Common use of Compliance with Nasdaq Continued Listing Requirements Clause in Contracts

Compliance with Nasdaq Continued Listing Requirements. Except as disclosed in the SEC Filings, (a) the Company is in compliance with applicable NASDAQ Capital Market (the “NASDAQ”) continued listing requirements, (b) there are no proceedings pending or, to the Company’s Knowledge, threatened against the Company relating to the continued listing of the Company Common Stock on NASDAQ, and (c) the Company has not received any currently pending notice of the delisting of the Company Common Stock from NASDAQ.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Sphere 3D Corp), Agreement and Plan of Merger (Overland Storage Inc)

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Compliance with Nasdaq Continued Listing Requirements. Except as disclosed in the SEC Filings, (a) the The Company is in material compliance with all applicable NASDAQ Capital National Market (the “NASDAQ”) continued listing requirements, (b) there requirements and is in good standing on such exchange. There are no proceedings pending or, to the Company’s Knowledge's knowledge, threatened against the Company relating to the continued listing of the Company Common Stock on NASDAQ, the NASDAQ National Market and (c) the Company has not received any currently pending notice of, nor to the knowledge of the Company is there any basis for, the delisting of the Company Common Stock from NASDAQthe NASDAQ National Market.

Appears in 2 contracts

Samples: Redemption and Exchange Agreement (Genome Therapeutics Corp), Redemption and Exchange Agreement (Genome Therapeutics Corp)

Compliance with Nasdaq Continued Listing Requirements. Except as disclosed in the SEC Filings, (a) the The Company is in compliance with applicable NASDAQ Capital Market (the “NASDAQ”) continued listing requirements, (b) there . There are no proceedings pending or, to the Company’s Knowledge, threatened against the Company relating to the continued listing of the Company Common Stock on NASDAQ, NASDAQ and (c) the Company has not received any currently pending notice of of, nor to the Company’s Knowledge is there any reasonable basis for, the delisting of the Company Common Stock from NASDAQ.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Selecta Biosciences Inc), Securities Purchase Agreement (Selecta Biosciences Inc)

Compliance with Nasdaq Continued Listing Requirements. Except as disclosed in the SEC Filings, (a) the The Company is in compliance with all applicable NASDAQ Capital Market (the “NASDAQ”) continued listing requirements, (b) there requirements of NASDAQ. There are no proceedings pending or, to the Company’s Knowledgeknowledge, threatened against the Company relating to the continued listing of the Company Common Stock on NASDAQ, NASDAQ and (c) the Company has not received any currently pending notice of the delisting of the Company Common Stock from NASDAQ.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Double Eagle Acquisition Corp.), Subscription Agreement (WillScot Corp)

Compliance with Nasdaq Continued Listing Requirements. Except as disclosed in the SEC Filings, (a) the The Company is in compliance with applicable NASDAQ Capital Market (the “NASDAQ”) continued listing requirements, (b) there . There are no proceedings pending or, to the Company’s Knowledge, threatened against the Company relating to the continued listing of the Company Common Stock on NASDAQ, NASDAQ and (c) the Company has not received any currently pending notice of of, nor to the Company’s Knowledge is there any basis for, the delisting of the Company Common Stock from NASDAQ.

Appears in 2 contracts

Samples: Registration Rights Agreement (Bay Bancorp, Inc.), Securities Purchase Agreement (Bay Bancorp, Inc.)

Compliance with Nasdaq Continued Listing Requirements. Except as disclosed in the SEC Filings, (a) the The Company is in compliance with applicable NASDAQ Capital Market (the “NASDAQ”) Stock Market, LLC continued listing requirements, (b) there . There are no proceedings pending or, to the Company’s Knowledgeknowledge, threatened against the Company relating to the continued listing of the Company Common Stock on NASDAQ, The NASDAQ Global Select Market and (c) the Company has not received any currently pending notice of of, nor to the Company’s knowledge is there any reasonable basis for, the delisting of the Company Common Stock from NASDAQThe NASDAQ Global Select Market.

Appears in 1 contract

Samples: Securities Purchase Agreement (Aimmune Therapeutics, Inc.)

