Common use of Compliance with Certain Laws Clause in Contracts

Compliance with Certain Laws. The Authorized Participant has policies and procedures reasonably designed to comply with the anti-money laundering and related provisions of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001, as amended (the “U.S.A. PATRIOT Act”), and the operations of the Authorized Participant are and have been conducted in compliance with the U.S.A. PATRIOT Act.

Appears in 16 contracts

Sources: Authorized Participant Agreement (Grayscale HYPE ETF), Authorized Participant Agreement (Grayscale Solana Staking ETF), Authorized Participant Agreement (Grayscale Avalanche Trust (AVAX))

Compliance with Certain Laws. The If the Authorized Participant has policies and procedures reasonably designed is subject to comply with the anti-money laundering and related provisions requirements of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001, as amended 2001 (the “U.S.A. PATRIOT Act”), and the operations of the Authorized Participant are has policies and have been conducted in compliance procedures reasonably designed to comply with the anti- money laundering and related provisions of the U.S.A. PATRIOT Act.

Appears in 12 contracts

Sources: Authorized Participant Agreement (Abrdn Silver ETF Trust), Authorized Participant Agreement (Abrdn Precious Metals Basket ETF Trust), Authorized Participant Agreement (Abrdn Palladium ETF Trust)

Compliance with Certain Laws. The If the Authorized Participant is subject to the requirements of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 (the “U.S.A. PATRIOT Act”), the Authorized Participant has policies and procedures reasonably designed to comply with the anti-money laundering and related provisions of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001, as amended (the “U.S.A. PATRIOT Act”), and the operations of the Authorized Participant are and have been conducted in compliance with the U.S.A. PATRIOT Act.

Appears in 7 contracts

Sources: Authorized Participant Agreement (Etfs Palladium Trust), Authorized Participant Agreement (ETFS White Metals Basket Trust), Authorized Participant Agreement (ETFS Asian Gold Trust)

Compliance with Certain Laws. The If the Authorized Participant is subject to the requirements of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 (the “U.S.A. PATRIOT Act”), the Authorized Participant has policies and procedures reasonably designed to comply with the anti-money laundering and related provisions of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001, as amended (the “U.S.A. PATRIOT Act”), and the operations of the Authorized Participant are and have been conducted in compliance with the U.S.A. PATRIOT Act.. 

Appears in 6 contracts

Sources: Authorized Participant Agreement, Authorized Participant Agreement (Etfs Silver Trust), Authorized Participant Agreement (ETFS Precious Metals Basket Trust)

Compliance with Certain Laws. The If the Authorized Participant has policies and procedures reasonably designed is subject to comply with the anti-money laundering and related provisions requirements of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001, as amended (the “U.S.A. PATRIOT Act”), the Authorized Participant has policies and procedures reasonably designed to comply with the anti-money laundering and related provisions of the U.S.A. PATRIOT Act, and the operations of the Authorized Participant are and have been conducted in compliance with the U.S.A. PATRIOT Act.

Appears in 5 contracts

Sources: Authorized Participant Agreement, Authorized Participant Agreement (GraniteShares Platinum Trust), Authorized Participant Agreement (GraniteShares Platinum Trust)

Compliance with Certain Laws. The Authorized Participant has policies and procedures reasonably designed to comply is in compliance with the all applicable anti-money laundering laws and related provisions of regulations, including, but not limited to, the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001, as amended (the “U.S.A. PATRIOT Act”), and the operations of the Authorized Participant are and have been conducted in compliance with the U.S.A. PATRIOT Act.

Appears in 4 contracts

Sources: Authorized Participant Agreement (Managed Emerging Markets Trust), Authorized Participant Agreement (Managed Emerging Markets Trust), Authorized Participant Agreement (Managed Emerging Markets Trust)

Compliance with Certain Laws. The If the Authorized Participant has policies and procedures reasonably designed is subject to comply with the anti-money laundering and related provisions requirements of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001, as amended (the “U.S.A. PATRIOT Act”), the Authorized Participant has policies and procedures reasonably designed to comply with the anti-money laundering and related provisions of the U.S.A. PATRIOT Act, and the operations of the Authorized Participant are and have been conducted in compliance with the U.S.A. PATRIOT Act.

Appears in 3 contracts

Sources: Authorized Participant Agreement (Bitcoin Investment Trust), Authorized Participant Agreement (Bitcoin Investment Trust), Authorized Participant Agreement (Merk Gold Trust)

Compliance with Certain Laws. The If the Authorized Participant has policies and procedures reasonably designed is subject to comply with the anti-money laundering and related provisions requirements of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001, as amended 2001 (the “U.S.A. PATRIOT Act”), and the operations of the Authorized Participant are and have been conducted is in compliance with the anti-money laundering and related provisions of the U.S.A. PATRIOT Act.

Appears in 1 contract

Sources: Authorized Participant Agreement (Ishares Diversified Alternatives Trust)

Compliance with Certain Laws. The If the Authorized Participant has policies and procedures reasonably designed is subject to comply with the anti-money laundering and related provisions requirements of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001, as amended (the “U.S.A. PATRIOT Act”), the Authorized Participant has policies and procedures reasonably designed to comply with the applicable anti-money laundering and related provisions of the U.S.A. PATRIOT Act, and the operations of the Authorized Participant are and have been conducted in compliance with the U.S.A. PATRIOT Act.

Appears in 1 contract

Sources: Authorized Participant Agreement (Perth Mint Physical Gold ETF)