Common use of Compliance with Registration Requirements; No Stop Order; No Objection from FINRA Clause in Contracts

Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. For the period from and after effectiveness of this Agreement and prior to the Closing Date and, with respect to the Optional Units, any Subsequent Closing Date:

Appears in 8 contracts

Samples: Underwriting Agreement (iStar Acquisition Corp.), Underwriting Agreement (Sports Properties Acquisition Corp.), Underwriting Agreement (GHL Acquisition Corp.)

AutoNDA by SimpleDocs

Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional UnitsNotes, any Subsequent prior to the Second Closing Date, if any:

Appears in 4 contracts

Samples: Underwriting Agreement (JMP Group LLC), Underwriting Agreement (JMP Group LLC), Underwriting Agreement (JMP Group Inc.)

Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. For the period from and after effectiveness of this Agreement and prior to the Closing Date and, with respect to the Optional UnitsNotes, any Subsequent Closing Date:

Appears in 3 contracts

Samples: Underwriting Agreement (Old Republic International Corp), Underwriting Agreement (Old Republic International Corp), Underwriting Agreement (Newell Rubbermaid Inc)

Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. For the period from and after effectiveness of this Agreement and prior to the Closing Date and, with respect to the Optional Units, any and each Subsequent Closing Date:

Appears in 2 contracts

Samples: Underwriting Agreement (Red Mountain Resources, Inc.), Underwriting Agreement (Red Mountain Resources, Inc.)

Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. For the period from and after effectiveness of this Agreement and prior to the Closing Date and, with respect to the Optional UnitsShares, any Subsequent Optional Closing Date:

Appears in 1 contract

Samples: Underwriting Agreement (Biodel Inc)

AutoNDA by SimpleDocs

Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. For the period from and after effectiveness the date of this Agreement and prior to the First Closing Date and, with respect to the Optional Units, any each Subsequent Closing Date:

Appears in 1 contract

Samples: Co Manager Agreement (Smart Rx Systems Inc)

Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. For the period from and after effectiveness of this Agreement and prior to the Firm Unit Closing Date and, with respect to the Optional UnitsShares, any Subsequent each Optional Unit Closing Date:

Appears in 1 contract

Samples: Underwriting Agreement (Horizon Pharma, Inc.)

Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. For the period from and after effectiveness of this Agreement and prior to the Closing Date and, with respect to the Optional UnitsDebentures, any Subsequent Closing Date:

Appears in 1 contract

Samples: Underwriting Agreement (Western Refining, Inc.)

Time is Money Join Law Insider Premium to draft better contracts faster.