Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. (i) The Company shall have filed the Prospectus with the Commission (including the information previously omitted from the Registration Statement pursuant to Rule 430B under the Securities Act) in the manner and within the time period required by Rule 424(b) under the Securities Act.
Appears in 92 contracts
Samples: Underwriting Agreement (Corbus Pharmaceuticals Holdings, Inc.), Underwriting Agreement (Mirati Therapeutics, Inc.), Underwriting Agreement (Affimed N.V.)
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. (i) The Company shall have filed the Prospectus with the Commission (including the information previously omitted from the Registration Statement pursuant to required by Rule 430B 430A under the Securities Act) in the manner and within the time period required by Rule 424(b) under the Securities Act.
Appears in 81 contracts
Samples: Underwriting Agreement (Perception Capital Corp. II), Underwriting Agreement (Foresite Life Sciences Corp.), Underwriting Agreement (Glass Houses Acquisition Corp.)
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. (i) The Company shall have filed the Prospectus with the Commission (including the information previously omitted from the Registration Statement pursuant to required by Rule 430B 430A under the Securities Act) in the manner and within the time period required by Rule 424(b) under the Securities Act; or the Company shall have filed a post-effective amendment to the Registration Statement containing the information required by such Rule 430A, and such post-effective amendment shall have become effective.
Appears in 55 contracts
Samples: Underwriting Agreement (Axovant Gene Therapies Ltd.), Underwriting Agreement (Osmotica Pharmaceuticals PLC), Underwriting Agreement (Codiak BioSciences, Inc.)
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. (i) The Company shall have filed the IPO Prospectus with the Commission (including the information previously omitted from the Registration Statement pursuant to required by Rule 430B 430A under the Securities Act) in the manner and within the time period required by Rule 424(b) under the Securities Act.
Appears in 46 contracts
Samples: Underwriting Agreement (Osiris Acquisition Corp.), Underwriting Agreement (Osiris Acquisition Corp.), Underwriting Agreement (Research Alliance Corp. II)
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. (i) The the Company shall have filed the Prospectus with the Commission (including the information previously omitted from the Registration Statement pursuant to Rule 430B under the Securities Act) in the manner and within the time period required by Rule 424(b) under the Securities Act.;
Appears in 16 contracts
Samples: Underwriting Agreement (Exact Sciences Corp), Underwriting Agreement (Exact Sciences Corp), Underwriting Agreement (Exact Sciences Corp)
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. (i) The Company shall have filed the Prospectus with the Commission (including the information previously omitted from the Registration Statement pursuant to Rule 430B under the Securities Act) in the manner and within the time period required by Rule 424(b) under the Securities Act.:
Appears in 10 contracts
Samples: Underwriting Agreement (Northwest Bancshares, Inc.), Underwriting Agreement (Level One Bancorp Inc), Underwriting Agreement (First Citizens Bancshares Inc /De/)
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. (i) The Company shall have filed the Prospectus with the Commission (including the information previously omitted from the Registration Statement pursuant to required by Rule 430B under the Securities Act) in the manner and within the time period required by Rule 424(b) under the Securities Act.
Appears in 8 contracts
Samples: Underwriting Agreement (ACM Research, Inc.), Underwriting Agreement (Heron Therapeutics, Inc. /De/), Underwriting Agreement (Heron Therapeutics, Inc. /De/)
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. (i) The Company shall have filed the Prospectus with the Commission (including the information previously omitted from the Registration Statement pursuant to Rule 430B under the Securities Act) in the manner and within the time period required by Rule 424(b) under the Securities Act.;
Appears in 6 contracts
Samples: Underwriting Agreement (Heartland Financial Usa Inc), Underwriting Agreement (Heartland Financial Usa Inc), Underwriting Agreement (Western Alliance Bancorporation)
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. (i) The Company shall have filed the Prospectus with the Commission (including the information previously omitted from the Registration Statement pursuant to required by Rule 430B 430A under the Securities Act) in the manner and within the time period required by Rule 424(b) under the Securities Act.; or the Company shall have filed a post-effective amendment to the Registration Statement containing the information required by such Rule 430A, and such post-effective amendment shall have become effective;
Appears in 5 contracts
Samples: Underwriting Agreement (Keros Therapeutics, Inc.), Underwriting Agreement (Keros Therapeutics, Inc.), Underwriting Agreement (Synthorx, Inc.)
