Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. For the period from and after effectiveness of this Agreement and prior to the Closing Date and, with respect to the Securities:
Appears in 47 contracts
Samples: Underwriting Agreement (Celanese Corp), Underwriting Agreement (Penske Automotive Group, Inc.), Underwriting Agreement (Penske Automotive Group, Inc.)
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. For the period from and after effectiveness of this Agreement and prior to the Closing Date and, with respect to the SecuritiesDate:
Appears in 29 contracts
Samples: Underwriting Agreement (Old Republic International Corp), Underwriting Agreement (Kilroy Realty, L.P.), Underwriting Agreement (Life Storage Lp)
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. For the period from and after effectiveness the date of this Agreement and prior to through and including the Closing Date and, with respect to the SecuritiesDate:
Appears in 11 contracts
Samples: Underwriting Agreement (Iovance Biotherapeutics, Inc.), Underwriting Agreement (Astria Therapeutics, Inc.), Underwriting Agreement (Foghorn Therapeutics Inc.)
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. For the a period from and after effectiveness the date of this Agreement and prior to through and including the Closing Date and, with respect to the SecuritiesDate:
Appears in 11 contracts
Samples: Underwriting Agreement (Vaxart, Inc.), Underwriting Agreement (Cidara Therapeutics, Inc.), Underwriting Agreement (Zosano Pharma Corp)
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. For the period from and after effectiveness the date of this Agreement and prior to the Closing Date and, with respect to the Securities:
Appears in 6 contracts
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. For the period from and after effectiveness of this Agreement and prior to through the Closing Date and, with respect to the SecuritiesDate:
Appears in 4 contracts
Samples: Underwriting Agreement (Kilroy Realty, L.P.), Underwriting Agreement (Kilroy Realty, L.P.), Underwriting Agreement (Kilroy Realty, L.P.)
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. For the period from and after effectiveness of this Agreement the Applicable Time and prior to the Closing Date andTime, with respect to the Securities:
Appears in 2 contracts
Samples: Underwriting Agreement (Ventas Inc), Underwriting Agreement (Prometheus Senior Quarters LLC)
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. For the a period from and after effectiveness the date of this Agreement and prior to through and including the First Closing Date and, with respect to the SecuritiesDate:
Appears in 2 contracts
Samples: Zosano Pharma (Zosano Pharma Corp), Underwriting Agreement (Helius Medical Technologies, Inc.)
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. For the period from and after effectiveness of this Agreement and prior to the Closing Date and, with respect to the SecuritiesStock:
Appears in 1 contract
Samples: Aes Corp
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. For the period from and after effectiveness of this Agreement through and prior to including the Closing Date and, with respect to the SecuritiesDate:
Appears in 1 contract
Samples: Cerus Corp
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. For the period from and after effectiveness the date of this Agreement and prior to the Closing Date and, with respect to the SecuritiesStock:
Appears in 1 contract
Samples: Aes Corp
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. For the period from and after effectiveness of this Agreement and prior to the each Closing Date and, with respect to the SecuritiesDate:
Appears in 1 contract
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. For the period from and after effectiveness of this Agreement the Execution Time and prior to the Closing Date Time and, with respect to the Securities:
Appears in 1 contract
Samples: Underwriting Agreement (Ventas Inc)
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. For the period from and after effectiveness of this Agreement and prior to the Closing Date Time and, with respect to the SecuritiesNotes:
Appears in 1 contract
Samples: Underwriting Agreement (Ventas Inc)
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. For the period from and after effectiveness the date of this Agreement and prior to through and including the Closing Date and, with respect to the Securities:
Appears in 1 contract
Samples: Underwriting Agreement (VistaGen Therapeutics, Inc.)
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. For the a period from and after effectiveness the date of this Agreement and prior to the through and including Closing Date and, with respect to the SecuritiesDate:
Appears in 1 contract
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. For the period from and after effectiveness the date of this Agreement and prior to the Closing Date and, with respect to the SecuritiesDate:
Appears in 1 contract
