Common use of Compliance with Registration Requirements; No Stop Order; No Objection from FINRA Clause in Contracts

Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. For the period from and after effectiveness of this Agreement and prior to each Representation Date:

Appears in 4 contracts

Samples: Sales Agency Agreement (Chicago Bridge & Iron Co N V), Sales Agency Agreement (Discovery Laboratories Inc /De/), Sales Agency Agreement (Evergreen Energy Inc)

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Compliance with Registration Requirements; No Stop Order; No Objection from FINRA. For the a period from and after effectiveness the date of this Agreement and prior to each Representation DateAgreement:

Appears in 2 contracts

Samples: Zosano Pharma (Zosano Pharma Corp), Zosano Pharma Corp

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