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. (i) The Company shall have filed the Prospectus with the Commission (including the information previously omitted from the Registration Statement pursuant to required by Rule 430B under the Securities Act) in the manner and within the time period required by Rule 424(b) under the Securities Act.;
Appears in 4 contracts
Samples: Underwriting Agreement (Glycomimetics Inc), Underwriting Agreement (Eiger BioPharmaceuticals, Inc.), Underwriting Agreement (Glycomimetics Inc)
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. (i) The Company shall have filed the Prospectus with the Commission (including the information previously omitted from the Registration Statement pursuant to Rule 430B under the Securities Act) in the manner and within the time period required by Rule 424(b) under the Securities Act.
Appears in 3 contracts
Samples: Underwriting Agreement (uniQure N.V.), uniQure N.V., Underwriting Agreement (uniQure N.V.)
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. (i) The Company shall have filed the Prospectus with the Commission (including the information previously omitted from the Registration Statement pursuant to required by Rule 430B 430A under the Securities Act) in the manner and within the time period required by Rule 424(b) under the Securities Act.;
Appears in 3 contracts
Samples: Underwriting Agreement (Menlo Therapeutics, Inc.), Underwriting Agreement (Avalanche Biotechnologies, Inc.), Underwriting Agreement (Avalanche Biotechnologies, Inc.)
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. (i) The Company shall have filed the Prospectus with the Commission (including the information previously omitted from the Registration Statement pursuant to Rule 430B 430A under the Securities Act) in the manner and within the time period required by Rule 424(b) under the Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (GLADSTONE LAND Corp), Underwriting Agreement (GLADSTONE LAND Corp)
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. (i) The Company shall have filed the Prospectus with the Commission (including the information previously omitted from the Registration Statement pursuant to Rule 430B under the Securities Act) in the manner and within the time period required by Rule 424(b497(h) under the Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Gladstone Investment Corporation\de), Underwriting Agreement (Gladstone Investment Corporation\de)
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. (i) The Company shall have filed the Prospectus with the Commission (including the information previously omitted from the Registration Statement pursuant to required by Rule 430B under the Securities Act) in the manner and within the time period required by Rule 424(b) under the Securities Act; or the Company shall have filed a post-effective amendment to the Registration Statement containing the information required by such Rule 430B, and such post-effective amendment shall have become effective.
Appears in 2 contracts
Samples: Underwriting Agreement (Miragen Therapeutics, Inc.), Underwriting Agreement (Miragen Therapeutics, Inc.)
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. (i) The Company shall have filed the Prospectus with the Commission (including the information previously omitted from the Registration Statement pursuant to Rule 430B under the Securities Act430B) in the manner and within the time period required by Rule 424(b) under the Securities Act.
Appears in 1 contract
Samples: NeuroDerm Ltd.
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. (i) The Company shall have filed the Prospectus with the Commission (including the information previously omitted from the Registration Statement pursuant to required by Rule 430B 430A under the Securities Act) in the manner and within the time period required by Rule 424(b) under the Securities Act; or the Company shall have filed a post-effective amendment to the Registration Statement in accordance with and containing the information required by such Rule 430A, and such post-effective amendment shall have become effective.
Appears in 1 contract
Samples: Papa Murphy's Holdings, Inc.
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. (iii) The Company shall have filed the Prospectus with the Commission (including the information previously omitted from the Registration Statement pursuant to required by Rule 430B 430A under the Securities Act) in the manner and within the time period required by Rule 424(b) under the Securities Act.
