Common use of Compliance with Anti-Money Laundering Laws Clause in Contracts

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all jurisdictions, the rules and regulations thereunder and any related or similar rules, regulations and guidelines issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiaries, threatened.

Appears in 24 contracts

Samples: Underwriting Agreement (Diamondback Energy, Inc.), Underwriting Agreement (Diamondback Energy, Inc.), Underwriting Agreement (Diamondback Energy, Inc.)

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Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with all applicable financial recordkeeping and reporting requirements requirements, including those of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-applicable money laundering statutes of all jurisdictionsjurisdictions where the Company conducts business, the rules and regulations thereunder and any related or similar rules, regulations and or guidelines issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) ), and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 9 contracts

Samples: Equity Distribution Agreement (Cynergistek, Inc), Corporation Equity Distribution Agreement (Immersion Corp), Equity Distribution Agreement (Broadwind, Inc.)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements requirements, including those of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-applicable money laundering statutes of all jurisdictionsjurisdictions where the Company conducts business, the rules and regulations thereunder and any related or similar rules, regulations and or guidelines issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) ), and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 8 contracts

Samples: IDEAYA Biosciences, Inc., IDEAYA Biosciences, Inc., IDEAYA Biosciences, Inc.

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements requirements, including those of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-applicable money laundering statutes of all jurisdictionsjurisdictions in which the Company conducts business, the rules and regulations thereunder and any related or similar rules, regulations and guidelines or guidelines, issued, administered or enforced by any governmental or regulatory agency (collectively, the “Anti-Money Laundering Laws”) ), and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, or to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 7 contracts

Samples: Underwriting Agreement (Monmouth Real Estate Investment Corp), Monmouth Real Estate Investment Corp, Monmouth Real Estate Investment Corp

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all jurisdictions, the rules and regulations thereunder and any related or similar rules, regulations and guidelines issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 6 contracts

Samples: Underwriting Agreement (Core Laboratories N V), Underwriting Agreement (Navidea Biopharmaceuticals, Inc.), Underwriting Agreement (Navidea Biopharmaceuticals, Inc.)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements requirements, including those of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-applicable money laundering statutes of all jurisdictionsjurisdictions where the Company conducts business, the rules and regulations thereunder and any related or similar rules, regulations and or guidelines issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the best knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 5 contracts

Samples: Underwriting Agreement (Jack Creek Investment Corp.), Underwriting Agreement (Hamilton Lane Alliance Holdings I, Inc.), Underwriting Agreement (Jack Creek Investment Corp.)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all applicable jurisdictions, the rules and regulations thereunder and any related or similar rules, regulations and guidelines issued, administered or enforced by any applicable governmental agency (collectively, the “Anti-Money Laundering Laws”) ), and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 5 contracts

Samples: Underwriting Agreement (GMS Inc.), Underwriting Agreement (GMS Inc.), Underwriting Agreement (GMS Inc.)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all jurisdictions, the rules and regulations thereunder and any related or similar rules, regulations and guidelines issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) ), and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 4 contracts

Samples: Underwriting Agreement (Sportsman's Warehouse Holdings, Inc.), Underwriting Agreement (Sportsman's Warehouse Holdings, Inc.), Underwriting Agreement (Sportsman's Warehouse Holdings, Inc.)

Compliance with Anti-Money Laundering Laws. The operations of the Company is, and its subsidiaries are and have has been conducted at all times times, in compliance with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all applicable jurisdictions, the rules and regulations thereunder and any related or similar applicable rules, regulations and guidelines or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 4 contracts

Samples: Sales Agreement (Vera Therapeutics, Inc.), Vera Therapeutics, Inc., Vera Therapeutics, Inc.

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements requirements, including those of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the applicable anti-money laundering statutes of all jurisdictionsjurisdictions where the Company conducts business, the rules and regulations thereunder and any related or similar rules, regulations and or guidelines issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 4 contracts

Samples: Underwriting Agreement (Dynamics Special Purpose Corp.), Underwriting Agreement (DA32 Life Science Tech Acquisition Corp.), Underwriting Agreement (DA32 Life Science Tech Acquisition Corp.)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in material compliance with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, and the anti-money laundering statutes and the rules of all jurisdictions, the rules applicable jurisdictions and regulations thereunder and any related or similar rules, regulations and guidelines or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 3 contracts

Samples: Flex Ltd., Flex Ltd., Flex Ltd.