Compliance with Nasdaq Continued Listing Requirements. Except as disclosed in the SEC Filings, (a) the The Company is in compliance with applicable NASDAQ Capital Market (the “NASDAQ”) continued listing requirements, (b) there . There are no proceedings pending or, to the Company’s Knowledge, threatened against the Company relating to the continued listing of the Company Common Stock on NASDAQ, NASDAQ and (c) the Company has not received any currently pending notice of of, nor, to the Company’s Knowledge, is there any reasonable basis for, the delisting of the Company Common Stock from NASDAQNASDAQ that has not been remedied.

Appears in 1 contract

Samples: Securities Purchase Agreement (ASTROTECH Corp)

Compliance with Nasdaq Continued Listing Requirements. Except as disclosed in the SEC FilingsDocuments, (a) the Company is in compliance with applicable NASDAQ Capital Market (the “NASDAQ”) continued listing requirements, (b) there . There are no proceedings pending or, to the Company’s Knowledge's knowledge, threatened against the Company relating to the continued listing of the Company Common Stock on NASDAQ, NASDAQ and (c) the Company has not received any currently pending notice of of, nor to the Company's knowledge is there any reasonable basis for, the delisting of the Company Common Stock from NASDAQ.. 4.15

Appears in 1 contract

Samples: Securities Purchase Agreement (Puissance Cross-Border Opportunities III LLC)

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Compliance with Nasdaq Continued Listing Requirements. Except as disclosed set forth in the Reference SEC FilingsReports, (a) the Company is in compliance with applicable NASDAQ Capital Market (the “NASDAQ”) continued listing requirements. Except as set forth in the Reference SEC Reports, (b) there are no proceedings pending or, to the knowledge of the Company’s Knowledge, threatened against the Company relating to the continued listing of the Company Common Stock on NASDAQ, NASDAQ and (c) the Company has not received any currently pending notice of, nor to the knowledge of the Company is there any basis for, the delisting of the Company Common Stock from NASDAQ.

Appears in 1 contract

Samples: Investment Agreement (Cas Medical Systems Inc)

Compliance with Nasdaq Continued Listing Requirements. Except as disclosed in the SEC Filings, (a) the The Company is in compliance with applicable NASDAQ Capital Market (the “NASDAQ”) continued listing requirements, (b) there requirements of the NASDAQ. There are no proceedings pending or, to the Company’s Knowledgeknowledge, threatened against the Company relating to the continued listing of the Company Common Stock on NASDAQ, the NASDAQ and (c) the Company has not received any currently pending notice of the delisting of the Company Common Stock from the NASDAQ.

Appears in 1 contract

Samples: Stock Purchase Agreement (KalVista Pharmaceuticals, Inc.)

Compliance with Nasdaq Continued Listing Requirements. Except as disclosed in the SEC FilingsDocuments, (a) the Company is in compliance with applicable NASDAQ Capital Market (the “NASDAQ”) continued listing requirements, (b) there . There are no proceedings pending or, to the Company’s Knowledgeknowledge, threatened against the Company relating to the continued listing of the Company Common Stock on NASDAQ, NASDAQ and (c) the Company has not received any currently pending notice of of, nor to the Company’s knowledge is there any reasonable basis for, the delisting of the Company Common Stock from NASDAQ.

Appears in 1 contract

Samples: Securities Purchase Agreement (Bellerophon Therapeutics, Inc.)

Compliance with Nasdaq Continued Listing Requirements. Except as disclosed in the SEC Filings, (a) the The Company is in compliance with applicable NASDAQ Capital Market (the “NASDAQ”) continued listing requirements, (b) there requirements of The NASDAQ Stock Market. There are no proceedings pending or, to the Company’s Knowledgeknowledge, threatened against the Company relating to the continued listing of the Company Common Stock on NASDAQ, The NASDAQ Global Market and (c) the Company has not received any currently pending notice of the delisting of the Company Common Stock from NASDAQThe NASDAQ Global Market.

Appears in 1 contract

Samples: Purchase Agreement (Glu Mobile Inc)

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