Appears in 1 contract
Samples: Underwriting Agreement (Parnell Pharmaceuticals Holdings Pty LTD)
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. (i) The i)The Company shall have filed the Prospectus with the Commission (including the information previously omitted from the Registration Statement pursuant to required by Rule 430B under the Securities Act) in the manner and within the time period required by Rule 424(b) under the Securities Act.;
Appears in 1 contract
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. (i) The i)The Company shall have filed the Prospectus with the Commission (including the information previously omitted from the Registration Statement pursuant to Rule 430B under the Securities Act) in the manner and within the time period required by Rule 424(b) under the Securities Act.
Appears in 1 contract
Samples: Underwriting Agreement (Spring Bank Pharmaceuticals, Inc.)
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. (i) The i)The Company shall have filed the Prospectus with the Commission (including the information previously omitted from the Registration Statement pursuant to Rule 430B under the Securities Act) in the manner and within the time period required by Rule 424(b) under the Securities Act.:
Appears in 1 contract
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. (i) The Company shall have filed the Prospectus with the Commission (including the information previously omitted from the Registration Statement pursuant to required by Rule 430B 430A under the Securities Act) in the manner and within the time period required by Rule 424(b) under the Securities Act; or the Company shall have filed a post-effective amendment to the Registration Statement containing the information required by Rule 430A under the Securities Act, and such post-effective amendment shall have become effective.
Appears in 1 contract
Samples: Underwriting Agreement (Zynerba Pharmaceuticals, Inc.)
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. (i) The Company shall have filed the Prospectus with the Commission (including the information previously omitted from the Registration Statement pursuant to Rule 430B under the Securities Act) in the manner and within the time period required by Rule 424(b) under the Securities Act;.
Appears in 1 contract
Samples: Underwriting Agreement (Corium International, Inc.)
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. (i) The Company shall have filed the Prospectus with the Commission (including the information previously omitted from the Registration Statement pursuant to required by Rule 430A or Rule 430B under the Securities Act) in the manner and within the time period required by Rule 424(b) under the Securities Act; or the Company shall have filed a post-effective amendment to the Registration Statement containing the information required by such Rule 430A or Rule 430B, and such post-effective amendment shall have become effective.
Appears in 1 contract
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. (i) The Company shall have filed the Prospectus with the Commission (including the information previously omitted from the Registration Statement pursuant to required by Rule 430B under the Securities Act) in the manner and within the time period required by Rule 424(b) under the Securities Act; or the Company shall have filed a post-effective amendment to the Registration Statement in accordance with and containing the information required by such Rule 430B, and such post-effective amendment shall have become effective.
Appears in 1 contract
Samples: Underwriting Agreement (Papa Murphy's Holdings, Inc.)
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. (i) The Company shall have filed the Prospectus with the Commission (including the information previously omitted from the Registration Statement pursuant to required by Rule 430B 430A under the Securities Act) in the manner and within the time period required by Rule 424(b) under the Securities Act.; and
Appears in 1 contract
Samples: Underwriting Agreement (Marrone Bio Innovations Inc)
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. (i) The Company shall have filed the Prospectus with the Commission (including the information previously omitted from the Registration Statement pursuant to required by Rule 430B 430A under the Securities Act) in the manner and within the time period required by Rule 424(b) under the Securities Act[; or the Company shall have filed a post-effective amendment to the Registration Statement containing the information required by such Rule 430A, and such post-effective amendment shall have become effective].
Appears in 1 contract
Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. (i) The i)The Company shall have filed the Prospectus with the Commission (including the information previously omitted from the Registration Statement pursuant to Rule 430B under the Securities Act) in the manner and within the time period required by Rule 424(b) under the Securities Act.:
Appears in 1 contract
Samples: Underwriting Agreement (Bridgewater Bancshares Inc)