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have has been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements requirements, including those of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-applicable money laundering statutes of all jurisdictionsjurisdictions where the Company conducts business, the rules and regulations thereunder and any related or similar rules, regulations and or guidelines issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 3 contracts

Samples: Underwriting Agreement (Ignyta, Inc.), Underwriting Agreement (Ignyta, Inc.), Underwriting Agreement (Ignyta, Inc.)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all jurisdictions, the rules and regulations thereunder and any related or similar rules, regulations and guidelines or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 3 contracts

Samples: Purchase Agreement (UWM Holdings Corp), Forum Energy Technologies, Inc., Forum Energy Technologies, Inc.

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements requirements, including those of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-any applicable money laundering statutes of all jurisdictionsstatutes, the rules and regulations thereunder and any related or similar rules, regulations and guidelines or guidelines, issued, administered or enforced by any governmental or regulatory agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental or regulatory agency, authority or body or any arbitrator involving the Company or any of its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the best knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 3 contracts

Samples: Kindred Healthcare, Inc, Kindred Healthcare, Inc, Kindred Healthcare, Inc

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements requirements, including those of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-applicable money laundering statutes of all jurisdictionsjurisdictions where the Company conducts business, the rules and regulations thereunder and any related or similar rules, regulations and guidelines or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 3 contracts

Samples: Underwriting Agreement (ZS Pharma, Inc.), Underwriting Agreement (ZS Pharma, Inc.), Underwriting Agreement (ZS Pharma, Inc.)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in material compliance with applicable financial recordkeeping and reporting requirements requirements, including those of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-applicable money laundering statutes of all jurisdictionsjurisdictions where the Company conducts business, the rules and regulations thereunder and any related or similar rules, regulations and or guidelines issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 3 contracts

Samples: Underwriting Agreement (SYNERGY RESOURCES Corp), Underwriting Agreement (Synergy Resources Corp), Underwriting Agreement (Synergy Resources Corp)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries Subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements requirements, including those of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all applicable jurisdictions, the rules and regulations thereunder and any related or similar rules, regulations and or guidelines issued, administered or enforced by any governmental agency Governmental Agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agencyGovernmental Agency, authority or body or any arbitrator involving the Company or any of its subsidiaries Subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesafter inquiry, threatened.

Appears in 3 contracts

Samples: Underwriting Agreement (Trip.com Group LTD), Ctrip Com International LTD, Ctrip Com International LTD

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements requirements, including those of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all jurisdictions, the rules and regulations thereunder and any related or similar rules, regulations and guidelines or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) ), and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 2 contracts

Samples: Purchase Agreement (Immunogen Inc), CaesarStone Sdot-Yam Ltd.

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements requirements, including those of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-applicable money laundering statutes of all jurisdictionsjurisdictions where the Company conducts business, the rules and regulations thereunder and any related or similar rules, regulations and or guidelines issued, administered or enforced by any applicable governmental agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or its subsidiaries with respect to the Anti-Money Laundering Laws is pending oris, to the knowledge of the Company Company, pending or its subsidiaries, threatened.

Appears in 2 contracts

Samples: Underwriting Agreement (Generation Asia I Acquisition LTD), Administrative Services Agreement (Generation Asia I Acquisition LTD)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all jurisdictions, the rules and regulations thereunder and any related or similar rules, regulations and guidelines or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) ), and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 2 contracts

Samples: Underwriting Agreement (Eastman Chemical Co), Underwriting Agreement (Eastman Chemical Co)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements requirements, including those of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-applicable money laundering statutes of all jurisdictionsjurisdictions where the Company conducts business, the applicable rules and regulations thereunder and any related or similar rules, regulations and or guidelines issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 2 contracts

Samples: Underwriting Agreement (Accelerate Acquisition Corp.), Underwriting Agreement (Accelerate Acquisition Corp.)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all jurisdictions, the rules and regulations thereunder and any related or similar rules, regulations and guidelines or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 2 contracts

Samples: Letter Agreement (Ironwood Pharmaceuticals Inc), Purchase Agreement (Ironwood Pharmaceuticals Inc)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the applicable anti-money laundering statutes of all jurisdictions, the rules and regulations thereunder and any related or similar rules, regulations and guidelines issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 2 contracts

Samples: Underwriting Agreement (NeuroSigma, Inc.), Underwriting Agreement (NeuroSigma, Inc.)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are Company, are, and have been conducted at all times times, in compliance with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all applicable jurisdictions, the rules and regulations thereunder and any related or similar applicable rules, regulations and guidelines or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge best of the Company or its subsidiariesCompany’s knowledge, threatened.

