Common use of COMPLIANCE WITH FCA RULES Clause in Contracts

COMPLIANCE WITH FCA RULES. 14.1 Oaktree US will be the Sub-Advisor's client for the purposes of the FCA Rules. Accordingly, in conformity with the FCA Rules, a number of additional statements and provisions are required to be included in this Agreement. Such additional statements and provisions are set out in Schedule 1 hereof ("Additional FCA Provisions"), which is hereby incorporated into and will form part of this Agreement and will apply to the services to be provided pursuant to this Agreement with effect from the Effective Date.

Appears in 1 contract

Samples: Services Agreement (Oaktree Capital Group, LLC)

AutoNDA by SimpleDocs

COMPLIANCE WITH FCA RULES. 14.1 9.1 Oaktree US will be the Sub-Advisor's client for the purposes of the FCA Rules. Accordingly, in conformity with the FCA Rules, a number of additional statements and provisions are required to be included in this Agreement. Such additional statements and provisions are set out in Schedule 1 hereof ("Additional FCA Provisions"), which is hereby incorporated into and will form part of this Agreement and will apply to the services to be provided pursuant to this Agreement with effect from the Effective Date.

Appears in 1 contract

Samples: Services Agreement (Oaktree Capital Group, LLC)

COMPLIANCE WITH FCA RULES. 14.1 15.1 Oaktree US will be the Sub-AdvisorLLP's client for the purposes of the FCA Rules. Accordingly, in conformity with the FCA Rules, a number of additional statements and provisions are required to be included in this Agreement. Such additional statements and provisions are set out in Schedule 1 hereof ("Additional FCA Provisions"), which is hereby incorporated into and will form part of this Agreement and will apply to the services to be provided pursuant to this Agreement with effect from the Effective DateAgreement.

Appears in 1 contract

Samples: Services Agreement (Oaktree Capital Group, LLC)

COMPLIANCE WITH FCA RULES. 14.1 12.1 Oaktree US will be the Sub-AdvisorLLP's client for the purposes of the FCA Rules. Accordingly, in conformity with the FCA Rules, a number of additional statements and provisions are required to be included in this Agreement. Such additional statements and provisions are set out in Schedule 1 hereof ("Additional FCA Provisions"), which is hereby incorporated into and will form part of this Agreement and will apply to the services to be provided pursuant to this Agreement with effect from the Effective DateAgreement.

Appears in 1 contract

Samples: Services Agreement (Oaktree Capital Group, LLC)

AutoNDA by SimpleDocs

COMPLIANCE WITH FCA RULES. 14.1 17.1 Oaktree US will be the Sub-AdvisorLLP's client for the purposes of the FCA Rules. Accordingly, in conformity with the FCA Rules, a number of additional statements and provisions are required to be included in this Agreement. Such additional statements and provisions are set out in Schedule 1 hereof ("Additional FCA Provisions"), which is hereby incorporated into and will form part of this Agreement and will apply to the services to be provided pursuant to this Agreement with effect from the Effective DateAgreement.

Appears in 1 contract

Samples: Services Agreement (Oaktree Capital Group, LLC)

Time is Money Join Law Insider Premium to draft better contracts faster.