Common use of Compliance with Applicable Regulations Clause in Contracts

Compliance with Applicable Regulations. In performing its duties hereunder, Sub-adviser shall establish compliance procedures (copies of which shall be provided to Adviser, and shall be subject to review and approval by Adviser) reasonably calculated to ensure compliance at all times with all applicable provisions of the 1940 Act and the Advisers Act, and any rules and regulations adopted thereunder; Subchapter M of the Code; the provisions of the Registration Statement; the provisions of the Articles and the By-Laws of the Trust, as the same may be amended from time to time; and any other applicable provisions of state, federal or foreign law.

Appears in 7 contracts

Samples: Sub Advisory Agreement (Thrivent Mutual Funds), Sub Advisory Agreement (Thrivent Mutual Funds), Sub Advisory Agreement (Thrivent Mutual Funds)

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Compliance with Applicable Regulations. In performing its duties hereunder, Sub-adviser shall establish compliance procedures (copies of which shall be provided to Adviser, and shall be subject to review and approval by Adviser) reasonably calculated to ensure compliance at all times with all applicable provisions of the 1940 Act and the Advisers Act, and any rules and regulations adopted thereunder; Subchapter M of the Code; the provisions of the Registration Statement; the provisions of the Articles and the By-Laws of the TrustFund, as the same may be amended from time to time; and any other applicable provisions of state, federal or foreign law.

Appears in 5 contracts

Samples: Investment Sub Advisory Agreement (Thrivent Series Fund Inc), Sub Advisory Agreement (Thrivent Series Fund Inc), Lb Series Fund Inc

Compliance with Applicable Regulations. In performing its duties hereunder, Sub-adviser shall establish compliance procedures (copies of which shall be provided to Adviser, and shall be subject to review and approval by Adviser) reasonably calculated to ensure compliance at all times with all applicable provisions of the 1940 Act and the Advisers Act, and any rules and regulations adopted thereunder; Subchapter M of the Code; the provisions of the Registration Statement; the provisions of the Articles Declaration and the By-Laws of the Trust, as the same may be amended from time to time; and any other applicable provisions of state, state or federal or foreign law.

Appears in 2 contracts

Samples: Sub Advisory Agreement (Thrivent Mutual Funds), Sub Advisory Agreement (Thrivent Mutual Funds)

Compliance with Applicable Regulations. In performing its duties hereunder, Sub-adviser shall establish compliance procedures (copies of which shall be provided to Adviser, and shall be subject to review and approval by Adviser) reasonably calculated to ensure compliance at all times with all applicable provisions of the 1940 Act and the Advisers Act, and any rules and regulations adopted thereunder; Subchapter M of the Code; the provisions of the Registration Statement; the provisions of the Articles and the By-By- Laws of the TrustFund, as the same may be amended from time to time; and any other applicable provisions of state, federal or foreign law.

Appears in 1 contract

Samples: Lb Series Fund Inc/

Compliance with Applicable Regulations. In performing its duties hereunder, Sub-adviser shall establish compliance procedures (copies of which shall be provided to Adviser, and shall be subject to review and approval by AdviserAdviser and the Board) reasonably calculated designed to ensure compliance at all times with all applicable provisions of the 1940 Act and the Advisers Act, and any rules and regulations adopted thereunder; Subchapter M of the Code; the provisions of the Registration Statement; the provisions of the Articles and the By-Laws of the TrustFund, as the same may be amended from time to time; and any other applicable provisions of state, federal or foreign law.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (Thrivent Series Fund Inc)

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Compliance with Applicable Regulations. In performing its duties hereunder, Sub-adviser shall establish compliance procedures (copies of which shall be provided to Adviser, and shall be subject to review and approval by Adviser) reasonably calculated to ensure compliance at all times with all applicable provisions of the 1940 Act and the Advisers Act, and any rules and regulations adopted thereunder; Subchapter M of the Code; the provisions of the Registration Statement; the provisions of the Articles and the By-Laws of the TrustFund, as the same may be amended from time to time; and any other applicable provisions of state, state or federal or foreign law.

Appears in 1 contract

Samples: Investment Subadvisory Agreement (Thrivent Series Fund Inc)

Compliance with Applicable Regulations. In performing its duties hereunder, Sub-adviser Subadviser shall establish compliance procedures (copies of which shall be provided to Adviser, and shall be subject to review and approval by Adviser) reasonably calculated to ensure compliance at all times with all applicable provisions of the 1940 Act and the Advisers Act, and any rules and regulations adopted thereunder; Subchapter M of the Code; the provisions of the Registration Statement; the provisions of the Articles and the By-Laws of the TrustFund, as the same may be amended from time to time; and any other applicable provisions of state, federal or foreign law.

Appears in 1 contract

Samples: Investment Subadvisory Agreement (Lb Series Fund Inc/)

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