Appears in 2 contracts

Samples: Five Prime Therapeutics, Inc., Five Prime Therapeutics Inc

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all jurisdictions, the rules and regulations thereunder and any related or similar rules, regulations and guidelines or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries with respect to the Anti-Money Laundering Laws is pending orpending, or to the best knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 2 contracts

Samples: Purchase Agreement (Akoustis Technologies, Inc.), Purchase Agreement (Northwest Biotherapeutics Inc)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements requirements, including those of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-applicable money laundering statutes of all jurisdictionsjurisdictions where the Company or any of its subsidiaries conducts business, the rules and regulations thereunder and any related or similar rules, regulations and guidelines or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) ), and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator Governmental Entity involving the Company or any of its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 2 contracts

Samples: Underwriting Agreement (FB Financial Corp), FB Financial Corp

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries Subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all jurisdictions, the rules and regulations thereunder and any related or similar rules, regulations and guidelines or guidelines, issued, administered or enforced by any governmental agency Governmental Agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator Governmental Agency involving the Company or its subsidiaries any Subsidiary with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiaries, threatened.

Appears in 1 contract

Samples: Underwriting Agreement (Charm Communications Inc.)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance in all material respects with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all jurisdictions, applicable jurisdictions in which the Company operates and the rules and regulations thereunder and any related or similar rules, regulations and guidelines or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and in such jurisdictions. There is no pending action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries with respect relating to the Anti-Money Laundering Laws is pending or, to the knowledge failure of the Company or its subsidiaries, threatenedSubsidiaries to comply with anti-money laundering laws.

Appears in 1 contract

Samples: Letter Agreement (Envista Holdings Corp)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all jurisdictions, the rules and regulations thereunder and any related or similar rules, regulations and guidelines or guidelines, issued, administered or enforced by any governmental agency -14- (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the best knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 1 contract

Samples: Griffon Corp

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all jurisdictions, and the rules and regulations thereunder and any related or similar rules, regulations and guidelines or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 1 contract

Samples: Underwriting Agreement (Green Brick Partners, Inc.)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries the Subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all applicable jurisdictions, the rules and regulations thereunder and any related or similar rules, regulations and guidelines or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or its subsidiaries any of the Subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 1 contract

Samples: Underwriting Agreement (Physicians Realty Trust)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance in all material respects with applicable financial recordkeeping record keeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all applicable jurisdictions, the rules and regulations thereunder and any related or similar rules, regulations and guidelines or guidelines, that have been issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator or non-governmental authority involving the Company or any of its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 1 contract

Samples: Underwriting Agreement (Consensus Cloud Solutions, Inc.)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance in all material respects with applicable financial recordkeeping and reporting requirements requirements, including those of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all applicable jurisdictions, the rules and regulations thereunder and any related or similar rules, rules or regulations and guidelines issued, administered or enforced by any governmental agency Governmental Entity (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator Governmental Entity involving the Company or any of its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 1 contract

Samples: Securities Purchase Agreement (KALA BIO, Inc.)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries Subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements of requirements, including the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all applicable jurisdictions, the rules and regulations thereunder and any related or similar rules, regulations and or guidelines issued, administered or enforced by any governmental agency Governmental Agency (as defined below) (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agencyGovernmental Agency (as defined below), authority or body or any arbitrator involving the Company or any of its subsidiaries Subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 1 contract

Samples: Underwriting Agreement (YY Inc.)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are Subsidiaries, are, and have been conducted at all times times, in compliance with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all applicable jurisdictions, the rules and regulations thereunder and any related or similar applicable rules, regulations and guidelines or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries Subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge best of the Company or its subsidiariesCompany’s knowledge, threatened.

Appears in 1 contract

Samples: Sales Agreement (Five Prime Therapeutics, Inc.)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with all applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all jurisdictions, the rules and regulations thereunder and any related or similar rules, regulations and guidelines issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries with respect to the Anti-Money Laundering Laws is pending orLaws, to the knowledge of the Company Company’s knowledge, is pending or its subsidiaries, threatened.

