspending the effectiveness of the Registration Statement shall have been issued and no proceedings for that purpose shall have been instituted or shall be pending or, to the knowledge of the Company, the Adviser, or BDC Partners, shall be contemplated by the Commission, and FINRA shall have raised no objection to the fairness and reasonableness of the underwriting terms and arrangements; provided, that the Representative has Representatives have made all necessary filings and timely responded in good faith to any requests of the FINRA staff with respect to any such filings.