Common use of Compliance with Law and Rules of FINRA Clause in Contracts

Compliance with Law and Rules of FINRA. 16.1. The Trust assumes full responsibility for the preparation and contents of each prospectus of a Fund.

Appears in 26 contracts

Samples: Distribution Agreement (North Square Investments Trust), Distribution Agreement (XD Fund Trust), Distribution Agreement (James Alpha Funds Trust)

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Compliance with Law and Rules of FINRA. 16.1. The Trust assumes full responsibility for the preparation and contents of each prospectus of a Fund, except to the extent such information was furnished to the Trust by the Distributor or any Distributor affiliate.

Appears in 3 contracts

Samples: Distribution Agreement (Segall Bryant & Hamill Trust), Distribution Agreement (Segall Bryant & Hamill Trust), Distribution Agreement (Oak Associates Funds)

Compliance with Law and Rules of FINRA. 16.1. The Trust assumes full responsibility for the preparation and contents of each prospectus of a Fund., except to the extent such information was furnished to the Trust by the Distributor or any Distributor affiliate. Ultimus Distribution Agreement

Appears in 1 contract

Samples: Distribution Agreement (James Advantage Funds)

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Compliance with Law and Rules of FINRA. 16.1. The 16.1.The Trust assumes full responsibility for the preparation and contents of each prospectus of a Fund.

Appears in 1 contract

Samples: Distribution Agreement (Volumetric Fund Inc)

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