Appears in 1 contract

Samples: Underwriting Agreement (Macrocure Ltd.)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries the Significant Subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-all applicable money laundering statutes of all jurisdictionsjurisdictions where the Company or any of the Significant Subsidiaries conducts business, the rules and regulations thereunder and any related or similar rules, regulations and or guidelines issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) ), and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or its subsidiaries any of the Significant Subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 1 contract

Samples: Underwriting Agreement (Yoshitsu Co., LTD)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance in all material respects with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all jurisdictions, the rules and regulations thereunder and any related or similar rules, regulations and guidelines or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and no ). No action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 1 contract

Samples: Underwriting Agreement (Ca, Inc.)

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Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all jurisdictions, the rules and regulations thereunder and any related or similar rules, regulations and guidelines issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 1 contract

Samples: Underwriting Agreement (Ute Energy Upstream Holdings LLC)

Compliance with Anti-Money Laundering Laws. The operations of the Company is and its subsidiaries are and have has been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements requirements, including those of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-applicable money laundering statutes of all jurisdictionsjurisdictions where the Company conducts business, the rules and regulations thereunder and any related or similar rules, regulations and or guidelines issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 1 contract

Samples: Underwriting Agreement (RayzeBio, Inc.)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries Subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all jurisdictions, applicable jurisdictions and the rules and regulations thereunder and any related or similar rules, regulations and or guidelines issued, administered or enforced by any governmental agency Governmental Entity (collectively, the “Anti-Money Laundering Laws”) ); and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator Governmental Entity involving the Company or any of its subsidiaries Subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the best knowledge of the Company or its subsidiariesCompany, threatened.. -13-

Appears in 1 contract

Samples: TriState Capital Holdings, Inc.

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements requirements, including those of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all jurisdictions, the rules and regulations thereunder and any related or similar rules, regulations and guidelines or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries with respect to the Anti-Anti- Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 1 contract

Samples: Underwriting Agreement (Hormel Foods Corp /De/)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are are, and have been conducted at all times times, in compliance with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all applicable jurisdictions, the rules and regulations thereunder and any related or similar applicable rules, regulations and guidelines or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) ), and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the best knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 1 contract

Samples: Common Stock (Cti Biopharma Corp)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries Subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all applicable jurisdictions, the rules and regulations thereunder and any related or similar rules, regulations and guidelines or guidelines, issued, administered or enforced by any governmental agency Governmental Agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agencyGovernmental Agency, authority or body or any arbitrator involving the Company or any of its subsidiaries Subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesafter inquiry, threatened.

Appears in 1 contract

Samples: Purchase Agreement (Ctrip Com International LTD)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements requirements, including those of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all jurisdictions, the rules and regulations thereunder and any related or similar rules, regulations and guidelines or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 1 contract

Samples: Hormel Foods Corp /De/

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all jurisdictions, the rules and regulations thereunder and any related or similar applicable rules, regulations and guidelines or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 1 contract

Samples: Chewy, Inc.

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements requirements, including those of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-applicable money laundering statutes of all jurisdictionsjurisdictions where the Company conducts business, the rules and regulations thereunder and any related or similar rules, regulations and or guidelines issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 1 contract

Samples: Clearside Biomedical, Inc.

Compliance with Anti-Money Laundering Laws. The To the Company’s knowledge, the operations of the Company and its subsidiaries are and have been conducted at all times in material compliance with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all applicable jurisdictions, the rules and regulations thereunder and any related or similar rules, regulations and guidelines or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) ), and no material action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 1 contract

Samples: Terms Agreement (L Brands, Inc.)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries the Guarantors are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all jurisdictions, the rules and regulations thereunder and any related or similar rules, regulations and guidelines issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or its subsidiaries the Guarantors with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesthe Guarantors, threatened.

Appears in 1 contract

Samples: Purchase Agreement (Diamondback Energy, Inc.)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements requirements, including those of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-applicable money laundering statutes of all jurisdictions, the rules and regulations thereunder and any related or similar rules, regulations and guidelines or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) ), and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 1 contract

Samples: Underwriting Agreement (Cellectis S.A.)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with all applicable financial recordkeeping and reporting requirements requirements, including those of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-applicable money laundering statutes of all jurisdictionsjurisdictions where the Company conducts business, the rules and regulations thereunder and any related or similar rules, regulations and or guidelines issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) ), and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany’s knowledge, threatened.

Appears in 1 contract

Samples: Equity Distribution Agreement (Aehr Test Systems)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements requirements, including those of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-applicable money laundering statutes of all jurisdictionsjurisdictions in which the Company conducts business, the rules and regulations thereunder and any related or similar rules, regulations and guidelines or guidelines, issued, administered or enforced by any governmental or regulatory agency (collectively, the “Anti-Money Laundering Laws”) ), and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 1 contract

Samples: Underwriting Agreement (Tobira Therapeutics, Inc.)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all applicable jurisdictions, the rules and regulations thereunder and any related or similar rules, regulations and guidelines or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 1 contract

Samples: Shared Services Agreement (Physicians Realty Trust)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the applicable anti-money laundering statutes of all jurisdictions, and the rules and regulations thereunder thereunder, and any related or similar applicable rules, regulations and guidelines issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened. The Company has policies and procedures in place designed to ensure compliance with the Anti-Money Laundering Laws.

Appears in 1 contract

Samples: Underwriting Agreement (Corcept Therapeutics Inc)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements requirements, including those of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-applicable money laundering statutes of all jurisdictionsjurisdictions where the Company conducts business, the rules and regulations thereunder and any related or similar rules, regulations and or guidelines issued, administered or enforced by any governmental agency (collectively, the “Anti-Anti- Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 1 contract

Samples: Kensington Capital Acquisition Corp.

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements relating to anti-money laundering regulations, including those of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-applicable money laundering statutes of all jurisdictionsjurisdictions where the Company or any of its subsidiaries conducts business, and the rules and regulations thereunder and any related or similar rules, regulations and guidelines issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) ), and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the best knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 1 contract

Samples: Underwriting Agreement (Altice USA, Inc.)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all applicable jurisdictions, the rules and regulations thereunder and any related or similar rules, regulations and guidelines or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 1 contract

Samples: Activision Blizzard, Inc.

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries Subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all jurisdictions, applicable jurisdictions and the rules and regulations thereunder and any related or similar rules, regulations and or guidelines issued, administered or enforced by any governmental agency Governmental Entity (collectively, the “Anti-Money Laundering Laws”) ); and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator Governmental Entity involving the Company or any of its subsidiaries Subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the best knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 1 contract

Samples: Preferred Stock Purchase Agreement (TriState Capital Holdings, Inc.)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-applicable money laundering statutes of all jurisdictionsjurisdictions where the Company conducts business, the rules and regulations thereunder and any related or similar rules, regulations and or guidelines issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesCompany, threatened.

Appears in 1 contract

Samples: Jounce Therapeutics, Inc.

Compliance with Anti-Money Laundering Laws. The operations of the Company Company, the Partnership and its their subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all jurisdictions, the rules and regulations thereunder and any related or similar rules, regulations and guidelines or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company Company, the Partnership or its any of their subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the best knowledge of the Company or its subsidiaries, the Partnership threatened.

Appears in 1 contract

Samples: Acadia Realty Trust

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements requirements, including those of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-applicable money laundering statutes of all jurisdictionsjurisdictions where the Company conducts business, the rules and regulations thereunder and any related or similar rules, regulations and or guidelines issued, administered or enforced by any governmental agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or its subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company, threatened against the Company or its subsidiaries, threatenedaffiliates.

Appears in 1 contract

Samples: Underwriting Agreement (Alzamend Neuro, Inc.)

Compliance with Anti-Money Laundering Laws. The operations of the Company and its subsidiaries Subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements of requirements, including the Currency and Foreign Transactions Reporting Act of 1970, as amended, the anti-money laundering statutes of all applicable jurisdictions, the rules and regulations thereunder and any related or similar rules, regulations and or guidelines issued, administered or enforced by any governmental agency Governmental Agency (collectively, the “Anti-Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agencyGovernmental Agency, authority or body or any arbitrator involving the Company or any of its subsidiaries Subsidiaries with respect to the Anti-Money Laundering Laws is pending or, to the knowledge of the Company or its subsidiariesafter inquiry, threatened.

Appears in 1 contract

Samples: Purchase Agreement (Ctrip Com International LTD)

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